1 to 25 of 83 Compliance Manager Jobs in the UK

Key Responsibilities: Our client are a prestigious assset manager who are looking to hire a Compliance Manager to join their existing team The firms Compliance Manager (CM) will support the Head of Risk and Compliance with business compliance advisory, conflicts management, Running the … be expected to execute and develop day-to-day monitoring and surveillance, as well as to contribute to the formulation of the firm’s compliance strategy and policy development. Specific Functional Duties: ▪ Assist the Head of Risk and Compliance with advising the business on all regulatory and conduct … matters; ▪ Develop and maintain key business relationships across the global business; ▪ Support SLA work as necessary; ▪ Carry out the compliance review of marketing materials and ensure compliance with applicable financial promotion rules; ▪ Manage the day-to-day activities of the AML and ABC programme compliance (including international more »

Leading US law firm is hiring a brand new GDPR Compliance Manager to lead with the European Compliance function, being based in the London office. Salary up to £90,000 Data Protection Lead for London and Europe Hybrid Working Responsibilities for the GDPR Compliance Manager … enable efficient response to repeat data protection related queries or tasks; Working closely with the Director of Risk to share knowledge with the wider compliance team Essential Experience and Skills for the GDPR Compliance Manager will include: A minimum of 4 years experience working within a GDPR … focused Compliance role within an international law firm Experience advising on UK and EU data protection issues Leading experience in managing projects and implementing processes and procedures more »

Risk & Compliance Manager - Financal Promotions A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »

Risk & Compliance Manager - Marketing Apply below after reading through all the details and supporting information regarding this job opportunity. A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on … regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to c... JBLK1_UKTJ more »

Risk & Compliance Manager - Financal Promotions A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special o... more »

Product Compliance Manager Location: Remote (Italy, Netherlands, UK) Salary Range: EUR €55,700 to €85,590 Overview: Join a leading company in promoting sustainable Chemical solutions across global markets as Product Compliance Manager . This position offers the chance to influence significant environmental and compliance … Minimum of a Bachelor's degree in Chemistry, Biology, Toxicology, Engineering, or equivalent. At least 3 years of supervisory experience in product stewardship Product Compliance Management within the chemical/petrochemical or related industries. Demonstrated experience with REACH and CLP regulations essential. Key Responsibilities: Develop and execute product stewardship … strategies aligned with our global vision. Manage compliance with all regional chemical and product regulations. Lead a team of dedicated professionals in achieving ambitious growth and compliance goals. Why You Will Love Working with Us: Impactful Work: Drive substantial changes in sustainability and product safety across EMEAI. Leadership more »

We excel at Bottomline because we are positive and passionate about building a #LifeAtBottomline Role Bottomline Technologies is looking to hire an Information Security Compliance Manager . This is a role for an early in career person (3-5 years’ experience). This role focuses on protecting our … customers’ confidential information as part of our operational security and compliance framework. Working closely with CISO, Technology, HR, Sales and Product Development teams, the Information Security Compliance Manager plays a pivotal role in ensuring that our product teams maintain our high expectations of Information Security compliance … open location in either the United Kingdom (UK) or the United States (US) How you’ll contribute: Manage annual and ad hoc Information Security compliance projects as part of the global CISO team. Primary point of contact to support our product teams in audit preparation, assessment, and any resulting more »

Job Title: Technical Compliance Manager Salary: £45,000 - £55,000 Location: Spalding, South Lincolnshire Reference: HB8230 Our client is a leading food business who supply to a variety of the major retailers. As they continue to expand and grow their presence in the marketplace they are now seeking … a driven and ambitious Technical Compliance Manager to join their business. Reporting into the Head of Technical, this role is an excellent opportunity for a Food or Fresh Produce professional looking for their role upwards to join a well-respected food manufacturing company that supplies premium products to … the AA+ un-announced BRC Certification and Soil Association Organic Certification. • Drive the implementation, maintenance, and continuous improvement of the Controlled Document System, ensuring compliance with customer certification criteria and legal obligations. • Oversee all third-party Food Safety Audits on site. • Develop and mentor key personnel in Food Safety more »

Technical Compliance Manager/Compliance Officer Wincanton/Shepton Mallet/Yeovil A303 area £45,000-50,000 My Client, a successful, innovative and expanding food packaging company is looking to recruit a Technical Compliance Manager/Compliance Officer/QMS Manager for more »

Compliance Manager - Six Month Contract – Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required Ref: 4027G £70K - £80K pro-rata Hybrid/Kent We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, who are looking to recruit a Compliance Manager to support … the Head of Compliance in all areas of compliance including preparing for any regulatory changes, ongoing monitoring and any ad hoc compliance projects. Reporting directly to the Head of Compliance, duties will include; guidance and technical advice on compliance processes and systems to team members … and assist with resolving problems where possible. regular updates to the Head of Compliance on levels of workload in the team, identifying potential areas of risk or a shortfall in performance. checks to ensure that core controls are being followed, using system enquiries and reports, internal documentation and staff more »

Compliance Advisory Manager EMEA Edinburgh Permanent Meraki Talent’s leading Financial Services client are looking for a Compliance Advisory Managerto join their team in Edinburgh. This is a fantastic opportunity to join an expanding team and for this individual to play a large part in the functions … growth and development in Edinburgh over the coming years with a tangible progression path to Head of level. Responsibilities of the Compliance Advisory Manager EMEA: -Providing value adding compliance advice to a number of assigned departments across multiple jurisdictions -Some compliance monitoring work, but this is … part of the role -Regulatory development/reg change work, with a large focus of this being around sustainability and MiFID Background of the Compliance Advisory Manager EMEA: -Strong experience in compliance within the investment management sector -Experience operating at manager or VP level -Exposure to more »

Funds Compliance Manager Investment FinTech Location: London (Hybrid – 2 days office, 3 days WFH per week) Salary: To £70k - £85k + shares + benefits How do you fancy working for a FinTech with an amazing reputation – both for the service it provides and the way it treats its … last 7 years. It’s been a really exciting journey so far and they’ve got an even more exciting future ahead. The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. That sort of growth creates opportunities for career development … and provide feedback on how they can be enhanced, and approve higher risk and more complex financial promotions. You’ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. Excellent communication more »

Halma plc (www.halma.com), where autonomy and the entrepreneurial spirit are key factors to the continued success of the group. Job Purpose: The Supplier Quality & Compliance Manager be responsible for ensuring that materials, components, or services procured from suppliers meet stringent quality standards. Key areas of responsibility of the … development projects and continuous improvement activities Focusing on supplier quality, delivery and costs on a global basis. Monitor and stay abreast of global regulatory compliance requirements Evaluation of performance against regulatory compliance requirements Defining AQLs and DCLs internally and with suppliers Factory QC training Staff technical training Control … of non-conforming products Customer focussed approach Willingness to travel Technical/Engineering capability Developing factory capabilities Verification of product specification Identification of compliance criteria Inspection standard generation/negotiation People management of small team Key Qualifications and Experience Required: degree and/or a recognised Quality Management qualification. more »

pleased to be working with a leading organisation based within the Radlett area. This growing company have an exciting opportunity for an experienced Data Compliance Manager to join their team. The successful candidate will be competent in ISO27001, an in depth knowledge of GDPR, IT security skills, as … requests for information from 3rd parties where they relate to data protection, GDPR and ISO27001 Network access management Reporting of cyber incidents Maintain robust compliance adherence Manage ongoing data security/GDPR training for all staff The suitable candidate: Competence in ISO27001 Competence in policy drafting A robust and more »

We have a great opportunity for a Technical Compliance Manager to join a rapidly growing company that are experts in the Passive Fire Protection and Firestopping industry who pride themselves on delivering the highest standards of service, technical skills, and innovative spirit. This is your chance to join more »

Export Control Manager Havant, Hampshire | Permanent, Full-Time | Hybrid Working The primary purpose of this position is to provide expert advice and guidance to individuals and managers at all levels within the business unit to ensure compliance with UK and foreign import/export laws (including the US … Regulations (ITAR)), as well as conforming with internal corporate policies and procedures, including CMMC accreditation in the future when available. As the Export Control Manager, you will be responsible for the operational and strategic management of all trade, customs, and security compliance activities. Engaging with various functional stakeholders … you will drive a culture of compliance to protect the business and enable strategic objectives. This role is business critical as SLS UK must stay compliant with both UK & EU trade regulations, in particular export controls for all military sales, which are a large % of SLS UK GTV. The more »

Tax Assistant Manager – Advisory & Compliance Why Join KPMG as a Tax Assistant Manager: Corporate Tax Advisory & Compliance The KPMG Corporate Tax team is a fast-growing part of the KPMG tax practice. Operating from London regional offices, we do work which, serving the region with diligence … profile field, Tax can offer a surprisingly broad range of quality career paths to ambitious people. We are recruiting for an experienced Tax Assistant Manager to provide UK tax advisory and compliance services to our clients and targets. The team is diverse and collaborative, with individuals based nationwide. … making sure that fees are raised regularly and identifying situations where overruns can be billed. Keeping internal control records up to date and ensuring compliance with quality control procedures. What will you need to do it? Qualified (ACA/ACCA or CTA or equivalent). Sound knowledge of UK more »

The Role Head of Compliance – Boutique Equity focused Asset Manager - West End based (Multi $Bn AUM – strong potential to become their SMF16 and SMF17) Martis Search are representing a West End based, Equity focused Asset Management company, to hire a permanent “Head of Compliance.” The role will report … senior level hire ready to take on increased responsibility and able to work independently. Initially this is fill be a stand-alone Head of Compliance role, but there is a view to hire x 1-2 Compliance Analysts underneath you after a few months into the role. Our … client is looking for someone who has gained from either an Institutional Equity focused Investment Manager, or Hedge Fund. Please note that you need to be able to fit into a smaller working environment, where the roles are both senior and strategic, but also very hands on. Our client more »

you will have exceptionally strong data skills. You will also have an understanding of shippers behaviors, while being able to support shippers to ensure compliance to our terms and conditions. You will also be able to build mechanisms that prevents defect re-occurrence, while being able to scale these more »

We're currently looking to recruit a Compliance Policy Manager to join the team. The Compliance policy team purpose is to leverage our relationships and expertise to provide advice, guidance, support and challenge to the business, in order to facilitate safe business growth and help our customers … achieve their objectives. Reporting to theSenior Compliance Manager you will be providing input into theproduct governance, engagement with product teams, regulatory projects, operational change and oversight of financial promotions. What does the job involve? The key responsibilities of the role are as follows: Work with the Senior Compliance Manager and key stakeholders to continue embedding Consumer Duty across the business Review and interpret regulation and regulatory developments, determine potential impact to business and provide detailed advice and guidance to first line areas implementing business changes. Monitor external developments and changes in industry best practice and provide more »

Governance & Compliance Manager Location: London Salary : £48,256 - £56,263 Hours: 34.75 Job Type: Full time Contract Type : Permanent Role Purpose: To manage governance and compliance activities to ensure that the GOC meets its statutory obligations and acts within established policies. Providing; effective advice and support to … staff and members, consistent and effective governance and compliance policies and meetings management services. Key Accountabilities: Provide governance support for Council and committee meetings, including forward planning, advice on delegated decision making authority and conflicts management, agenda and paper development, and drafting of accurate minutes and actions to ensure … to the planning and drafting of papers, corporate policies and the completion of impact assessments. Manage the development, review and implementation of governance and compliance policies including, management of interest, corporate complaints, gifts and hospitality and financial crime, including the drafting and presenting of papers. Manage the processes for more »

Risk & Compliance Manager - Financal Promotions A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »

Risk & Compliance Manager - Marketing A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment … with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager horizon … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »

We have an exciting opportunity for a Fleet Maintenance & Compliance Manager to join us at our Rugby Hub . Were always on the lookout for top talent to join our growing business. In fact, we never stand still, we work hard, make quick decisions and deliver to our … for our business. Your purpose (in a nutshell) Reporting to the Head of Fleet, this role will provide advice and guidance for all legal compliance of the hub transport department. Through ensuring the company, fleet meet all legal requirements under the Road Traffic Act, EU regulations, Construction & use Regulations … and Operators licence requirements. To provide, monitor and deliver all compliance administration to an exceptional standard to ensure Road Transport Compliance. To provide local Engineering and maintenance support to ensure roadworthiness and fleet availability to meet operational requirements. You will be accountable for: Managing an on-site fleet of more »

We are currently recruiting for a Technical Compliance Manager on behalf of our client in Newcastle who are leading providers of facilities management services across the healthcare sector. Strong engineering (Mechanical & Electrical) background and technical compliance experience is essential. Healthcare & Hospitals experience is a must. The Technical … Compliance Manager will cover 2 hospitals within close distance from each other. Overview: The primary objectives and responsibilities focus on ensuring technical compliance across various tasks, which include reviewing performance, risk mitigation, policy development, and training teams. The role emphasizes maintaining up-to-date knowledge of legislation … supporting health and safety culture, delivering customer service excellence, providing targeted support, managing assets, and assessing operations with a compliance-first mentality. Problem-solving and optimising Facility Management operations are also key. Main Duties: The main duties involve transforming the Technical Compliance culture, conducting thorough quality audits, assisting more »