Perform periodic monitoring checks to ensure 1L and 2L adherence to governance policies and procedures Keep abreast of industry trends and emerging risks; monitor regulatory focus areas and keep internal stakeholders informed Advise on applicable governance processes, controls, policies, and procedures, including their design to meet regulatory requirements … review, draft and provide support for new and existing policies and procedures Support Firm's responses to relevant exams, regulatory inquiries, and enforcement actions Collaborate with Compliance testing groups Help develop and conduct regulatory training for employees, including instruction on regulatory changes Qualifications - External What we’re … looking for: Strong interest in developing working knowledge of data and information management regulatory requirements, including the European AI Act or similar pending or upcoming regulations. Strong oral and written communication skills, and the ability to interact with diverse stakeholders across Risk, Legal, Business and Technology divisions. Ability to more »
Glasgow, Scotland, United Kingdom Hybrid / WFH Options
Henderson Scott
performance reviews. Continuous Improvement & New Business Generate and implement ideas for system and process improvements Design and implement processes for new business products and regulatory changes Innovate within the governance framework and act as a subject matter expert Risk Management Adhere to the risk and control framework Maintain effective … Contribute to raising the profile of our UK branch Essential skills Product knowledge Strong risk management awareness Accuracy and attention to detail Adaptability to change initiatives Strong client service skills Familiarity with financial markets Please send your CV for immediate consideration more »
Data Lineage, or Data Quality is also expected. This person will need to have solid knowledge around BCBS 239, and the data elements of regulatorychange programmes. Whilst this is a senior leadership role, and not technically “hands-on”, they would like someone with a good level of more »
needs across the business. Develop and maintain IT policies, procedures, and documentation to ensure compliance and standardisation. Stay informed about industry trends, advancements, and regulatory changes to recommend and implement relevant technologies and practices. About you: University degree in computer science preferred but other qualifications will be considered. Minimum more »
Glasgow, Lanarkshire, Scotland, United Kingdom Hybrid / WFH Options
Henderson Scott
performance reviews. Continuous Improvement & New Business Generate and implement ideas for system and process improvements Design and implement processes for new business products and regulatory changes Innovate within the governance framework and act as a subject matter expert Risk Management Adhere to the risk and control framework Maintain effective … Contribute to raising the profile of our UK branch Essential skills Product knowledge Strong risk management awareness Accuracy and attention to detail Adaptability to change initiatives Strong client service skills Familiarity with financial markets Please send your CV for immediate consideration more »
