51 to 75 of 91 Compliance Manager Jobs in the UK

We have a great opportunity for a Technical Compliance Manager to join a rapidly growing company that are experts in the Passive Fire Protection and Firestopping industry who pride themselves on delivering the highest standards of service, technical skills, and innovative spirit. This is your chance to join more »

Export Control Manager Havant, Hampshire | Permanent, Full-Time | Hybrid Working The primary purpose of this position is to provide expert advice and guidance to individuals and managers at all levels within the business unit to ensure compliance with UK and foreign import/export laws (including the US … Regulations (ITAR)), as well as conforming with internal corporate policies and procedures, including CMMC accreditation in the future when available. As the Export Control Manager, you will be responsible for the operational and strategic management of all trade, customs, and security compliance activities. Engaging with various functional stakeholders … you will drive a culture of compliance to protect the business and enable strategic objectives. This role is business critical as SLS UK must stay compliant with both UK & EU trade regulations, in particular export controls for all military sales, which are a large % of SLS UK GTV. The more »

A small European Bank has an exciting opportunity for an experienced Compliance Manager. Your responsibilities will include: Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are communicated to the London branch Being the central point of contact for … staff/law enforcement agencies regarding the reporting of suspicions/enquiries Overseeing completion/update of the Compliance monitoring program Maintaining/updating London Compliance handbook and other regulatory documents Developing/maintaining appropriate Compliance policies/procedures Monitoring daily operations of the London branch AML … policies/activities Establishing adequate systems/controls for AML/sanctions Completing annual MLRO and annual Compliance reports to Head Office Attending Compliance and Risk Committee Meetings Completing annual risk reviews for Head Office Compliance Liaising with regulators/auditors/NCA Your experience must include more »

Are you passionate about navigating the intricate landscape of regulatory compliance? Do you thrive on providing strategic guidance to ensure adherence to industry standards and regulations? If so, we want you to join our clients team. 4 days a week in the Edinburgh office. Responsibilities: Provide Expert Compliance … broader business on the interpretation and application of UK regulations such as PSRs, EMRs, MLRs, FCA Handbook, EBA Guidelines, etc. Foster a culture of "compliance by design" to facilitate understanding and action within the first-line teams. Refine and Implement Compliance Assurance Approach Own Compliance Assurance Plan … Take ownership of the annual compliance assurance plan, utilizing a risk-based approach to determine scope, priority, frequency, and nature of assurance activities in collaboration with internal stakeholders. Manage Corrective Actions: Ensure agreed corrective actions are tracked and resolved effectively, maintaining compliance standards across the organization. Develop Regulatory more »

Senior Compliance Advisory Manager Investment Management Location: Bath (Hybrid, 2 days in the office, 3 days WFH) Salary: To £75k + bonus + benefits Fancy joining an investment management business that’s as ambitious as you are? A business that’s not resting on its laurels, despite already … establishing itself as a market leader within its field? Following significant recent investment, the firm is now looking to further strengthen its Compliance department with a number of new hires. Exciting times lie ahead as the business looks to build on its success to date, its ambitious growth plans … the opportunity to shape this newly created role and really make your mark. You’ll provide support and guidance to all business units ensuring compliance with all applicable regulations, whilst also identifying and mitigating compliance risks. You’ll also be responsible for developing and implementing compliance training more »

JOB- Reliability/Compliance Lead LOCATION- Welwyn Garden City TERM- Permanent SALARY- £50,000 - £63,000 per annum (dependant on experience) We are looking for Compliance Engineer, Reliability Engineer or similar Engineer, Lead or Manager on a permanent basis in the Welwyn Garden City area with experience … assuring that products and manufacturing processes are compliant to appropriate Directives, Regulations and Regulatory boards. This would also be well suited for a Quality Manager or Quality Engineer with experience in Electronics/compliance. The Reliability/Compliance Engineer will ideally have the following attributes: Qualified in Engineering … ideally (NVQ/HNC/HND/Degree or similar) OR Qualified by experience Experience in a similar Compliance, Reliability, Quality or similar focused role. Industry experience within Engineering or Manufacturing. Exposure to various Regulations and governing bodies such as LUV, CE, UL, IPC, or similar. Capable of leading more »

Are you passionate about navigating the intricate landscape of regulatory compliance? Do you thrive on providing strategic guidance to ensure adherence to industry standards and regulations? If so, we want you to join our clients team. Responsibilities: Provide Expert Compliance Guidance: Offer insightful advice and guidance to the … broader business on the interpretation and application of UK regulations such as PSRs, EMRs, MLRs, FCA Handbook, EBA Guidelines, etc. Foster a culture of "compliance by design" to facilitate understanding and action within the first-line teams. Refine and Implement Compliance Assurance Approach Own Compliance Assurance Plan … Take ownership of the annual compliance assurance plan, utilizing a risk-based approach to determine scope, priority, frequency, and nature of assurance activities in collaboration with internal stakeholders. Deliver Proactive Compliance Assurance: Conduct proactive assessments of controls, identify areas for improvement, and propose corrective actions to enhance compliance more »

OurClient Our client is an established Private Bank that operates on a global level. The Role The Product Risk Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products … and Portfolios, andconstructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth Management or Private Banking product knowledge and will confidently be able to provideconstructive challenge to the business, governance committees, and second line of defence. The Product Risk Manager is … for investigating and establishing key issues and causes in respect of the design and process of the UK Investment product offering. The Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own compliance regulatory knowledge more »

My client requires an ambitious and talented COMPLIANCE MANAGER. Key Responsibilities: work closely with internal stakeholders and consultants to ensure all credit broking activities operate in accordance with all legal and regulatory requirements approve financial promotions to ensure they are in line with regulatory requirements provide advice on FCA … regulations assess regulatory change and emerging risks from regulatory sources, circulating key developments and action points to internal stakeholders report on the performance of Compliance practices and support the streamlining of existing processes within the business, providing ideas and identifying operational efficiencies lead on the oversight of the Appointed … Representative network Highlight any instances of non-compliance within the business to the CEO so that a formal investigation can take place Manage one member of the Quality Assurance Team, ensuring improvements to the process are a focus point of their work, and reporting on performance where required Conduct more »

As the Export Control Manager, you will be responsible for the operational and strategic management of all trade, customs, and security compliance activities. Engaging with various functional stakeholders you will drive a culture of compliance to protect the business and enable strategic objectives. Your responsibilities: Serve as … subject matter expert to the business for all aspects of trade compliance, including latest global trade developments, regulatory changes, and risk management Advise senior management directly on compliance developments, risks, and opportunities to add value Proactively manage the portfolio of UK and US licensing and agreements, ensuring business … needs and future strategic aims are accommodated with minimal disruption Continuously develop and embed compliance and security procedures and processes Undertake an active role in various project groups, analysing complex business transactions to ensure compliance requirements are proactively met and risks are appropriately monitored Liaise and coordinate directly more »

Tax Assistant Manager – Advisory & Compliance Why Join KPMG as a Tax Assistant Manager: Corporate Tax Advisory & Compliance The KPMG Corporate Tax team is a fast-growing part of the KPMG tax practice. Operating from London regional offices, we do work which, serving the region with diligence … profile field, Tax can offer a surprisingly broad range of quality career paths to ambitious people. We are recruiting for an experienced Tax Assistant Manager to provide UK tax advisory and compliance services to our clients and targets. The team is diverse and collaborative, with individuals based nationwide. … making sure that fees are raised regularly and identifying situations where overruns can be billed. Keeping internal control records up to date and ensuring compliance with quality control procedures. What will you need to do it? Qualified (ACA/ACCA or CTA or equivalent). Sound knowledge of UK more »

InterQuest are delighted to be working with a European Commercial bank to help support with the recruitment of a number of Compliance Manager positions. This job requires a Regulatory Advisor to provide advice and support to the first line of defence in the area of payments and accounts … responsibilities include advising and working with the 1LoD to design and implement controls to meet regulatory expectations, attending key governance committees and representing the compliance team, and reporting and escalating key regulatory risks to senior management and governance committees. The individual should have strong communication, reasoning, influencing skills, and … be able to manage a team. The candidate should have experience from an appropriate compliance, regulatory, or legal background and deep working knowledge of the FCA rules contained within the High level Standards and Business Standards sections of the FCA Handbook. Additionally, they should have an understanding of conduct more »

Building Compliance Testing Manager (Air tightness, Sound Insulation, Ventilation) Borehamwood, UK £35,000 - £45,000 + Training + Progression + Development + Laptop/Tablet + Workwear + Holiday + Pension Are you an experienced air tightness, sound insulation and ventilation testing engineer looking to get into a … an impressive portfolio of clients and customers within the housing association sectors and have lengthy goals to become the market leading, go-to building compliance testing company. In line with this growth, the company are looking to onboard an excellent testing manager to effectively manage and monitor the more »

in 2,000 plus indirect tax registrations in 75 countries making over 35,000 indirect tax-related filings each year. Amazon is seeking a Manager to join our Indirect Tax Compliance Automation team. This team sits within Amazon’s Indirect Tax Compliance organization. We are looking for … someone to help transform the way we do compliance at Amazon by deconstructing existing processes, analyzing them, optimizing, automating and rebuilding them, maximizing the use of technology. Maximizing the use of technology solutions is essential to meet the challenge of indirect tax compliance and that is where the … Indirect Tax Compliance Automation Team comes into play. We are a team within the compliance organization responsible for operationalizing the use of technology to the max. Rolling this out and enabling our compliance colleagues to successfully use them. This might involve constructing new compliance automation or more »

Export Control Manager £61k Warton– hybrid working Permanent position My client is a Global leading Aerospace and Defence organisation. Recruiting for an Export Control Manager with the responsibility to lead the international programmes within the business. Responsibilities: Being the lead person for the International programmes within the business … the subject matter expert in leading the knowledge and understanding of key export control regimes and feeding this to the wider business and ensuring compliance with day-to-day business activities Develop and implement export control processes and procedures to ensure compliance with export control regulations Provide support … regulations Current Knowledge on International Export Control laws and regulations Team Leading and people management experience If you are interested in this Export Control Manager role, please ‘APPLY’ and submit your CV for immediate consideration. more »

work in a stimulating environment, with a lot of opportunities for your professional and personal development. Job Summary We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments … comprehensive safety policies and procedures for construction projects. Conduct regular safety inspections and audits on construction sites to identify and mitigate potential hazards. Ensure compliance with industry safety regulations and standards. Conduct safety training sessions for construction personnel to promote a culture of safety. Investigate incidents and accidents, and … and concerns to stakeholders and senior management. Collaborate with contractors, suppliers, and other stakeholders to ensure project safety. Provide leadership in the management of compliance and risk assessment processes. Lead the development of standardized global quality plans, policies, processes, and systems to ensure continued compliance with external and more »

work in a stimulating environment, with a lot of opportunities for your professional and personal development. Job Summary We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments … comprehensive safety policies and procedures for construction projects. Conduct regular safety inspections and audits on construction sites to identify and mitigate potential hazards. Ensure compliance with industry safety regulations and standards. Conduct safety training sessions for construction personnel to promote a culture of safety. Investigate incidents and accidents, and … and concerns to stakeholders and senior management. Collaborate with contractors, suppliers, and other stakeholders to ensure project safety. Provide leadership in the management of compliance and risk assessment processes. Lead the development of standardized global quality plans, policies, processes, and systems to ensure continued compliance with external and more »

work in a stimulating environment, with a lot of opportunities for your professional and personal development. Job Summary We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments … comprehensive safety policies and procedures for construction projects. Conduct regular safety inspections and audits on construction sites to identify and mitigate potential hazards. Ensure compliance with industry safety regulations and standards. Conduct safety training sessions for construction personnel to promote a culture of safety. Investigate incidents and accidents, and … and concerns to stakeholders and senior management. Collaborate with contractors, suppliers, and other stakeholders to ensure project safety. Provide leadership in the management of compliance and risk assessment processes. Lead the development of standardized global quality plans, policies, processes, and systems to ensure continued compliance with external and more »

Coopman Search and Selection are partnered with an award-winning, specialist Regulatory Compliance consultancy, who provide expert advice and products to financial institutions, as they look to add a Manager to their growing Credit, Insurance & Mortgages team. Key responsibilities of the Manager; Provide support to clients with … with a variety of Compliance related support, from FCA authorisation applications to auditing and regulatory due diligence Answer clients' technical queries and provide advisory support; Keep up to date with FCA and industry wide developments to assist clients; Assisting and providing oversight to support the work of more junior … members of the team Become a trusted advisor and first point of contact for firms. Experience and qualities required of the Manager; Working and demonstrable knowledge of the regulations around Insurance and Credit firms Ability to work quickly whilst demonstrating strong attention to detail, a background in consultancy would more »

have 5 years’ experience in a CAMO environment, dealing with commercial and private aircraft clients? An Aviation engineering support company is looking for a Compliance Monitoring Manager to join their team based near London. As an EASA Part 66 Licensed professional you will establish a Compliance Monitoring … will play a pivotal role in establishing CAMO approvals and re-writing manual and process documents. Within the role you will: Ensure that the Compliance Monitoring System is effective in its application and any follow up actions required addressing findings; Monitor compliance with Part-CAMO and Part-M … Review Staff (ARS) to issue an ARC or send the recommendation to the responsible register NAA; maintenance of accurate records and documentation related to compliance activities, audits, and corrective actions Guidance and training is provide to CAMO staff regarding regulatory requirements, compliance procedures, and best practices Opportunities for more »

Our Tax Compliance team is a leading provider of technology enabled compliance and integrated advisory services, working across an unrivalled range of prestigious clients. The variety of work, size of our team and focus on learning and development brings about opportunities to specialise in particular industries or technical … at the forefront of change and innovation. Together, we produce technical excellence, innovative solutions and an outstanding client experience. Our specialist private equity fund compliance team is responsible for the delivery of tax reporting for some of the largest and most complex funds in the UK. This diverse and … interesting client base provides an excellent platform for prospective candidates to develop their skills and focus on a compliance role in a team that has grown significantly over the last few years. The role This role would particularly suit candidates who are looking to specialise in a supportive environment more »

Business Relationship Manager, Accountancy Audit, Compliance, L&D, Mainly Remote, 12 month FTC Business Relationship Manager/Audit Learning & Development Manager required to work for a Professional Services company based in Central London. However, this role will mainly be remote and you would only have to … into a permanent role. This is within the Audit space of this particular firm where you will be working almost as a Business Relationship Manager (more on the business side) between Learning & Development and Audit. Audit experience/knowledge is not essential but is preferable. Alternative to Audit, we … trusting relationships with key stakeholders in the business and really help to drive new ideas forward. Read on for more details Experience required: Experienced Manager (or equivalent) Strong understanding of Audit including the regulatory environment Ability to build and maintain strong working relationships with senior stakeholders Proven ability to more »

The Role Head of Compliance – Boutique Equity focused Asset Manager - West End based (Multi $Bn AUM – strong potential to become their SMF16 and SMF17) Martis Search are representing a West End based, Equity focused Asset Management company, to hire a permanent “Head of Compliance.” The role will report … senior level hire ready to take on increased responsibility and able to work independently. Initially this is fill be a stand-alone Head of Compliance role, but there is a view to hire x 1-2 Compliance Analysts underneath you after a few months into the role. Our … client is looking for someone who has gained from either an Institutional Equity focused Investment Manager, or Hedge Fund. Please note that you need to be able to fit into a smaller working environment, where the roles are both senior and strategic, but also very hands on. Our client more »

We're looking for an IT Compliance & Controls Manager to join us in Watford. The opportunity: You will be a key member of our IT Team, helping to ensure there is a robust data & technology controls framework. This role offers an excellent opportunity to make a genuine impact … on the company’s risk and compliance frameworks across the EMEA region. What you’ll be doing: This position will involve the following tasks/deliverables: Establishing, embedding and enhancing a comprehensive data and controls framework across the EMEA region that reflects WPP guidance; Conduct regular checks and operational … Preparing detailed audit reports, highlighting findings, recommendations, and opportunities for continuous improvement; Collaborating with stakeholders from across the business to foster a culture of compliance and risk management; Monitor and track the implementation of audit recommendations, ensuring timely and appropriate remediation actions are taken; Staying updated on changes in more »

systems, there is a need for support from various visiting sub contractors, which represents challenges around compliance. Therefore, we are looking to recruit a Compliance Supervisor to manage compliance around visiting sub contractors. In addition there will be some support of the day to day in house engineering more »