1 to 25 of 85 Remote Regulatory Compliance Jobs in London

We have a great opportunity for an ambitious Regulatory Change Analyst to join the Ruleguard team! Take a look at the position overview, key responsibilities and the required skills and experience, plus the great benefits we offer, and see if the role is right for you! Location: Hybrid - Remote working/London Office Hours: Full-time Join a company … that is taking the RegTech industry by storm! Ruleguard is a SaaS application company serving the financial sector compliance market. As a leading firm within the innovative "RegTech" sector we delight in creating cutting-edge business software to make it as easy as possible for banks, brokers, and investment firms to comply with regulation. We are looking for a … Regulatory Change Analyst to support the Head of Risk & Compliance, who is responsible for our Thought Leadership Strategy and oversight of risk management at Ruleguard. This role is best suited to someone with prior experience, or a keen interest, in Horizon Scanning with excellent research skills. We're looking for an enthusiastic individual who is ready to take More ❯

Head of Institutional Compliance page is loaded Head of Institutional Compliance Apply locations Cannon Street, London time type Full time posted on Posted Yesterday job requisition id R_14793 Job Title Head of Institutional Compliance Job Description So, who are we? Hello, we're IG Group. We are an FTSE250 FinTech company who run mobile, web and … functional teams and are laser-focused on increasing the number of active clients we serve to drive sustainable growth. Your role in the Team's Success The Head of Compliance for IG's i nstitutional b usiness is responsible for designing, implementing, and overseeing the comprehensive compliance program across all institutional client segment s . This senior leadership … role will ensure regulatory compliance while supporting business objectives , managing regulatory relationships, and fostering a culture of compliance throughout the institutional business division. What you'll do Working with cross-functional teams to develop and implement policies, procedures and controls to ensure regulatory compliance across multiple jurisdictions and financial products , including physical and synthetic More ❯

Drive implementation of complex regulatory requirements. Support user acceptance testing of upcoming REMIT II regulatory changes. About Our Client The hiring organisation is a large organisation within the oil and gas sector. It is known for its focus on innovation and implementing cutting-edge technology solutions to ensure compliance and operational efficiency. Job Description This temporary role … as an Interim Regulatory Business Analyst in the oil and gas industry involves supporting regulatory compliance projects with a strong focus on technology. The position, based in London, requires an analytical mindset and familiarity with regulatory frameworks. The successful Regulatory Business Analyst will: Analyse and interpret regulatory requirements, ensuring alignment with business processes. Collaborate … with cross-functional teams to implement compliance solutions. Document and communicate regulatory changes and their impact on operations. Assist in the design and delivery of technical solutions to meet regulatory standards. Support stakeholders by providing insights and recommendations on regulatory matters. Support user acceptance testing of upcoming REMIT II regulatory changes. Support the implementation of More ❯

Spotify seeks an outstanding, highly-motivated attorney to serve as Legal Counsel, Regulatory. As Regulatory Counsel, you'll help form Spotify's regulatory compliance, response and proactive legal engagement strategy, with a particular focus on the UK and Europe. You will partner with and provide guidance to our business teams on global, ground breaking regulatory issues … in an exciting, fast-paced environment! Locations London Brussels Job type Permanent What You'll Do Refine and execute Spotify's regulatory compliance, response and proactive legal engagement strategy, with a particular focus on the UK and Europe. Collaborate with subject matter experts across the legal team to support Spotify's approach to global regulations, including those concerning … consumer protection, privacy and data protection, content, intellectual property, AI, and other legal areas relevant to digital products and online services. Establish and maintain all regulatory legal documentation, such as regulatory filings, responses to inquiries, and advocacy materials. Monitor new and updated regulations and anticipate enforcement risk. Maintain a proficient understanding of international legal and policy developments that More ❯

Vixio brings together experts in the fields of regulation, law and compliance to provide customers with the regulatory intelligence they need to anticipate and navigate the ever changing global Payments, Financial services and Gambling regulatory landscape. Our deep understanding of the industries we serve, globally recognised analyst insights and easy to use technology, allow us to keep … customers informed of the past, present and future regulatory environment. We help organisations understand the impact and opportunities so they can stay on top of regulatory change to meet their regulatory obligations and identify growth opportunities. Regulatory research and analysis is the core of what we do. Compliance, Legal, and Regulatory Affairs executives, Suppliers … and others rely on Vixio's unique insights and regulatory updates to better manage compliance obligations, safeguard the organisation from risks and inform market entry strategies. We are the one source of truth. We are passionate about solving big problems and are curious about regulatory changes and their impact on our customers. We strive to write content More ❯

Specialist We are seeking a highly experienced and strategically minded RA/QA Senior Specialist with deep expertise in Software as a Medical Device (SaMD) and artificial intelligence (AI) regulatory frameworks, including the EU AI Act, ISO/IEC DIS 42001 (AI Management System), ISO/IEC 23894 (AI Risk Management), BS 30440:2023 (Validation framework for AI in … healthcare), and MHRA guidance on Software and AI as Medical Devices. The ideal candidate will take a leadership role in navigating complex regulatory landscapes, ensuring compliance with international standards, and driving strategic quality initiatives to support the development and successful deployment of innovative driven medical solutions. Regulatory Affairs and Compliance: Provide strategic leadership in Regulatory … within a Software as a Medical Device (SaMD) environment, ensuring alignment with evolving global standards and supporting innovation in regulated software development. Provide strategic oversight for interpreting and implementing regulatory frameworks such as the EU AI Act, ISO/IEC DIS 42001, ISO/IEC 23894, BS 30440:2023, ensuring comprehensive alignment with ethical, technical, and compliance considerations More ❯

for the perfect pour, launching award-winning campaigns, developing exciting new menu items, or supporting our people to grow – together, we stir up success. We’re seeking a Risk & Compliance professional to lead the implementation of the SOX IT General Controls framework across the Costa Group. You’ll act as a subject matter expert, guiding complex control processes, influencing … senior stakeholders, and embedding compliance across internal teams and third parties. The role also supports IT audit readiness, risk management, and regulatory compliance (e.g. SOX, ISA-315), ensuring governance standards are met and reporting is delivered to senior leadership and The Coca-Cola Company. With inspiring experiences, development programmes, and our apprenticeship scheme, your career can grow … to the world. It’s your chance to stir up real success – which means you will: Lead the development and implementation of the SOX IT General Controls and Risk & Compliance framework across the Costa Group. Act as a subject matter expert, providing guidance on complex controls and influencing strategic decisions at senior management level. Drive cultural change to embed More ❯

manage a team including a Test Governance Lead and Test Operations Leads. Together, your team will oversee the delivery of services spanning test governance, test operations, stakeholder advisory boards, regulatory compliance, people planning, and financial administration. What will you be doing? Test Governance & Operations Coordinate DCC's engagement with the SEC Panel's Testing Advisory Group (TAG), including … internal reporting processes. People & Planning Support workforce planning, training coordination, recruitment processes, and onboarding/offboarding activities across the team. Maintain training records and manage future work demand discussions. Regulatory Advice & Financial Oversight Provide expert guidance on SEC and REC testing requirements and support policy engagement with SECAS, DESNZ, and other governing bodies. Support financial planning, including budget tracking … coach the team, manage performance and development, and champion continuous improvement. Represent the function across the wider System Integration & Testing leadership team. What are we looking for? Technical Expertise Regulatory & Compliance: Deep understanding of testing regulations and risk management. Communication: Skilled in delivering consistent, audience-specific messaging and handling complex stakeholder relationships. Commercial Acumen: Experience in financial reporting More ❯

is critical in protecting the confidentiality, integrity, and availability of our information systems and data. The ideal candidate will have a deep understanding of cybersecurity threats, risk management frameworks, regulatory compliance, and modern security technologies. This role also includes responsibilities typical of a Data Protection Officer, ensuring that data privacy and governance meet the high regulatory standards … time responses. Conduct regular security audits and work with internal/external auditors to support compliance. Collaborate with IT and business units to ensure secure systems development and operations. Compliance & Risk Management Ensure compliance with regulatory and legal security requirements (e.g., ISO 27001, NIST, HIPAA, GDPR, SOX, etc.). Ensure compliance with applicable data protection laws … e.g., GDPR, CCPA, GLBA). Guide Data Protection Impact Assessments (DPIAs) for high-risk financial data processing activities. Work closely with Legal, Risk, and Compliance to monitor data handling practices across business units. Perform regular risk assessments and implement appropriate risk mitigation controls. Work with internal and external auditors on information security reviews. Training & Awareness Promote a culture of More ❯

innovation speed of cloud-based resources. Key to understanding this balance is recognising its capacity to offer tailored solutions that align precisely with organisational needs, particularly in sectors where regulatory compliance and data sovereignty are paramount. Windows Server 2025 enhances this balance by introducing advanced connectivity and security features that streamline the integration of on-premises and cloud … that data, whether at rest or in transit, is protected against unauthorised access. Identity Management Solutions : Strengthened controls that manage and verify user access, enhancing security across hybrid environments. Compliance Tools : Integrated features that help businesses meet rigorous data protection regulations, vital for London's financial and service sectors operating under strict compliance standards. These features are essential … their data and manage their operations effectively. By leveraging these technological advancements, companies can ensure that their IT environments are more efficient and aligned with the best cybersecurity and regulatory compliance practices. These enhancements make Windows Server 2025 a cornerstone for businesses aiming to harness the power of hybrid cloud solutions in London, fostering a secure, compliant, and More ❯

about selling products - we want to solve problems and change lives through Monzo ️ Our Finance team is growing and we're looking for a curious, adaptive and data-focused Regulatory Reporting Analyst with a strong attention to detail to join our regulatory reporting team at Monzo. The team is responsible for understanding our financial and prudential regulatory reporting requirements, working on projects and submissions relating to these and collaborating with teams across the bank. Producing timely, accurate and complete regulatory reporting for Monzo's regulators (and the associated management information required for sign-off) Interpreting, maintaining and documenting the applicable regulatory interpretations, such as the PRA Rulebook and UK CRR Designing and implementing controls … to ensure regulatory reporting is timely, accurate and complete and that regulatory compliance is maintained Facilitating appropriate governance over regulatory reporting and ensuring compliance with the applicable control framework Implementation and testing (UAT) of new releases of the Bank's automated regulatory reporting tool Partnering with teams internally to help them make informed business More ❯

on Sage Intacct and Concur. The Role Serve as the technical and functional expert for their financial applications within a collaborative team environment, ensuring system reliability, process efficiency, and regulatory compliance whilst supporting business growth and operational excellence Working closely with the Application Support team, Finance stakeholders, and Software Engineering team, you will bridge the gap between business … integration concepts and experience working with middleware platforms Demonstrated organisational and project management skills with ability to manage multiple initiatives simultaneously Strong appreciation of accounting principles, financial operations, and regulatory compliance requirements Based at their London HQ , the role supports hybrid working with 2 days per week home-based once you are up-to-speed. This is a More ❯

Role : Business Resilience & Regulatory Specialist Location : City of London (Hybrid) Tenure : Permanent Salary : £90,000-£110,000 per annum plus benefits The Company Our client is a leading provider of capital markets technology and data solutions, supporting financial institutions across the fixed income, foreign exchange, equities, derivatives, and securities finance sectors. They enable firms to streamline operations by digitising … execution capabilities. The Role This is a pivotal role supporting the delivery of a major programme aligned to the Digital Operational Resilience Act (DORA), with a focus on embedding regulatory standards into long-term operational practices. The successful candidate will work across the business to strengthen resilience capabilities, ensure regulatory compliance, and guide the transition of programme … initiatives into business-as-usual functions. In this high-impact position, youll be at the forefront of regulatory change, shaping the way operational resilience is understood and embedded. Working closely with internal stakeholders and subject matter experts, youll ensure that resilience measures meet both the letter and the spirit of regulatory frameworks. Key Areas of Responsibility: Regulatory More ❯

the year. Team and company-wide offsites are held multiple times annually to foster collaboration, connection, and alignment. Attendance is expected and fully supported. We are seeking an experienced Compliance Program Manager to oversee the execution of high-priority regulatory compliance Programs within the company's KYC CDD and EDD functions. This role involves leading strategic, multi … regional Programs to ensure compliance with global AML regulatory bodies. The Program Manager will ensure the integration of regulatory requirements into policies, overseeing their documentation and practical implementation across the business. Additionally, the role will focus on 1) launching new KYC programs into new products 2) driving automation and process efficiencies and 3) resolve internal audit findings … and ensure all operational processes related to KYC are aligned with compliance standards. What you'll be doing (ie. job duties): Lead cross-functional teams to deliver large-scale, global projects ensuring that all KYC Program objectives are met on time and within scope. Be the 'voice of our customer' in the room, to build AML controls to stop More ❯

through training and education within Liberty. • Offer coaching and leadership to managers, team leads and staff. • Provide effective training for business units on the use of MI and analytics. Regulatory Compliance: • Ensure adherence to all relevant regulatory requirements, including Solvency II, fair treatment of customers, Financial Crime, Data Protection, Conflicts of Interest, and Whistleblowing. • Proactively demonstrate compliance with regulatory and internal requirements and behaviour's. Additional Responsibilities: • Any other duties as reasonably requested. • Continually develop expertise and technical knowledge through appropriate development initiatives. Skills and Experience: • Excellent leadership, communication, organizational, delegation, motivation, and conflict resolution skills. • In-depth knowledge of Data and Analytics practices and an understanding of required actions on complex tasks. • Ability to More ❯

will be responsible for conducting Enhanced Due Diligence (EDD) on high-risk clients and performing detailed onboarding reviews You will play a pivotal role in assessing potential risks, ensuring compliance with AML regulations and the firm's risk appetite Working closely with the Team Leader and Compliance team, you will handle escalations, mentor junior analysts, and contribute to … who is best suited for the role after we have discussed everything with you. Responsibilities Conduct Enhanced Due Diligence (EDD) on high-risk customers to assess potential risks and compliance requirements Perform detailed customer reviews, including verification of corporate structures and Ultimate Beneficial Owners (UBOs) Verify and validate the accuracy of customer data, ensuring compliance with CDD and … EDD requirements Conduct sanctions, PEP, and adverse media screening to identify potential risks Investigate and escalate red flags, inconsistencies, or potential risks to the Team Leader or Compliance team Maintain accurate and up-to-date records of all onboarding reviews conducted, including detailed notes and audit trails Collaborate with Financial Crime, Compliance, and Relationship Management teams to resolve More ❯

Trusted Advisor Role: Act as a 'trusted advisor' to clients, serving as a first point of contact in navigating complex regulations, including UK Corporate Reform, US Sarbanes-Oxley (SOX) compliance, Global Internal Audit Standards and other industry-specific requirements; guiding clients on how these regulations impact their internal controls and reporting obligations. Client relationship management: Excellent interpersonal skills to … culture. Solution Development:Develop new solutions and existing offerings pertaining to risk and control strategies, policies and governance. Quality and Risk Management: Detailed understanding and demonstratable track record of compliance with quality and risk management principles. Business Acumen: Demonstrate business acumen through an ability to understand the broader business context, considering financial, operational, compliance and strategic aspects. Learning … wider team, demonstrating a proactive approach and natural curiosity. Providing and inspiring role model for the team. Collaboration:Work cross-functionally with internal and client teams across risk, IT, compliance, finance, and security to drive integrated risk management solutions. Team Mentorship:Mentor, coach and develop a team of Risk professionals, supporting their professional development and contributing to a positive More ❯

Oversight Team where you will support the management and quality of Product Sales Data (PSD). In this role, you'll play a key role in ensuring data accuracy, regulatory compliance, and effective governance across the bank. RESPONSIBILITIES We're looking for a detail-oriented Data Governance Analyst to support the management and quality of Product Sales Data … PSD). Manage data quality controls, reporting, and exception handling for PSD. Design and implement data governance rules and standards. Ensure compliance with regulatory and internal data requirements. Collaborate with stakeholders to define data needs, KRIs/KPIs, and remediation plans. Maintain documentation, including data dictionaries and test scenarios. WE WOULD LOVE TO HEAR FROM YOU IF: You … have the ability to understand, create, and maintain metadata. You can clearly document data requirements for regulatory reporting using Critical Data Elements standards. You have experience defining data controls and validation processes. You're familiar with regulatory or bureau data submission processes. You have hands-on experience with data analytics, profiling, and cleansing. You've created Data Quality More ❯

members distinguish between authentic and malicious content and behavior. This role requires expertise in designing interventions and deterrence mechanisms for adversarial content and behaviors, while balancing complex technical and regulatory requirements with user-centered design principles. We're looking for designers who lead by connecting the dots between user insights, design patterns, and business goals. You will partner and … for undefined problem areas Effectively communicate conceptual ideas, design rationale and the specifics of user-centered design process to executive leadership Create holistic design solutions that address business, brand, regulatory, legal, and user requirements Work with UXR, content design, product managers, operations, policy, legal, regulatory and compliance, and engineers to deliver final products Mentor mid-career designers … solutions that protect members while growing the business area and creating new value for members/customers Mastery in solving unstructured problems in Trust & Safety that have many dependencies, regulatory constraints, and lengthy timelines; Seeks out ambiguity and transforms it into effective, actionable plans Experience designing for social media products with expertise in social well-being, Trust & Safety best More ❯

and fallback parameters. Benchmark model components against alternative methods to justify approaches. Identify key areas for business support and model implementation. Review and guide model documentation. Stay updated on regulatory changes, industry practices, and quantitative techniques. Ensure compliance with governance, regulatory, and reporting standards. Adhere to Close Brothers' Vision and Values at all times. Qualifications & Skills Experience … in statistical programming languages (e.g., SAS, R, Python, Matlab, Excel). Strong analytical skills, attention to detail, and a control-oriented mindset. Excellent communication and presentation skills. Knowledge of regulatory compliance requirements. Good interpersonal skills, proactive, and self-motivated. Desirable Industry certifications such as FRM, CFA, or SAS are a plus but not essential. We are committed to More ❯

been recognised by LinkedIn as one of the Top 20 Startups in the UK in 2024. About this role in the team: We are seeking a strategically minded and compliance-driven Senior Vendor Manager to lead the oversight, governance, and performance of BVNK's global third-party and outsourcing arrangements. This role will be central to the business's … on outsourcing regulation, including EBA Guidelines, DORA, MiCAR, and UK/EU/US/Singapore frameworks. This is a high-impact position that interfaces directly with Legal, Risk, Compliance, InfoSec, and Finance - as well as senior leadership - to ensure our third-party ecosystem meets evolving regulatory expectations and commercial demands. Key Areas of Responsibilities: Outsourcing Governance & Regulatory Compliance Act as the SME on EBA Outsourcing Guidelines, DORA, FCA PS21/3, and global outsourcing regulatory frameworks. Own and maintain BVNK's outsourcing register, ensuring up-to-date documentation for all critical/important third-party and intra-group arrangements. Lead due diligence, classification, and materiality assessments of outsourced functions and ensure alignment with regulatory More ❯

scalable, compliant, and robust functionality that enables customers to invest through products like ISAs, SIPPs, and other tax-advantaged accounts. You'll work closely with Product, Platform Engineering, and Compliance to align technology delivery with regulatory requirements and commercial objectives. In doing so, you'll support your team's growth, continuously improve engineering practices, and contribute to shaping … the broader investment platform strategy. Previous experience working with SIPPs or other tax wrappers would be highly advantageous, bringing domain insight that helps accelerate delivery and ensure regulatory alignment. The Tax Wrappers team plays a critical role in driving Assets Under Administration (AUA) on the Seccl platform by delivering market-leading tax wrapper functionality that attracts and retains customers. … goals with regular performance reviews, development plans, and recognition. Collaborate with product managers and engineering leaders to define priorities and align initiatives with broader platform and business goals, including regulatory compliance and AUA growth. Provide technical guidance and architectural oversight across tax wrapper systems, including account lifecycle management, transaction flows, and regulatory reporting logic. Lead the team More ❯

s in-house Legal team, overseeing Legal, Risk and Compliance. You will have the opportunity to make a real impact, ensuring the delivery of sound, commercially-focused legal and compliance advice across all areas of the business. What you will do: You will be part of the Leadership Team at Prolific, building strong relationships with our Exco, and supporting … Prolific's growth, whilst ensuring the business remains compliant and manages risk Legal & Compliance Strategy: Define and execute a forward-looking legal and compliance roadmap aligned with Prolific's growth objectives. Act as a strategic advisor to leadership and a key voice on the exec team, delivering proactive, commercially-focused legal and compliance guidance. Manager and Develop … Our Legal & Information Security Team: Lead and develop our internal Legal team of 4. Legal & Regulatory Compliance: Ensure Prolific stays ahead of continuously evolving regulations. Anticipate legal and regulatory shifts, advising the business on implications and action. Lead the development and maintenance of scalable compliance frameworks and policies. Data protection: Ensure Prolific remains compliant with data More ❯

s in-house Legal team, overseeing Legal, Risk and Compliance. You will have the opportunity to make a real impact, ensuring the delivery of sound, commercially-focused legal and compliance advice across all areas of the business. What you will do: You will be part of the Leadership Team at Prolific, building strong relationships with our Exco, and supporting … Prolific's growth, whilst ensuring the business remains compliant and manages risk Legal & Compliance Strategy: Define and execute a forward-looking legal and compliance roadmap aligned with Prolific's growth objectives. Act as a strategic advisor to leadership and a key voice on the exec team, delivering proactive, commercially-focused legal and compliance guidance. Manager and Develop … Our Legal & Information Security Team: Lead and develop our internal Legal team of 4. Legal & Regulatory Compliance: Ensure Prolific stays ahead of continuously evolving regulations. Anticipate legal and regulatory shifts, advising the business on implications and action. Lead the development and maintenance of scalable compliance frameworks and policies. Data protection: Ensure Prolific remains compliant with data More ❯

Role needed for niche tour operator (ACCA or SIMA qualified) As Head of Finance, you will be responsible for leading the finance and IT functions, ensuring robust financial management, regulatory compliance, and operational efficiency. The role involves overseeing financial reporting, budgeting, and internal controls while ensuring the IT infrastructure supports business needs. Additionally, you will manage and develop … improve efficiency. Provide financial insight and recommendations to the Managing Director and Board to support business strategy and profitability. Oversee the preparation of statutory accounts and financial reports, ensuring compliance with UK regulatory bodies (e.g., CAA, ABTA, HMRC). Ensure financial statements comply with UK Generally Accepted Accounting Principles (UK GAAP) and reporting deadlines. Manage relationships with external … auditors and accountants ( UK, France and Austria ) to ensure compliance with tax regulations and statutory requirements in each country. Communicate audit findings and financial risks to the Managing Director and Board, recommending cost-saving measures and operational efficiencies. Prepare and present monthly management accounts, including variance analysis, key financial performance indicators (KPIs), and profitability reports. Analyse financial performance across More ❯