2 of 2 Regulatory Compliance Jobs in Middlesex

Money Laundering Reporting Officer (MLRO). As the MLRO for Capital One UK, you will play a critical role in ensuring the company's compliance with all relevant financial crime regulations, both domestic and international, alongside maintaining the highest standards of risk management. What you'll do Regulatory Compliance & Governance: Act as the SMF17 under the UK's Senior Managers and Certification Regime (SMCR), ensuring compliance with the Money Laundering Regulations, Proceeds of Crime Act, Terrorism Act, and FCA rules. Serve as the primary liaison with regulatory bodies, including the FCA, NCA, and other … financial crime enforcement agencies. Oversee and maintain the companies AML, CTF, and financial crime prevention policies, ensuring alignment with regulatory and enterprise expectations. Horizon scan and keep up to date with evolving legal and regulatory expectations Financial Crime Risk Management: Lead the identification, assessment, and mitigation of financial More ❯

available data, usage & value Operate with Enterprise mindset, with a strong focus on outcome Ensure Data Quality, Privacy and Protection: Partner with legal and compliance to account for and uphold diverse privacy and compliance requirements across geographies. Operationalize technology and process-based protections for data integrity, privacy, and … regulatory compliance, including assurances for analysis validity Be abreast of the changing regulations relating to Pharma Commercial Data and ensure compliance with the regulations - from the systems and data consumption perspective Essential Competencies Independently leads projects/processes and co-ordinates input from cross-functional teams and More ❯