1 to 25 of 43 Compliance Audit Jobs in the UK

will work closely with our technical contract management and maintenance teams embedded on the portfolio of contracts. You’ll be responsible for ensuring compliance with quality, health, safety and environmental regulations on all of the sites. The Role Key support role to the QSHE Manager within the Business … direction and development to review policy, procedures and promote a good safety culture. Client liaison and completion of health and safety/statutory compliance audits. Liaising with the QSHE Manager, QSHE Director and the Contract Operations Team to ensure consistency of a Health & Safety approach across the contract … inspections, audits, training, advice and support to all contracts. Follow up and where possible ensure that all actions/non compliances resulting from the audit are completed. Undertake all forms of risk assessments as and when required within the business. Hours of Work Monday to Friday, 8.30am - 5pm more »

The Commodities Compliance Officer will be responsible for ensuring compliance with all regulatory requirements and internal policies related to our metals trading activities. This role demands a professional with in-depth knowledge of base metals compliance, while also considering candidates with experience in precious … metals. Key Responsibilities: Regulatory Compliance: Ensure the firm's trading activities in base metals and precious metals comply with relevant UK and international regulations. Policy Development: Develop, implement, and maintain compliance policies and procedures specific to metals trading. Monitoring and Reporting: Conduct regular compliance … Provide training and guidance to staff on compliance matters related to metals, fostering a culture of compliance across the organisation. Audit Coordination: Work closely with internal and external auditors during compliance audits, ensuring all findings are addressed promptly. Qualifications and Experience: Proven experience more »

a talented individual to join their team for two days per week to help them achieve their EMI license and build a robust compliance and AML framework. Key Responsibilities: Collaborate closely with the firm’s Compliance Consultants to drive the EMI license application process. Develop, implement … and maintain compliance and AML policies and processes. Monitor and review transactions to ensure compliance with AML regulations. Conduct risk assessments and manage AML compliance audits. Provide training and guidance to staff on AML and compliance matters. Report suspicious activities and ensure … adherence to regulatory requirements. Requirements: Proven experience as an MLRO in the payments or money remittance sectors. Strong knowledge of AML regulations and compliance frameworks. Experience in applying for and securing regulatory licenses. Excellent analytical and communication skills. Ability to work independently and collaboratively. Benefits: Competitive salary of more »

Vehicle Registration Data & Audit Compliance Manager · £50,000 - £55,000 · Initial 2 years Fixed Term Contract · Near Epsom, Surrey (location is most easily reached by own transport) · Hybrid working (3 days a week in the office) · ASAP start · Generous benefits package (Performance related bonus, Pension, access to … Benefit & Cycle Scheme, holiday purchase scheme, discounted onsite gym membership, subsidised Café and Canteen, 25 days holiday + all bank holidays) *** Do you have audit/financial experience ? If so we have the Compliance role for you *** The UK automotive landscape is evolving. 2024 marks a significant … light commercial vehicle) registrations are required to be zero emissions at the tailpipe. Therefore, we are on the hunt for a Vehicle Registration Data & Audit Compliance Manager who has at least 4-5 years of experience within regulatory/compliance setting to join our Global more »

Purpose Responsible for providing and managing a high-quality compliance framework as well as managing a small in-house team. Acting as the firm’s Money Laundering Reporting Officer (MLRO) and holding SMF17. Examples of Key Activities Compliance Oversight Serve as the primary point of contact … Keep abreast of regulatory developments and communicate changes to relevant stakeholders. Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies. AML Compliance Serve as the primary point of contact for regulatory inquiries and examinations. Keep abreast of regulatory developments and communicate changes to relevant stakeholders. Coordinate … relevant stakeholders. Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies. Training and Awareness Provide training and education to employees on compliance and AML requirements. Foster a culture of compliance awareness throughout the organization. Develop and deliver regular compliance training sessions to more »

will work closely with our technical contract management and maintenance teams embedded on the portfolio of contracts. You’ll be responsible for ensuring compliance with quality, health, safety and environmental regulations on all of the sites. The Role Key support role to the QSHE Manager within the Business … direction and development to review policy, procedures and promote a good safety culture. Client liaison and completion of health and safety/statutory compliance audits. Liaising with the QSHE Manager, QSHE Director and the Contract Operations Team to ensure consistency of a Health & Safety approach across the contract … inspections, audits, training, advice and support to all contracts. Follow up and where possible ensure that all actions/non compliances resulting from the audit are completed. Undertake all forms of risk assessments as and when required within the business. Hours of Work Monday to Friday, 8.30am - 5pm more »

reporting as required. Knowledge and Experience Required Functional Very strong knowledge of and experience of iTIL and ISO27001. Knowledge and experience of working on audit compliance change projects. Experience working on audit related projects. Ability to elicit and document detailed business requirements including provision of rationale more »

within GCP and experience implementing security controls to achieve compliant cloud deployments overall experience with GCP infrastructure and security services of security/compliance audits and assessments and experience remediating risk the secure provisioning and management of identities across different systems of Single Sign On (SSO) within GCP. more »

Job Title: Regulatory Compliance Officer Location: London, United Kingdom Type: Full-Time (5 days a week, on-site) About the Client: Our client is a pioneering fintech company that specialises in global payments and remittances. They are committed to providing seamless financial solutions to their customers and ensuring … the highest standards of compliance and regulatory adherence. Role Overview: We are seeking a dedicated and experienced Regulatory Compliance Officer with a focus on Consumer Duty to join our client's dynamic team in their London office. This role demands a proactive and knowledgeable professional who … can swiftly adapt to a new environment and contribute to the company s compliance framework. Key Responsibilities: Ensure compliance with UK regulations for payment and financial services, specifically focusing on Consumer Duty requirements. Develop, implement, and monitor compliance policies and procedures to ensure the more »

claims are prepared and submitted in a timely manner, in accordance with relevant grant scheme rules. 7.Assist in the liaison with the regular compliance audits, from all relevant grant funders (5xL.A.s; W.Gov.; UK.Gov.; NWGD; KTP; Agri-Food; and Commercial Income; etc; as required directed). Main duties and … alternatively for several smaller projects :- 1.Correctly interpret and implement the externally funded grant schemes evidence and claim Rules. 2.Provide advice on scheme evidence compliance requirements to Operational Project Manager(s) 3.Ensure the accurate and efficient operation of all relevant EFU systems and processes. 4.Assist in the formation of … in within Grant eligible heads. 7.Actively ensure the systems and processes in operation provide the GLLM Accounting Officer with suitable confidence of full compliance with grant Scheme rules. 8.Ensure GLLM is not subjected to funding claw-backs nor disallowances. 9.Responsible for gathering, input, presenting and coordination of all more »

managers to schedule comprehensive test runs. Stakeholder Collaboration: Work with internal stakeholders to identify system requirements and customise solutions to meet organisational needs. Compliance Audits: Conduct regular audits and assessments to ensure compliance with regulatory requirements and data security standards. Ideal Candidate Qualifications: NEC Experience: Extensive more »

current legislations. Developing and embedding mature processes that focus on Risk Management and incident response. Carry out risk assessments and conducting frequent GDPR compliance audits. Work with stakeholders to develop Business Continuity and Disaster Recovery plans across the business. Advise Platform Engineering, Development, Product teams on SDLC security more »

Compliance/AML Manager - Cloud Softwa re Products (FCA Regulated) £42,000 - £46,000k (pro rated to suit initial part time hours progressing to full time) One of IT Bods leading clients is an independent provider of software solutions (predominantly cloud based). They offer a variety of … some are governed by HMRC for Anti Money Laundering. About the Role: Due to growth, they are seeking a highly motivated and experienced Compliance Manager to join the existing team. This successful candidate will be responsible for overseeing the compliance of the cloud software products, ensuring … and problem-solving skills. Strong communication and interpersonal skills, with the ability to influence and collaborate across different teams. Experience in working with internal audit and legal teams. Demonstrated ability to manage multiple priorities and deadlines effectively. A proactive and self-motivated individual with a strong attention to detail. more »

Compliance/AML Manager - Cloud Softwa re Products (FCA Regulated) £42,000 - £46,000k (pro rated to suit initial part time hours progressing to full time) One of IT Bods leading clients is an independent provider of software solutions (predominantly cloud based). They offer a variety of … some are governed by HMRC for Anti Money Laundering. About the Role: Due to growth, they are seeking a highly motivated and experienced Compliance Manager to join the existing team. This successful candidate will be responsible for overseeing the compliance of the cloud software products, ensuring … and problem-solving skills. Strong communication and interpersonal skills, with the ability to influence and collaborate across different teams. Experience in working with internal audit and legal teams. Demonstrated ability to manage multiple priorities and deadlines effectively. A proactive and self-motivated individual with a strong attention to detail. more »

and Production Area Managers, to support the quality improvement and right first-time agenda so that products are legally and safely manufactured in compliance with customer and internal company specifications and standards. Reporting directly to the Site Quality Manager, you will be part of a team of … in the investigation of consumer complaints and non-confirming items determining root cause and corrective action necessary to prevent reoccurrence. Participate in the internal audit schedule completing audits as necessary to demonstrate compliance with company, customer and industry standards. Where applicable take samples in accordance site quality … exercises to agreed plan. Facilitate the effective running of site quality panels/boards to agreed schedules and standards. Completion of operational QC compliance audits, reporting of non-conformances and ensuring corrective action is in place and monitored to prevent reoccurrence. Assist in new starter and refresher training. more »

domains. L3Harris has approximately $18 billion in annual revenue and 48,000 employees, with customers in more than 100 countries. Job Title Trade Compliance Manager Job Location Tewkesbury, UK Job ID 11383 About this opportunity and L3Harris UK From 12 UK sites, our team of over … will involve The responsibilities of your role will include the following: Assisting the team to develop, implement and maintain a corporate level Trade Compliance Program for the EMEA and APAC regions. Monitor the applicable regulations for changes to embargoed and sanctioned countries and parties and the wider regulatory … export advice and practice. Work closely with Sales, Project and Operations teams to identify transactions having import/export authorisation and other trade compliance related requirements. Oversee the preparation, submission and management of UK and Aus Government export licences and approvals to ensure continuous coverage for business activities. more »

our ambitious growth plans. Creating Meaningful Moments that do good for people, and our planet. We are currently looking for QUALITY ASSURANCE AUDITORS To audit, monitor and evaluate quality systems, processes and procedures providing technical support for the operational teams while maintaining and promoting technical and quality standards in … met and maintained by setting standards and monitoring good manufacturing practices, applying HACCP principles and preventing reoccurrence of non-conformance against these standards. To audit compliance against Quality Management Systems and GMP, raising all non-conformances against relevant standards with objective evidence enabling the operational teams to more »

Summary of the key purposes of the role § Perform tasks specifically under the remit of Central Compliance including but not limited to - Creation and management of annual Compliance Programme and associated processes including policy and training frameworks, oversight and input into all normative documentation impacting SGIL … Compliance and the SGIL business, consolidation and coordination of all management information and creation of appropriate management information packs for various governance forums in SGIL (SGIL RCC, EXCO and Board Risk Committees), input into the SGIL Compliance Risk Assessment and the filing of all regulatory and … staff registrations for regulatory purposes, as well as market access are accurate, complete, and processed on a timely basis; § Investigate and respond to internal audit findings and work on the implementation of open Compliance audit recommendations; § Represent SGIL Central Compliance in all relevant projects. more »

Are you an Information Governance Specialist with a Compliance focused mindset looking for their next challenge? Would working for an innovative, forward thinking, global connectivity provider be of interest? If the answer to both questions is yes, we’d love to hear from you. Vivid Rock are proud … accredited in certain regulations is key, such as ISO9001, ISO27001 and PCI-DSS. Therefore, they are looking to hire an exceptional Information Governance & Compliance specialist who can lead the way in the establishment and maintenance of these frameworks and subsequent policies. The Role: Working closely with the IT … GRC) regulatory frameworks, industry standards and internal policies. This will include: Develop and implement ISO governance policies and procedures. Own the compliance audit and risk assessment process. Identify, evaluate, and manage technology risks and implement risk mitigation strategies and controls. Establish and maintain effective internal controls to more »

Marine Compliance Engineer - £45k to £70k - EV/Marine - Northern Ireland One of my key clients who specialise in the Marine sector who are dedicated to pushing the boundaries of innovation in the Maritime sector are looking for a dynamic and experienced Marine Compliance Engineer. Role … Marine Compliance Engineer Salary: £45,000 to £70,000 per annum (depending on experience) Location: Northern Ireland The Marine Compliance Engineer will be responsible for ensuring that all marine products adhere to industry regulations and standards. This role requires a deep understanding of marine compliance requirements, a keen eye for detail, and the ability to work collaboratively with cross-functional teams to maintain compliance throughout the product lifecycle. Key Responsibilities: Regulatory Compliance: Ensure all marine products comply with relevant national and international regulations, standards, and guidelines. Documentation and Certification more »

ensure a safe and secure environment. Additional job functions may include client service and problem resolution, service enhancement, Security Operations Center (SOC) systems maintenance, audit compliance, system monitoring, log maintenance, and access rights maintenance. ESSENTIAL FUNCTIONS: 1. Actively manages site security personnel; partners with the local branch … to ensure safe and compliant operation of the facility. 7. Maintains and troubleshoots on-site security technology. 8. Assists with site equipment inspections, and audit compliance. 9. Maintains required security documentation, ensuring accuracy in accordance with established policies and procedures. 10. Serves as primary point of contact to datacenter more »

to Integrations, scheduling, and orchestration Review functional & technical specifications, Non-Functional-Requirements (NFRs) and perform code reviews adhering to adopted standards, security specifications & SOX audit compliance for all integrations. Review designs and code for the global scheduling system (IBM IWA tool), that controls orchestration of the integrations more »

and forecasting activities Lead and manage the Project Control and Commercial Support Team, including items such as performance management, development and appraisals Deliver compliance audits and quality assurance for commercial and project controlling activities Commercial Acumen of EPCM Contracts (Engineering, Procurement, Construction Management EXPERIENCE & QUALIFICATIONS Commercial experience of more »

for these roles, as you’ll be providing comprehensive legal support across a broad range of commercial matters, including procurement, supply chain, GDPR compliance, and employment law, ensuring all practices are compliant with relevant laws and regulations. Legal Counsel - Key Responsibilities: General Legal Support: Advise the GC on … M&A and corporate and business strategies, ensuring compliance with applicable laws and regulations (including antitrust), and identifying legal risks and solutions. Develop and implement legal policies, procedures, and best practices to optimize efficiency. Manage disputes and litigation, working closely with external counsel as necessary. Keep abreast of … supplier agreements, sales agreements, service agreements, and non-disclosure agreements. Provide expert legal advice and support on procurement and supply chain matters, ensuring compliance with company policies and risk tolerance. Collaborate with procurement and supply chain teams to identify legal risks and opportunities related to procurement strategies and more »

Note : Strong engineering (Mechanical & Electrical) background and technical compliance experience is mandatory. Important Notes - Healthcare & Hospitals experience is must also Technical Compliance Manager will cover 2 hospitals within close distance from each other, It will be covering two sites. Job Overview The primary objectives and responsibilities … focus on ensuring technical compliance across various tasks, which include reviewing performance, risk mitigation, policy development, and training teams. The role emphasizes maintaining up-to-date knowledge of legislation, supporting health and safety culture, delivering customer service excellence, providing targeted support, managing assets, and assessing operations with a … compliance-first mentality. Problem-solving and optimising Facility Management operations are also key. Main Duties The main duties involve transforming the Technical Compliance culture, conducting thorough quality audits, assisting in reviewing and implementing policies, supporting and delivering presentations, and creating detailed monthly compliance reports more »