51 to 75 of 83 Regulatory Change Jobs in London

approach bringing together mindsets, expertise, methodologies, and solutions from Strategy, Programme, Digital, Programme Leadership and Human Centred Transformation to better anticipate, shape and manage change in Major Programmes. It empowers project leaders to effectively anticipate and manage change, risk and uncertainty across a programme’s lifecycle, shaping its … people and HR transformation business. As part of a practice that brings research and analytics expertise together with deep industry knowledge, you’ll develop change programmes that are not only innovative, but deliver the most positive impact for all, and in doing so you’ll develop trusted relationships with … of large-scale business/organisational transformation programmes, using traditional and/or agile methodologies with a strong understanding of digital/technology enabled change • Experienced in delivering at least one of the following types of programmes: (1) Finance and Actuarial Transformation, (2) Target Operating Model, (3) Digital and more »

We are:Experts in banking and payments, capital markets and wealth and asset managementDeeply knowledgeable in financial services offering, including, e.g., Finance, Risk, Compliance, Regulatory Change, Financial Crime, Core Banking, etc.Committed to growing our business and hiring the best talent to help us get thereFocused on maintaining our … exist. You will contribute to providing solutions and support the implementation of changes, frameworks and tooling as required to close control gaps and meet regulatory requirements.Our clients are predominantly within Financial Services and look for support in delivering solutions to improve their operational resilience. The type of projects we … Implementation3rd Party engagement model reviewSupplier Chain Identification & AssessmentVendor Risk Assessment & ReviewVendor Risk Mitigation & RemediationRisk Monitoring DashboardsImplementation of Controls & ToolingCyber Posture Assessment & Risk ManagementResponding to Regulatory ChangeSecurity Design & implementationCloud Security Assessment & ImplementationSKILLS AND EXPERTISEGood knowledge and practical experience of operational resilience, third party risk and cyber risk regulatory requirements more »

high performance and continuous improvement. Collaborate with other departments to support overall business objectives and drive organizational growth. Stay updated on industry trends and regulatory changes to ensure compliance and best practices. Qualifications: ACCA/ACA/CAANZ or similar qualification Proven experience as a Financial Controller or similar more »

knowledge of FCA conduct regulationExperience of the banking, insurance, consumer credit or asset management sectors.Experience of applying conduct regulation in roles like compliance advice, regulatory change, conduct investigations, redress programmesTechnical expertise in supporting areas like product governance, price/value assessments or customer communications.Confident in producing accurate written more »

our portfolio's objectives.Leading investor presentations, negotiations, and closing deals while maintaining the highest standards of professionalism and client satisfaction.Staying updated with industry trends, regulatory changes, and market dynamics to offer cutting-edge insights to our clients.Qualifications:A minimum of 8 years of experience in capital raising within the more »

of continuous improvement and excellence. Collaborate cross-functionally with various departments to drive product innovation and process optimization. Stay abreast of industry trends and regulatory changes, implementing necessary adjustments to maintain compliance. Requirements: Background in food manufacturing industry is essential. Proven experience in technical management or a related role. more »

process for the alternatives fundBuild and maintain strong relationships with clients, partners, and stakeholders, providing exceptional service and strategic guidance.Stay abreast of market trends, regulatory developments, and emerging opportunities in the alternative investment landscape.Ensure compliance with regulatory requirements and internal policies, maintaining the highest standards of integrity and … potential investments.Collaborate with internal stakeholders to integrate ESG factors into investment decisions.Contribute to ESG reporting and communications.Stay abreast of the latest ESG trends and regulatory changes within the financial services industry.The Successful ApplicantWe seek an experienced and dynamic ESG Aware Fund of Alternative Funds Portfolio Manager (Director) to join … thinking, and problem-solving abilities.Excellent communication and interpersonal skills, with the ability to build and maintain relationships with clients and stakeholders.Knowledge of international markets, regulatory frameworks, and best practices in alternative investments.A strong understanding of the ESG regulatory landscape within the financial services industry.Bachelor's degree in Finance more »

of our commodities trading operations. Monitoring and Reporting: Oversee ongoing monitoring of trading activities, conduct risk assessments, and ensure timely and accurate reporting to regulatory bodies. Training and Advising: Provide expert guidance and training to staff on compliance matters, fostering a culture of compliance and ethical behavior across the … organization. Staying Informed: Keep abreast of regulatory changes and industry trends, ensuring our compliance framework remains current and effective. Qualifications Extensive Experience: Solid experience in compliance roles, preferably within the commodities trading or financial services sector. Regulatory Knowledge: In-depth understanding of applicable regulations and standards, including CFTC more »

Manage and oversee day-to-day financial operations, including financial reporting and cashflow management. Prepare monthly, quarterly, and annual financial statements in accordance with regulatory standards and internal policies. Lead treasury and cash flow management activities, ensuring optimal liquidity and financial stability. Collaborate with internal stakeholders to develop and … monitor financial plans and budgets, providing insights to support decision-making. Liaise with external auditors, tax advisors, and regulatory authorities to ensure compliance with financial regulations and reporting requirements. Drive process improvements and efficiency initiatives within the finance function to enhance productivity and scalability. Provide strategic financial guidance and … support to senior management and other departments as needed. Stay updated on industry trends, best practices, and regulatory changes relevant to finance and accounting. Qualifications and Skills: Fully qualified with relevant post-qualification experience, preferably gained in an in-house finance role. Strong technical knowledge of accounting principles and more »

research sources. Perform data quality review of KYC requests for completeness, including ensuring all appropriate information is contained in the KYC to meet all regulatory, legal, bank and audit requirements. Execute and review negative media alerts from client screening and escalate where necessary. Understand sanctions risks and AML requirements … risk counterparties, or where a red flag has been raised. Maintain detailed records on counterparties for second-level review, and internal audit/external regulatory inspection. Liaise with counterparties, Front Office, Credit, Legal and Operations as necessary as part of the KYC process. Support process documentation exercise for all … future regulatory changes and process improvements within the scope of KYC/AML. Prepare management information on number of counterparties screened, timeliness of screening, red flag rates, approval, and rejection rates for Head of Compliance. Continuously develop knowledge of Sanctions and AML related regulations. SKILLS AND EXPERIENCE: Proven experience more »

Job description Connect to your IndustryDiscover, investigate, influence. Our analytical skills are relied upon to ensure that Deloitte operates safely in an increasingly complex regulatory environment. Are you searching for a new opportunity? Join us to showcase your skills and capabilities. We are part of a national department, operating … Quality, Risk & Security (QRS) function, providing support to our client facing colleagues across the Deloitte network, keeping our business, and our clients safe from regulatory risk.The Quality, Risk and Security (QRS) community is an overarching identity for all the professionals who manage quality and risk for Deloitte. It comprises … a broad range of data processing activities.Providing data protection advice on internal and client-facing projects in support of the firm’s innovation and change agendas, including in relation to generative AI.Advising in relation to data incidents, data subject rights and regulatory requests, to help the firm manage more »

Change Manager - Business Analysis - Business Change - Investment Management - up to £88,500 Our client, a leading Investment Manager based in the City of London, are looking for a Change Manager/Business Analyst to join them on a permanent basis. You will be joining their Enterprise Change … the delivery across a range of strategic business objectives. The successful candidate will be joining a global team that are working across multiple strategic change processes within the business. You would be working across initiatives such as Regulatory Change, Data Strategy, ESG and HR projects as part … business transformation projects within the Asset Management industry and is willing to bring new ideas to the table. Key Skills Demonstrated experience as a Change Manager/Business Analyst Experience working across Regulatory Change programmes is highly desirable (e.g. DORA, EMIR etc.) Ability to support wide scale more »

entered into by CLS. Engage with and manage external legal advisors in multiple jurisdictions in respect of the same. Assist with monitoring of global regulatory change and payments industry initiatives relevant to the CLS system, with a specific focus on the EU and UK (post-Brexit) regulatory … enquiries and presenting the legal division’s approach to specific matters. Work across divisions to draft and contribute to letters and consultations relevant to regulatory and legal change. Provide legal advice, support and thought leadership to various CLS teams and divisions, including with respect to the use of emerging … Handbook and Settlement Member Agreements) to reflect relevant changes or improvements. Organize and facilitate cross-divisional working groups, as needed, in order to analyze regulatory change projects with a view to designing and implementing appropriate solutions and managing risk appropriately. Present recommendations and proposals to the various CLS more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

to £110,000 per annum Our client is a Global Pension fund and Multi-Asset Institutional Investor. They are currently building out a small change team within their London office and are looking to recruit an experienced Business Analyst. The successful candidate will own the identification and articulation of … business requirements for organisational change initiatives and lead on analysis related to the delivery of the organisational change portfolio. Projects within this portfolio will be driven by the fund’s rapid growth in London and New York. The role will provide in-house business analysis expertise in business … SAAS). Knowledge of Portfolio Management/Trading/Investment capability set up and corresponding operational set up (Ops, Risk, Legal, etc). Implementing regulatory change such as FCA regulatory compliance. Operating model/capability set up relating to people, processes, systems, data, etc. Data modelling and more »

London – Hybrid Employment: Full Time The Opportunity: A BIG4 Consultancy seeks a Senior Manager to lead complex Insurance Sector transformation engagements and deliver strategic change encompassing innovation, CX, growth, regulatory change, and large-scale cost reduction/efficiency improvements. The Role: As a Senior Manager, you will … centric growth, and implementing efficient operating models. This position is crucial to driving growth within the Insurance Transformation team, which addresses digital disruptions and regulatory challenges while aligning with the Customer and Operations service line. Required Skills/Experience: Extension industry experience in the insurance sector (preferably General Insurance … Prior management consultancy experience - leading complex business transformation programmes as a Project/Programme Manager applying relevant methods, including Lean, Agile, operating model design, change management, technology and/or digital change. An in-depth understanding of the key industry, market, and regulatory drivers shaping the Insurance/ more »

professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: Managing and reporting on regulatory projects, including advising on and supporting the business in implementing regulatory change. Support the Compliance Monitoring team with mapping and interpretation of key … regulatory requirements as are applicable to the annual Compliance Monitoring Plan, as required. Assist in the design and maintenance of the compliance training content. Support the delivery of the Compliance team’s key processes and controls, production of monthly MI, KRI/KPI and risk reporting. Lead on tracking … regulatory horizon developments in the UK as they relate to financial crime. Support on tracking regulatory horizon developments as they relate to The Pensions Regulator. Lead on the completion of the annual Group Financial Crime Risk Assessments. Assist the MLRO to prepare the annual MLRO Report. Manage and more »

business operations. Evaluate existing systems, processes, and procedures, recommending enhancements as appropriate. Represent the team on broader projects such as trading system upgrades and regulatory change integration. Provide oversight and monitoring of service providers. Key Skills & Experience: Hold a qualification as a Certified Public Accountant (CPA) or Chartered more »

to your IndustryWe have entered a period that will see businesses transform like never before. The Finance function sits at the center of this change, playing a key role which is seeing the demands of the CFO and their team increase. In response, we have established a CFO Advisory … teams in Risk Advisory and across Deloitte, to help our clients as they address a wide range of disruptive events – including IPO, M&A, regulatory change and technology transformation.Connect to your career at DeloitteDeloitte drives progress. Using our vast range of expertise, that covers audit, risk advisory, and more »

services to ensure data storage, security, and scalability. Develop and optimize SQL queries for data extraction and analysis. Stay updated on industry trends and regulatory changes within the insurance sector to inform data strategies and solutions. Experience: Proven experience in building and maintaining data lakes or data warehouses using more »

opportunities in the healthcare staffing sector. Support the executive team in integrating and optimizing staffing solutions within acquired businesses. Offer insights on market trends, regulatory changes, and the competitive landscape in healthcare staffing. Ensure that HHIG adheres to high standards of corporate governance. Act as a sounding board and more »

/or delegates on the team Confidently lead sales pitches, both in terms of proposals and in the client facing pitch Deep technical FCA regulatory knowledge for the asset management sector and the rules which apply to such entities Competently deals with difficult clients and situations with ease Effectively … client is able to adopt Identifying, driving and leading the development of new content when necessary for clients; Draft new policies in response to regulatory change Internal Relations Ability to train team members in their field of expertise in an effective manner; Is approachable and a go-to … seen as an expert and is a go-to person across a range of regulation Ability to give concise and clear explanations on complex regulatory concepts and requirements Identifying potential opportunities to upsell a piece of work/secondment/project with clients Optima Partners is committed to providing more »

Data Lineage, or Data Quality is also expected. This person will need to have solid knowledge around BCBS 239, and the data elements of regulatory change programmes. Whilst this is a senior leadership role, and not technically “hands-on”, they would like someone with a good level of more »

project support, finance reconciliation, and market monitoring. Contribute to contract and asset management, participate in front and back-office tasks, and stay updated on regulatory changes. This office-based position requires occasional travel. Roles and Responsibilities: Generate dashboards and support data analysis for company stakeholders. Provide project support for … Support auction submissions and qualify assets for NationalgridESO auctions. Manage contract and asset management tasks, including revenue streams, trading contracts, and direct services. Handle regulatory management, new revenue streams, and flexibility service tenders. Skills & Attributes: 3+ years of relevant market data experience optimisations, trading within Renewable energy sources (BESS more »

a risk-based approach to AML and CTF arrangements, conducting regular assessments to manage risks effectively. Keep the compliance program up to date with regulatory changes and developments in the group's products and services. Manage the process of Suspicious Activity Reports (SARs) effectively. Compliance: Ensure that the business … remediation activities. Skills & Experience Previous experience as a compliance officer/manager in the FinTech industry (must) 6-10 years of experience in Compliance Regulatory Affairs, AML/CFT in the UK (must) Degree in Law is preferred FCA certification is mandatory Experience in developing and administering internal controls more »