Senior Client Assets ComplianceManager (CASS) - Risk & Compliance Permanent role London based - hybrid If you're looking for a career that will unlock new opportunities, join Brookwood Recruitment and experience the possibilities. We have an exciting role for a Senior Client Assets ComplianceManager (CASS … to join our client's established Markets & Securities Services Compliance team in London. This full-time ComplianceManager role comes with a generous salary and benefits package. As a Senior Client Assets ComplianceManager, you will support the Head of Client Asset Protection, serving as … risk identification, and assessment to determine appropriate solutions and generally mitigate the Banks regulatory risk. During your first few weeks in this Client Assets ComplianceManager role, you can expect to begin work on some of the following: Help coordinate and deliver detailed technical guidance and advice to more »
Greater London, England, United Kingdom Hybrid / WFH Options
Martis Search
The Role ComplianceManager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for the Hedge Fund, Asset … Management and Private Equity industries. This is an excellent “ComplianceManager” role for someone who is looking for something different in their Compliance career. The role reports into their Managing Director who atm is also acting as the business’s " ComplianceManager". Our client … needs someone who can manage and in time take the full Compliance function away from them, so that they can concentrate of business development and winning new clients. Our client provides Compliance & Legal Consultancy Services for an array of different, mainly London based Hedge Funds (predominately), but also more »
ComplianceManager Financial Services Are you a driven and experienced ComplianceManager looking for an exciting opportunity to make a significant impact? Our client, a leading organisation in the financial services industry, is seeking a talented ComplianceManager to join their team. This is … a permanent role with a competitive salary range of £83,000 - £86,000 per year. As the ComplianceManager, you will play a crucial role in ensuring compliance across the organisation. Reporting to the Head of Risk and Compliance, you will be responsible for providing senior … management with confidence in our client's compliant operations. Your key responsibilities will include: Supporting the Head of Risk and Compliance in developing an appropriate compliance approach Delivering on second line of defence responsibilities on compliance Maintaining and providing strategic compliance reporting and management information Deputising more »
Risk & ComplianceManager £50,000 - £60,000 per annum (depending on experience) Based in Worthing, 2-3 days in the office. Audit & Risk Recruitment are delighted to assist one of our clients, a medical equipment manufacturer, in their search for a Risk & ComplianceManager, to join … their team. If you are a risk and compliance professional looking for your next challenge, this role might be for you! About the role This role is based in Worthing and offers flexible working. Reporting to the General Counsel, the Risk & ComplianceManager will develop the company … s compliance program, collaborate with senior stakeholders, and promote the compliance culture within the company. Role Responsibilities As the Risk & ComplianceManager, you will have the opportunity to develop the company’s compliance program and train the wider business. Your key responsibilities will include: Designing more »
ComplianceManager - Payments Online Retail London 2-3 x per week £80,000 - £90,000 Astrum Search is working alongside an instantly recognisable online retail business to recruit a ComplianceManager in London. The ComplianceManager will be responsible for their payments-related relationship … processes (acquirers and payment service providers (PSPs)), and will help develop and maintain their compliance strategy and policies to ensure compliance with relevant regulation and legislation. You'll also ensure the policies are implemented across all relevant functions to guarantee the business maintains contractual and regulatory compliance. Key … Responsibilities: Managing the contractual compliance requirements the business has with its PSPs and acquirers. Ensuring compliance with applicable rules/regulations, according to contractual and regulatory requirements. Managing the relationship with co-branded credit card provider. Supporting the business in ensuring it has the right governance and compliancemore »
Grid Connections and ComplianceManager Climate17 are working with a market-leading renewable energy developer who focus on providing flexible generation and grid stability services to support the UK energy sector’s transition to net zero. Since 2019, they have developed and built over 20 separate power assets … and 3 of its Stability Pathfinder programmes. Due to growth in the project management team, they are now seeking an experienced Grid Connections and ComplianceManager to assist in developing grid stability projects across the UK. This will be a permanent position within the business. Location The client … UK), and regular visits to the client’s Cardiff city centre office when required, alongside working from home. Role As a Grid Connections and ComplianceManager you will primarily be responsible for successful delivery of the EHV, HV and LV grid connections for new grid stability facility projects more »
Whitehaven, England, United Kingdom Hybrid / WFH Options
Delkia
EHS&Q ComplianceManager Location: Hybrid, Cumbria/Preston Job type: Permanent (Part-time, 3 days per week) Salary: Competitive Company Overview Delkia is a fast-growing Engineering and Technical organisation based in Cumbria and Preston. We are proud of our reputation for delivering safe, high-quality projects … Systems Integration (SI) for high-integrity and mission-critical systems. We have an exciting opportunity to appoint an enthusiastic and highly motivated EHS&Q ComplianceManager to join our dynamic team at Delkia. Overview of the role As an EHS&Q (Environment, Health, Safety, and Quality) ComplianceManager, you will be responsible for developing, implementing, and overseeing all aspects of the company's compliance with environmental, health, safety, and quality regulations and standards. This role involves working closely with various departments to ensure adherence to relevant laws, policies, and industry best practices. The EHS more »
Coalville, Leicestershire, East Midlands, United Kingdom
Fire and Security Careers
Fire Alarm (or Fire and Security) Engineering ComplianceManager BENEFITS - Fire Engineering ComplianceManager or UK Compliance Engineer £44000 - £52000 Salary Car Allowance + Permanent Benefits Positive Position, helping engineers and ensuring quality standards REQUIRED - Fire Alarm ComplianceManager/UK Engineering Manager … need (Security systems knowledge a bonus) Based East Midlands or West Midlands Experience auditing engineers H&S, PPE, Vehicle, Tec, Paperwork ROLE - Service Engineering Compliance Engineer/Service Manager --- could be Auditor/Manager/Engineer To ensure compliance by Auditing Fire Alarm and Security Service …/or NSI Gold standards (if have too) CONTACT US - if you have ensured Fire alarm Engineer or fire & security engineer quality, training and compliance as a Service Manager or similar. If Based in Midlands or similar in UK (so commutable to North and South England), do apply more »
on-site: Whilst in probation 5 days a week, then 3 days a week with Monday as core day. Location: London Interview times: ASAP. Compliance Monitoring Manager is required by our client in City of London within Financial Services to take ownership of multiple aspects of internal, market … conduct, and consumer protection compliance; including any associated second-line controls, and manages advisory and regulatory change projects. As Compliance Monitoring Manager, your primary focus will be to design and maintain testing and monitoring programmes for each relevant regulatory area (financial promotions, product governance or others depending … with growing regulatory challenges and product and process innovations, your role will require addressing regulatory change by identifying required systems and controls adaptations. As Compliance Monitoring Manager separate from anti-money laundering (AML) related tasks, as a different monitoring plan covers these. The Compliance Monitoring Managermore »
ComplianceManager (SMF 16&17) The ComplianceManager will be responsible for overseeing the development and implementation of an effective financial-related compliance program, focusing on anti-money laundering (AML) and counter-terrorist financing (CTF) measures. The successful candidate will ensure that our products and … are safeguarded against financial crime and risk. This includes reducing the likelihood of financial penalties, reporting to regulators, and providing training to employees on compliance matters. Responsibilities AML and CTF: Take overall responsibility for the effective implementation of financial-related compliance measures, including AML and CTF systems and … controls in the UK. Ensure compliance with FCA regulations by implementing and maintaining appropriate measures. Develop and maintain a risk-based approach to AML and CTF arrangements, conducting regular assessments to manage risks effectively. Keep the compliance program up to date with regulatory changes and developments in the more »
Salford, Greater Manchester, North West, United Kingdom Hybrid / WFH Options
Aj Bell Limited
We're currently looking to recruit a Compliance Policy Manager to join the team. The Compliance policy team purpose is to leverage our relationships and expertise to provide advice, guidance, support and challenge to the business, in order to facilitate safe business growth and help our customers … achieve their objectives. Reporting to theSenior ComplianceManager you will be providing input into theproduct governance, engagement with product teams, regulatory projects, operational change and oversight of financial promotions. What does the job involve? The key responsibilities of the role are as follows: Work with the Senior ComplianceManager and key stakeholders to continue embedding Consumer Duty across the business Review and interpret regulation and regulatory developments, determine potential impact to business and provide detailed advice and guidance to first line areas implementing business changes. Monitor external developments and changes in industry best practice and provide more »
ComplianceManager and Data Protection Officer This is a permanent full-time position offering a hybrid working model. There is a requirement for one day per week in the London office and the option to work the remainder of the week remotely if preferred. About the Company: Our … and preventing fraud. They partner with major organizations to protect financial institutions and emergency services across the UK. Role Overview: We are recruiting a ComplianceManager and Data Protection Officer (DPO) on behalf of our client. Reporting to the CFO, this role ensures transparent, ethical, and compliant data … use, evaluates emerging regulations (including AI), and collaborates with the Executive Team on policy implementation. Key Responsibilities: Privacy Compliance: Fulfil DPO duties, manage governance systems, and execute privacy strategies. Conduct Data Protection Impact Assessments (DPIAs). Facilitate risk management plans and regulatory assessments. Serve as the main contact for more »
Leading US law firm is hiring a brand new GDPR ComplianceManager to lead with the European Compliance function, being based in the London office. Salary up to £90,000 Data Protection Lead for London and Europe Hybrid Working Responsibilities for the GDPR ComplianceManager … enable efficient response to repeat data protection related queries or tasks; Working closely with the Director of Risk to share knowledge with the wider compliance team Essential Experience and Skills for the GDPR ComplianceManager will include: A minimum of 4 years experience working within a GDPR … focused Compliance role within an international law firm Experience advising on UK and EU data protection issues Leading experience in managing projects and implementing processes and procedures more »
Fire Alarm (or Fire and Security) Engineering ComplianceManager BENEFITS - Fire Engineering ComplianceManager or UK Compliance Engineer £44000 - £52000 Salary Car Allowance + Permanent Benefits Positive Position, helping engineers and ensuring quality standards REQUIRED - Fire Alarm ComplianceManager/UK Engineering Managermore »
ComplianceManager Industry: Lloyds London Market Insurance London/Hybrid £90000 - £(phone number removed) per annum Role overview: This position is for a ComplianceManager with the opportunity working for a top performing speciality insurer. Reporting into the Head of Compliance, you will play a … key role in the stakeholder management, and day-to-day operation of the Compliance function across the group. Required Experience: Extensive experience within the Lloyd's of London insurance market. Thorough understanding of PRA (Prudential Regulation Authority) and FCA (Financial Conduct Authority) requirements.The Role: Ensure the organisation's adherence … training to support business needs in regulatory compliance. Oversee and manage the regulatory framework, including horizon scanning for new regulations. Own and manage various compliance due diligence processes. Administer the sanctions and financial crime compliance framework. Develop and implement a comprehensive regulatory training strategy. Establish and oversee the more »
A growing business is looking for a Cyclical Maintenance & ComplianceManager to join the team in Barnstaple. You will be working Monday-Friday and will receive a salary of £34,000 - £37,098 per annum. As Cyclical Maintenance & ComplianceManager, your responsibilities will include: Ensuring the … asbestos database is robust, and the information is accessible. Liaising and communicating verbally and in writing with stakeholders. Were looking for a Cyclical Maintenance & ComplianceManager with the following: Experience specifying cyclical maintenance contracts, including developing formal specifications, contracts and technical information and managing health & safety. Experience managing … asset management compliance requirements. An advanced level of IT software knowledge Knowledge of budget setting and financial and budgetary control. Experience delivering change projects to improve systems and processes. To apply for this role as Cycli... more »
Are you a complianceManager, from a maintenance and social Housing background, with a minimum knowledge base of Gas and Asbestos. If so, Moxie People are partnered with a fantastic Social Housing Provider that puts their people first and has won awards to demonstrate this. Moxie are seeking … a ComplianceManager eager to advance their compliance career within the social housing sector. You will lead a small team to deliver an exceptional cyclical maintenance compliance service, ensuring it is cost-effective, complies with legislation, and meets the needs of fantastic Social Housing provider, wanting … EAP) Cycle to Work scheme Key Responsibilities: Ensure cyclical maintenance contracts are re tendered to provide best practices and VFM. Line manage 2 x compliance officers, plus 1 x compliance administrator Oversee contractors to establish, communicate, monitor, and maintain performance levels including organising and documenting regular contract meetings. more »
Wolverhampton, England, United Kingdom Hybrid / WFH Options
Willow Resourcing Limited
Senior ComplianceManager - Projects Retail Banking/Mortgages Location: Wolverhampton (Hybrid, 3 days in the office, 2 days WFH) Salary: £63k - £73k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does? Or … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. In this newly created role, you’ll be focused on supporting and managing projects and programmes of work as … part of the Bank’s growth strategy. You’ll deliver effective compliance business partnering in providing structure to Compliance projects (or the Compliance aspects of larger projects) to meet overall project requirements, supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you more »
Chatham, England, United Kingdom Hybrid / WFH Options
Willow Resourcing Limited
Senior ComplianceManager - Projects Retail Banking/Mortgages Location: Chatham, Kent (Hybrid, 3 days in the office, 2 days WFH) Salary: £65k - £78k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. In this newly created role, you’ll be focused on supporting and managing projects and programmes of work as … part of the Bank’s growth strategy. You’ll deliver effective compliance business partnering in providing structure to Compliance projects (or the Compliance aspects of larger projects) to meet overall project requirements, supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you more »
Vehicle Registration Data & Audit ComplianceManager · £50,000 - £55,000 · Initial 2 years Fixed Term Contract · Near Epsom, Surrey (location is most easily reached by own transport) · Hybrid working (3 days a week in the office) · ASAP start · Generous benefits package (Performance related bonus, Pension, access to their … membership, subsidised Café and Canteen, 25 days holiday + all bank holidays) *** Do you have audit/financial experience ? If so we have the Compliance role for you *** The UK automotive landscape is evolving. 2024 marks a significant timeline in the UK’s decarbonization strategy and the introduction of … commercial vehicle) registrations are required to be zero emissions at the tailpipe. Therefore, we are on the hunt for a Vehicle Registration Data & Audit ComplianceManager who has at least 4-5 years of experience within regulatory/compliance setting to join our Global automotive OEM, voted more »
ISO ComplianceManager Supporting the Head of HR in maintaining the company accreditations across ISO 9001, ISO 27001, ISO 14001, ISO 45001 Location: - Warwick Salary: - £60,000 - £65,000 Basic + Package Role Description: This role requires a quality/compliance professional with significant experience in managing … of the processes and procedures that are required to be able to pass and maintain an ISO audit. The daily duties of an ISO compliancemanager will vary depending on the ISO and maintaining the quality management system. Duties could include: Developing and implementing the organisation's quality … is being implemented and maintained effectively. Liaising with external auditors: This involves working with external auditors who are responsible for assessing the organization's compliance with the relevant ISO standard. Providing training, including presentations to employees on quality management principles and practices.Maintaining ISO 9001, ISO 27001, ISO 14001 and more »
Risk & ComplianceManager - Financial Promotions A leading tech company are looking for a Risk & ComplianceManager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »
Peterborough, Cambridgeshire, East Anglia, United Kingdom
Claremont Consulting
Risk & ComplianceManager - Financal Promotions A leading tech company are looking for a Risk & ComplianceManager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »
Technical Risk and ComplianceManager You must be UK based to apply No Sponsorship is offered with this role I am working with a leading software company who are currently experiencing rapid growth and a variety of exciting customer engagements across a variety of sectors, to support this … they require a Technical Risk and ComplianceManager with experience in SaaS software. The role is being offered on a remote basis with occasion onsite client visits You will be responsible for overseeing and managing the technical aspects of their risk and compliance program Responsibilities Technical Expertise … mitigate these risks. Knowledge of secure software development practices, secure networking and protection mechanisms, and data security. Technical Risk Develop and maintain the technical compliance framework and documentation for the company’s platform, keeping this updated as changes are made to their security approach. Implement and monitor technical controls more »
Risk & ComplianceManager - Financal Promotions A leading tech company are looking for a Risk & ComplianceManager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special o... more »