1 to 1 of 1 Regulatory Compliance Jobs in Potters Bar

control assessments are completed. What you'll do • Ensuring awareness and reporting of all of the governance related initiatives (Events, Breaches , incidents & actions) • Monitoring regulatory or audit deadlines to make sure we don't miss anything • Partnering with teams to help assess new or changing products, processes, controls and … features by embedding good regulatory compliance and risk practices • Thorough awareness & understanding of industry risk standards and practices • Contribution to risk assessments (RCSA) in the 1st line and drive actions to address the root causes that may lead to operational risk losses by challenging both historical and proposed … inadequate controls, and emerging risks. Who you are • Experienced risk professional and have worked in 1st line risk management (desirable but not essential) • Relevant regulatory/prudential regulatory experience in financial services • Have experience in Risk & Control Assessments, Audit Management, Regulatory Compliance, Incident Management and Event more »