1 to 5 of 5 Compliance Manager Jobs in the South West with Remote Work Options

EMEA Securities Services Compliance Manager - JP Morgan - Bournemouth - 6 months - Hybrid - PAYE We are seeking an EMEA Securities Services Compliance Manager to join the Compliance team at JP Morgan in Bournemouth on an initial 6 months contract to oversee the EMEA Securities Services business, providing … advice, oversight and challenge across a suite of dynamic and evolving products. Job Summary You will report to the EMEA Head of Securities Services Compliance and assist in the compliance coverage of the Securities Services businesses for the EMEA regional team. Securities Services is comprised of a number … relevant products Review of new business initiatives and assessment of their regulatory impact on the relevant products Assistance in the development and delivery of compliance training Undertake compliance monitoring activities, including raising and communicating identified issues Participate in management and governance meetings (where appropriate) Work closely with the more »

Compliance and Quality Assurance Manager Our trailblazing global AAC (Augmentative and Alternative Communication) company, is on the lookout for an exceptional Compliance and Quality Assurance Manager to join our product development team and report to the Head of Hardware. At Smartbox, our cutting-edge technology gives … a voice to those with limited speech, positively impacting the lives of people with disabilities worldwide. As a Compliance and Quality Assurance Manager, you will be a driving force for quality in the development team. You will upgrade our team, systems and processes using innovative methodologies. Your expertise … in product compliance or regulatory affairs will be key to our continued success. All around the world, our products, accomplishments and aspirations are a reflection of our teams' values: passionate, caring, empowering, achieving together and enabling change. This is a hybrid role based in Bristol, with the requirement to more »

Compliance and Quality Assurance Manager Our trailblazing global AAC (Augmentative and Alternative Communication) company, is on the lookout for an exceptional Compliance and Quality Assurance Manager to join our product development team and report to the Head of Hardware. At Smartbox, our cutting-edge technology gives … a voice to those with limited speech, positively impacting the lives of people with disabilities worldwide. As a Compliance and Quality Assurance Manager, you will be a driving force for quality in the development team. You will upgrade our team, systems and processes using innovative methodologies. Your expertise … in product compliance or regulatory affairs will be key to our continued success. All around the world, our products, accomplishments and aspirations are a reflection of our teams' values: passionate, caring, empowering, achieving together and enabling change. This is a hybrid role based in Bristol, with the requirement to more »

Senior Compliance Advisory Manager Investment Management Location: Bath (Hybrid, 2 days in the office, 3 days WFH) Salary: To £75k + bonus + benefits Fancy joining an investment management business that’s as ambitious as you are? A business that’s not resting on its laurels, despite already … establishing itself as a market leader within its field? Following significant recent investment, the firm is now looking to further strengthen its Compliance department with a number of new hires. Exciting times lie ahead as the business looks to build on its success to date, its ambitious growth plans … the opportunity to shape this newly created role and really make your mark. You’ll provide support and guidance to all business units ensuring compliance with all applicable regulations, whilst also identifying and mitigating compliance risks. You’ll also be responsible for developing and implementing compliance training more »

The Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide’s second line of defence. We are at the forefront of complex regulatory change providing specialist regulatory support, driving good outcomes and value for customers, stakeholders … well as strategically important programmes and initiatives such as the Consumer Duty. You will proactively support and challenge the business to help ensure conduct, compliance and operational risks are effectively mitigated aligned with the heightened expectations of the Consumer Duty. This is vital to ensure that Nationwide achieves its … or if part time you'll spend 40% of your working time, at one of our offices. If your application is successful, your hiring manager will provide further details on how this works. You can also find out more about our approach to hybrid working here. You will be more »