MoneyLaundering Compliance Analyst, you will play a key role in guiding the Business in respect of anti-moneylaundering and counter-terrorist financing (AML/CTF) compliance. Working as part of a team and reporting to the AntiMoneyLaundering Compliance Deputy Manager, you will focus on ensuring compliance with requirements across selected licenced jurisdictions. The ideal candidate will be able to demonstrate excellent written and verbal communication skills and be able to effectively summarise large amounts of information whilst identifying its … relevance to the Business. You will be responsible for developing new processes and proposing changes to current procedures to ensure that our internal AML/CTF mitigation measures remain effective across existing and future jurisdictions. An appreciation of AML/CTF and a sound knowledge of Company policies and procedures more »
Compliance, Fund Operations, Marketing and Communication Assist with various seasonal, annual, and semi-annual projects (FATCA/CRS/CDOT tax compliance, KYC and AML checks, transfers, annual meeting planning, and webcasts). Close coordination required with Legal/Compliance/IM/Marketing & Communications teams and third-party service … terminology. Experience of investor reporting procedures is highly desirable though not essential. Strong knowledge of anti-moneylaundering (AML/KYC) and control procedures, client onboarding, GDPR requirements, partnership subscription and transfer agreements, data protection. Highly developed interpersonal, customer service and verbal/written more »
Maintain effective oversight of the MoneyLaundering Reporting Officer (MRLO). • Conduct regular assessments to ensure full compliance with regulatory AML and CTF obligations. • Work closely with the General Counsel to maintain an effective compliance operating model. • Support the organisation in developing and maintaining business standards more »
thrive in teamwork and in a fast-paced global environment. Expertise in financial crime controls, in particular those related to transaction banking and consumer AML compliance. Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized … their resolution SKILLS AND EXPERIENCE REQUIRED Approximately 12+ years of experience in internal audit or compliance Strong knowledge and expertise in auditing Anti-MoneyLaundering and Financial Crime Risks Strong understanding of compliance program components, risk and control processes Understanding of internal audit processes more »
collected and submitted by Sales, including PEP, adverse media, and sanctions checks. You're also responsible for updating REMIT risk assessments for Agents, conducting AML and other MI dashboard analysis from REMIT, and generating Monthly Reports for the MLRO. It's crucial that you report any suspicious or unusual activity … computer, communication skills and interpersonal skills, and able to work as a team player Enthusiastic and quick learner A good awareness of anti-moneylaundering & terrorist financing regulations A good understanding of the concept of investigations and the ability to demonstrate/explain this more »
Our client - an international law firm - is seeking a Head of AML to join their team in Nottingham. This is an exciting opportunity to work closely with the firm’s senior management - and the wider business - acting as the Deputy MoneyLaundering Reporting Officer, designing new … the firm’s international expansion. The responsibilities of the role include (but are not limited to): Leading, alongside the Governance & Compliance Team, the internal AML Function Ensuring that the firm is ready for audits in all jurisdictions in which it operates, working with the firm’s network of international MLROs … to achieve that objective. Supporting the MLRO on ad hoc AML queries/Issues, providing technical legal advice when needed Delivering training on AML to domestic and international legal teams Delivering training to the client opening team. Acting as a point of escalation for the client opening team To be more »
