5 of 5 Remote Internal Audit Jobs in Northern Ireland

US (MiFID II Annual Self-Assessment in EMEA) Project management of key markets-wide E-Trading initiatives and remediation of corrective actions arising from Regulatory and Internal Audit findings. Real-Time Monitoring of Citi's algorithmic trading activities for signs of disorderly trading. Design, deliver, and maintain Market's E-Trading Controls, such as Citi's golden … repository for E-Trading Strategies (algorithms)/Applications and the E-Trading limits management system. Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including preparation of responses to findings and corrective action plans (as needed). Role Overview : Coordinate the MIFID II Annual Self-Assessment (ASA) on behalf … and Technology to remediate as required. What You'll Bring Relevant E-Trading experience preferably in a controls or trading related role (Trader/Desk Assistant, Middle Office, Compliance, Audit) Knowledge of E-Trading regulation and guidance Experience with the MIFID II annual self-assessment preferred Consistently demonstrates clear and concise written and verbal communication skills Excellent problem solving More ❯

with an unmatched ability to meet the needs of our clients. Markets Governance & Control works with the Markets businesses and functions including Compliance, Operational Risk and Internal Audit, to support identification, evaluation and management of operational and compliance risks in Markets Sales and Trading businesses. The 1st Line of Defence (1LOD) Markets Controls Testing team is part More ❯

regulatory remit. Top 3 Things to Know About this Job: Permanent role with excellent pension and leave benefits Legal-focused administrative support with responsibility across governance, compliance, and internal coordination Hybrid and flexible working policy The Role: Provide proactive administrative and secretarial support to the Head of Legal Act as the first point of contact for enquiries to … relationships internally and externally Coordinate legal and governance records in line with organisational policies Assist with website and intranet updates, legal library functions, and reporting Support internal audit, risk register contributions, and legal compliance processes Collaborate with the wider admin team to support the delivery of directorate objectives The Person - What We're Looking For: Minimum More ❯

We are looking for a proactive individual who exhibits ownership, attention to detail, and a commitment to delivering exceptional results. In this role, you will coordinate with various internal stakeholders across multiple businesses and functions to ensure compliance with MiFID/R regulations in relevant jurisdictions. The oversight programme will encompass all business units, including Markets, Banking, Services … control framework to promote overall UK and EU MiFID/R compliance health. Ensure timely escalation of issues to the Regulation Lead. Liaise with Compliance, Legal, Internal Audit, and other control functions to maintain an effective control framework. Qualifications & Skills: Practical experience in Financial Services, with a background in consulting, business management, business risk, or advisory compliance. … a dynamic, fast-paced environment. Creative and efficient in handling time-sensitive demands from various stakeholders. Effective communicator with the ability to clearly articulate issues and ideas to internal stakeholders. If you are an experienced MiFID/MiFIR Regulatory Specialist looking to make a significant impact within a leading organisation, we invite you to apply. Join us in More ❯

We are looking for a proactive individual who exhibits ownership, attention to detail, and a commitment to delivering exceptional results. In this role, you will coordinate with various internal stakeholders across multiple businesses and functions to ensure compliance with MiFID/R regulations in relevant jurisdictions. The oversight programme will encompass all business units, including Markets, Banking, Services … control framework to promote overall UK and EU MiFID/R compliance health. Ensure timely escalation of issues to the Regulation Lead. Liaise with Compliance, Legal, Internal Audit, and other control functions to maintain an effective control framework. Qualifications & Skills: Practical experience in Financial Services, with a background in consulting, business management, business risk, or advisory compliance. … a dynamic, fast-paced environment. Creative and efficient in handling time-sensitive demands from various stakeholders. Effective communicator with the ability to clearly articulate issues and ideas to internal stakeholders. If you are an experienced MiFID/MiFIR Regulatory Specialist looking to make a significant impact within a leading organisation, we invite you to apply. Join us in More ❯