1 to 25 of 73 Compliance Manager Jobs in the UK

and our sector’s, integrity. The spectrum of the team is broad – ranging from anti-bribery & corruption, anti-money laundering, market abuse, trade controls compliance to fraud. We set policy, establish controls, provide training, perform due diligence, and liaise with the enforcement authorities. Working for a leading professional services … based on regulation applicable to professional services firms, using up to date knowledge on the relevant laws/industry guidance.Experience of key components of compliance programmes such as risk assessments, designing and monitoring controls, producing quality documents in appropriate formats such as management reports, technical briefings and regulatory analysis more »

and our sector’s, integrity. The spectrum of the team is broad – ranging from anti-bribery & corruption, anti-money laundering, market abuse, trade controls compliance to fraud. We set policy, establish controls, provide training, perform due diligence, and liaise with the enforcement authorities. Working for a leading professional services … based on regulation applicable to professional services firms, using up to date knowledge on the relevant laws/industry guidance.Experience of key components of compliance programmes such as risk assessments, designing and monitoring controls, producing quality documents in appropriate formats such as management reports, technical briefings and regulatory analysis more »

and our sector’s, integrity. The spectrum of the team is broad – ranging from anti-bribery & corruption, anti-money laundering, market abuse, trade controls compliance to fraud. We set policy, establish controls, provide training, perform due diligence, and liaise with the enforcement authorities. Working for a leading professional services … based on regulation applicable to professional services firms, using up to date knowledge on the relevant laws/industry guidance.Experience of key components of compliance programmes such as risk assessments, designing and monitoring controls, producing quality documents in appropriate formats such as management reports, technical briefings and regulatory analysis more »

A growing business is looking for a Cyclical Maintenance & Compliance Manager to join the team in Barnstaple. You will be working Monday-Friday and will receive a salary of £34,000 - £37,098 per annum. As Cyclical Maintenance & Compliance Manager, your responsibilities will include: Ensuring the … asbestos database is robust, and the information is accessible. Liaising and communicating verbally and in writing with stakeholders. Were looking for a Cyclical Maintenance & Compliance Manager with the following: Experience specifying cyclical maintenance contracts, including developing formal specifications, contracts and technical information and managing health & safety. Experience managing … asset management compliance requirements. An advanced level of IT software knowledge Knowledge of budget setting and financial and budgetary control. Experience delivering change projects to improve systems and processes. To apply for this role as Cycli... more »

We are partnering with a leading aerospace manufacturer who are seeking a Trade Compliance Manager to join their team in Basildon. Reporting into the Head of Trade Compliance, this role will provide support, including advice and guidance, on International Trade Compliance matters in order to ensure … compliance with UK, EU, US and other Export Control laws and regulations. Responsibilities: Provide expert guidance and advice to individuals and managers across all levels within the IS&P LoB based at our Basildon facility to ensure adherence to UK and international import/export laws, encompassing regulations such … Arms Regulations (ITAR), along with internal corporate policies. Collaborate with the IS&P LoB to understand Business Winning objectives, ensuring early consideration of trade compliance aspects, timely resolution of export licensing issues, and integration of trade compliance plans into project lifecycles. Attend and support Business Winning Reviews and more »

Responsible AI Manager – AI Ethics and Compliance, £850 - £950 per day, Inside IR35, 12 Months We're looking for a dynamic, Responsible AI Manager to lead the development and implementation of an AI ethical framework and governance. The successful candidate will ensure that our use of artificial … GDPR and EU Act, adhering to established ethical principles. Develop and implement a robust framework for ethical AI usage. Collaborate with stakeholders to integrate compliance considerations into existing processes and the AI development lifecycle. Work with technology teams to establish effective monitoring and evaluation systems for AI applications. Implement … awareness of AI ethics principles and solicit input for framework development. Support in crafting and delivering training and awareness campaigns on AI ethics and compliance requirements. Required Experience & Skills: Proven track record in AI ethics, with a comprehensive understanding of ethical principles, regulatory requirements, and best practices. Familiarity with more »

Senior Compliance Manager - Projects Retail Banking/Mortgages Location: Chatham, Kent (Hybrid, 3 days in the office, 2 days WFH) Salary: £65k - £78k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. In this newly created role, you’ll be focused on supporting and managing projects and programmes of work as … part of the Bank’s growth strategy. You’ll deliver effective compliance business partnering in providing structure to Compliance projects (or the Compliance aspects of larger projects) to meet overall project requirements, supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you more »

We are currently working on behalf of out trusted client who are looking for a Governance, Risk and Compliance Manager. Join our trusted client where innovation meets excellence! As a leading global financial institution, they are committed to providing outstanding banking solutions that empower individuals and businesses alike! What … Hybrid 2 days a week) Plus, amazing employee benefits such as flexible working, great perks, and more! Main Responsibilities as a Governance, Risk and Compliance Manager Cultivating a robust culture of risk awareness and management. Crafting, executing, and upholding technology risk management strategies tailored to financial services. Excelling … external stakeholder relations. Steering and supervising the clarity, management, and reporting of our client’s technology risk profile. Spearheading the advancement of risk and compliance management in tandem with technological advancements, ensuring alignment with legal, regulatory, and company standards. Setting the tone by fostering a culture of control that more »

Coopman Search and Selection are partnered with an award-winning, specialist Regulatory Compliance consultancy, who provide expert advice and products to financial institutions, as they look to add a Manager to their growing Credit, Insurance & Mortgages team. Key responsibilities of the Manager; Provide support to clients with … with a variety of Compliance related support, from FCA authorisation applications to auditing and regulatory due diligence Answer clients' technical queries and provide advisory support; Keep up to date with FCA and industry wide developments to assist clients; Assisting and providing oversight to support the work of more junior … members of the team Become a trusted advisor and first point of contact for firms. Experience and qualities required of the Manager; Working and demonstrable knowledge of the regulations around Insurance and Credit firms Ability to work quickly whilst demonstrating strong attention to detail, a background in consultancy would more »

Are you passionate about navigating the intricate landscape of regulatory compliance? Do you thrive on providing strategic guidance to ensure adherence to industry standards and regulations? If so, we want you to join our clients team. 4 days a week in the Edinburgh office. Responsibilities: Provide Expert Compliance … broader business on the interpretation and application of UK regulations such as PSRs, EMRs, MLRs, FCA Handbook, EBA Guidelines, etc. Foster a culture of "compliance by design" to facilitate understanding and action within the first-line teams. Refine and Implement Compliance Assurance Approach Own Compliance Assurance Plan … Take ownership of the annual compliance assurance plan, utilizing a risk-based approach to determine scope, priority, frequency, and nature of assurance activities in collaboration with internal stakeholders. Manage Corrective Actions: Ensure agreed corrective actions are tracked and resolved effectively, maintaining compliance standards across the organization. Develop Regulatory more »

Senior Compliance Manager - Projects Retail Banking/Mortgages Location: Wolverhampton (Hybrid, 3 days in the office, 2 days WFH) Salary: £63k - £73k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does? Or … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. In this newly created role, you’ll be focused on supporting and managing projects and programmes of work as … part of the Bank’s growth strategy. You’ll deliver effective compliance business partnering in providing structure to Compliance projects (or the Compliance aspects of larger projects) to meet overall project requirements, supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you more »

The Role Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for the Hedge Fund, Asset … Management and Private Equity industries. This is an excellent “Compliance Manager” role for someone who is looking for something different in their Compliance career. The role reports into their Managing Director who atm is also acting as the business’s " Compliance Manager". Our client … needs someone who can manage and in time take the full Compliance function away from them, so that they can concentrate of business development and winning new clients. Our client provides Compliance & Legal Consultancy Services for an array of different, mainly London based Hedge Funds (predominately), but also more »

beyond our technology. Our vibrant culture thrives on diversity and connectivity without borders. The role We are currently seeking to recruit a Global Trade Compliance Manager to join our Risk & Legal Compliance team. You will be supporting the Head of Risk & Legal Compliance (HRLC) by developing … SUSE’s products and services around the world. The role requires a high level of subject matter expertise to resolve complex export and sanctions compliance issues, the ability to identify potential risks in a timely manner, and effective relationship skills to collaborate with a wide range of stakeholders and … drive export compliance throughout the organisation. Responsibilities Include: Design, develop and execute SUSE’s export and sanction compliance policies, practices, and controls Manage all facets of SUSE’s trade compliance program, included restricted party screening, export licensing and control classification, training, incident management and risk assessments Develop more »

The Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide’s second line of defence. We are at the forefront of complex regulatory change providing specialist regulatory support, driving good outcomes and value for customers, stakeholders … well as strategically important programmes and initiatives such as the Consumer Duty. You will proactively support and challenge the business to help ensure conduct, compliance and operational risks are effectively mitigated aligned with the heightened expectations of the Consumer Duty. This is vital to ensure that Nationwide achieves its … or if part time you'll spend 40% of your working time, at one of our offices. If your application is successful, your hiring manager will provide further details on how this works. You can also find out more about our approach to hybrid working here. You will be more »

Senior Client Assets Compliance Manager (CASS) - Risk & Compliance Permanent role London based - hybrid If you're looking for a career that will unlock new opportunities, join Brookwood Recruitment and experience the possibilities. We have an exciting role for a Senior Client Assets Compliance Manager (CASS … to join our client's established Markets & Securities Services Compliance team in London. This full-time Compliance Manager role comes with a generous salary and benefits package. As a Senior Client Assets Compliance Manager, you will support the Head of Client Asset Protection, serving as … risk identification, and assessment to determine appropriate solutions and generally mitigate the Banks regulatory risk. During your first few weeks in this Client Assets Compliance Manager role, you can expect to begin work on some of the following: Help coordinate and deliver detailed technical guidance and advice to more »

Fire Alarm (or Fire and Security) Engineering Compliance Manager BENEFITS - Fire Engineering Compliance Manager or UK Compliance Engineer £44000 - £52000 Salary Car Allowance + Permanent Benefits Positive Position, helping engineers and ensuring quality standards REQUIRED - Fire Alarm Compliance Manager/UK Engineering Manager … need (Security systems knowledge a bonus) Based East Midlands or West Midlands Experience auditing engineers H&S, PPE, Vehicle, Tec, Paperwork ROLE - Service Engineering Compliance Engineer/Service Manager --- could be Auditor/Manager/Engineer To ensure compliance by Auditing Fire Alarm and Security Service …/or NSI Gold standards (if have too) CONTACT US - if you have ensured Fire alarm Engineer or fire & security engineer quality, training and compliance as a Service Manager or similar. If Based in Midlands or similar in UK (so commutable to North and South England), do apply more »

Compliance and Quality Assurance Manager Our trailblazing global AAC (Augmentative and Alternative Communication) company, is on the lookout for an exceptional Compliance and Quality Assurance Manager to join our product development team and report to the Head of Hardware. At Smartbox, our cutting-edge technology gives … a voice to those with limited speech, positively impacting the lives of people with disabilities worldwide. As a Compliance and Quality Assurance Manager, you will be a driving force for quality in the development team. You will upgrade our team, systems and processes using innovative methodologies. Your expertise … in product compliance or regulatory affairs will be key to our continued success. All around the world, our products, accomplishments and aspirations are a reflection of our teams' values: passionate, caring, empowering, achieving together and enabling change. This is a hybrid role based in Bristol, with the requirement to more »

Risk & Compliance Manager - Financal Promotions A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »

We're currently looking to recruit a Compliance Policy Manager to join the team. The Compliance policy team purpose is to leverage our relationships and expertise to provide advice, guidance, support and challenge to the business, in order to facilitate safe business growth and help our customers … achieve their objectives. Reporting to theSenior Compliance Manager you will be providing input into theproduct governance, engagement with product teams, regulatory projects, operational change and oversight of financial promotions. What does the job involve? The key responsibilities of the role are as follows: Work with the Senior Compliance Manager and key stakeholders to continue embedding Consumer Duty across the business Review and interpret regulation and regulatory developments, determine potential impact to business and provide detailed advice and guidance to first line areas implementing business changes. Monitor external developments and changes in industry best practice and provide more »

A small European Bank has an exciting opportunity for an experienced Compliance Manager. Your responsibilities will include: Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are communicated to the London branch Being the central point of contact for … staff/law enforcement agencies regarding the reporting of suspicions/enquiries Overseeing completion/update of the Compliance monitoring program Maintaining/updating London Compliance handbook and other regulatory documents Developing/maintaining appropriate Compliance policies/procedures Monitoring daily operations of the London branch AML … policies/activities Establishing adequate systems/controls for AML/sanctions Completing annual MLRO and annual Compliance reports to Head Office Attending Compliance and Risk Committee Meetings Completing annual risk reviews for Head Office Compliance Liaising with regulators/auditors/NCA Your experience must include more »

To to unprecedented growth and expansion, Randd are now seeking to hire an experienced R&D Tax Compliance Consultant/Manager. Your primary responsibility is to assist clients in maximising their Research and Development (R&D) tax incentives and ensuring compliance with relevant tax regulations. You will work … R&D activities and associated expenditures. Collaborate with technical teams and subject matter experts to gather necessary information for substantiating R&D claims. Documentation & Compliance - Prepare comprehensive documentation supporting R&D tax credit claims, ensuring adherence to regulatory requirements. Stay abreast of changes in tax laws and regulations related … to R&D expenditures and tax benefits. Client Relationship Management - Foster strong client relationships by serving as a trusted advisor on R&D tax compliance matters. Communicate complex tax concepts in a clear and concise manner to clients. Cross-functional collaboration - Collaborate with internal teams, including tax professionals, accountants more »

Risk & Compliance Manager - Financial Promotions A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »

Risk & Compliance Manager £50,000 - £60,000 per annum (depending on experience) Based in Worthing, 2-3 days in the office. Audit & Risk Recruitment are delighted to assist one of our clients, a medical equipment manufacturer, in their search for a Risk & Compliance Manager, to join … their team. If you are a risk and compliance professional looking for your next challenge, this role might be for you! About the role This role is based in Worthing and offers flexible working. Reporting to the General Counsel, the Risk & Compliance Manager will develop the company … s compliance program, collaborate with senior stakeholders, and promote the compliance culture within the company. Role Responsibilities As the Risk & Compliance Manager, you will have the opportunity to develop the company’s compliance program and train the wider business. Your key responsibilities will include: Designing more »

Grid Connections and Compliance Manager Climate17 are working with a market-leading renewable energy developer who focus on providing flexible generation and grid stability services to support the UK energy sector’s transition to net zero. Since 2019, they have developed and built over 20 separate power assets … and 3 of its Stability Pathfinder programmes. Due to growth in the project management team, they are now seeking an experienced Grid Connections and Compliance Manager to assist in developing grid stability projects across the UK. This will be a permanent position within the business. Location The client … UK), and regular visits to the client’s Cardiff city centre office when required, alongside working from home. Role As a Grid Connections and Compliance Manager you will primarily be responsible for successful delivery of the EHV, HV and LV grid connections for new grid stability facility projects more »

A growing business is looking for a Cyclical Maintenance & Compliance Manager to join the team in Barnstaple. You will be working Monday-Friday and will receive a salary of £34,000 - £37,098 per annum. As Cyclical Maintenance & Compliance Manager, your responsibilities will include: Ensuring the … asbestos database is robust, and the information is accessible. Liaising and communicating verbally and in writing with stakeholders. Were looking for a Cyclical Maintenance & Compliance Manager with the following: Experience specifying cyclical maintenance contracts, including developing formal specifications, contracts and technical information and managing health & safety. Experience managing … asset management compliance requirements. An advanced level of IT software knowledge Knowledge of budget setting and financial and budgetary control. Experience delivering change projects to improve systems and processes. To apply for this role as Cyclical Maintenance & Compliance Manager, please click apply online and upload an updated more »