1 to 11 of 11 Head of Compliance Jobs in the UK

Main purpose of the Role: To serve as the FCA registered Compliance Officer (SMF16). To develop and deliver a Compliance Programme, including an Annual Compliance Plan and Compliance Monitoring Programme, designed to identify and manage regulatory risk. To manage a team responsible for delivering … the Compliance Programme, providing advisory support and challenge to the business, and managing regulatory, venue and exchange matters. To manage the day-to-day operation of the CFE Compliance department, including budgets, hiring and performance management. Key Responsibilities: Risk Management Manage the delivery of an annual … Compliance Risk Assessment exercise. Produce and deliver a risk-based Annual Compliance Plan. Review and challenge the regulatory and conduct aspects of the Risk and Control Self Assessments (RCSA) performed by the first line. Ensure that any risk mitigation actions are performed on a timely basis. Have more »

Head of Compliance & Enterprise Risk (ERM), International FMCG/Retail Giant, Excellent Package & Benefits - Central London Background: An exciting opportunity for a Head of Compliance & Enterprise Risk to join a high-growth retail business with 4000+ stores across UK and Europe, also with offices … in Southeast Asia. They are looking for an exceptional Head of Compliance based in London to join a growing global dynamic team to support with various priority workstreams and lead across all Enterprise Risk Management (ERM) processes. This role is varied and with that exciting, allowing you … the opportunity to become involved in a variety of projects. You will have input in the scoping and delivery of end-to-end Compliance initiatives and tasks, to drive compliance and improve standards across this rapid growth multinational group. Key Responsibilities: Responsible for all compliance more »

The Role Head of Compliance – Boutique Equity focused Asset Manager - West End based (Multi $Bn AUM – strong potential to become their SMF16 and SMF17) Martis Search are representing a West End based, Equity focused Asset Management company, to hire a permanent “Head of Compliance.” The … COO and supports their small, London based Equity Long Investment team in London, based on the Trading Floor. The company are a true example of a successful, established and “boutique” and “family feeling” type of Asset Management environment. The office is full of intelligent Investment professionals and … motivated, ambitious, collaborative and supportive. They boast a solid £AUM and are looking to further grow this out. The London office is made up of Investment/Trading Managers, Client Services, Marketing and Finance professionals. At present, the COO holds the SMF16 and SMF17 Control functions, but they are more »

Head of Compliance FTSE 100 multinational business - Excellent Package & Benefits Background: We are representing a cutting-edge FTSE 100 company who are going through transformational change which has created a huge opportunity, as the company will be at the forefront, and fundamental to energy transition to NetZero … the UK. This is a true greenfield site where you can make a real difference across the business. They are looking for an exceptional Head of Compliance based in the Nottingham region to join a growing dynamic team to support with various priority workstreams and lead across … all compliance processes. This role is varied and with that exciting, allowing you the opportunity to become involved in a variety of projects. You will have input in the delivery of end-to-end Compliance initiatives and tasks, to drive compliance and improve standards across more »

Purpose Responsible for providing and managing a high-quality compliance framework as well as managing a small in-house team. Acting as the firm’s Money Laundering Reporting Officer (MLRO) and holding SMF17. Examples of Key Activities Compliance Oversight Serve as the primary point of contact … for regulatory inquiries and examinations. Keep abreast of regulatory developments and communicate changes to relevant stakeholders. Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies. AML Compliance Serve as the primary point of contact for regulatory inquiries and examinations. Keep abreast of regulatory developments … and communicate changes to relevant stakeholders. Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies. Regulatory Liaison Serve as the primary point of contact for regulatory inquiries and examinations. Keep abreast of regulatory developments and communicate changes to relevant stakeholders. Coordinate responses to regulatory inquiries and more »

International payments business is seeking a Head of Compliance and MLRO. This will be a part time role (3 days a week) with the ability to work on a remote basis. The company has an excellent reputation and is well placed for growth and expansion over the … coming years. Responsibilities: Implementation of compliance controls and processes ensuring the organisation meets its regulatory obligations Act as the Money Laundering Reporting Officer and Data Protection Officer maintaining relevant policies Ensure all regulatory reporting is completed in an accurate and timely manner Build and maintain strong relationships with … regulatory bodies Requirements: Extensive experience in financial crime compliance with a focus on UK regulations Previous Head of Compliance/MLRO experience Knowledge and experience of payments/e-money Strong communication skills capable of building internal and external relations more »

Your new company A high-profile Ministerial Department supporting businesses to invest, grow and export Your new role Interim Head of GRC (Governance, Risk and Compliance) - SC Cleared What you'll need to succeed We are working exclusively with a Public Sector Client, recruiting for the role … of Interim Head of Governance, Risk and Compliance (GRC).The role is a new requirement, and the client needs a candidate to join as soon as possible, delivering across set responsibilities and role requirements.The Head of GRC is responsible for building and leading the … GRC team, in line with the Cyber Security Strategy. This role requires a deep understanding of: Information Security Risk Management Risk Management Security Policies Assurance Tools Strong background in Cloud Technology This position requires a candidate with the ability to think strategically and tactically, communicate effectively, execute with precision more »

We are partnered with a Multi Strat Hedge Fund Looking for a senior compliance associate to join the business as part of a global compliance function buildout. The position will work closely with the CCO and US Head of Compliance leading all areas of core compliance, both in an advisory, policy and procedure capacity across UK/EMEA Region. The role will therefore manage a team and be a blend of BAU and strategy as the fund builds out its compliance frameworks to support the continued growth of the … is known to hire best in class talent and thus are looking for candidates who are educated to degree level and have a minimum of eight years buy side core compliance experience. Individuals with experience working with a wide range of asset classes and strong technical skills more »

Overview The Head of Risk and Compliance will oversee all aspects of risk management, owning an enterprise-wide risk management framework within the Bell SI business. They will be responsible for Bell’s internal audit function, ensuring ISO certifications are maintained as well as ensuring corporate … compliance policies are established and adhered to. They will be leading a team and working with key stakeholders within the business to ensure that the organisation remains compliant and has a positive approach to risk management. They will also be responsible for developing the ESG and CSR capabilities within … Role Responsibilities: Lead a team to manage the IMS internal audit function, ensuring that all required internal audits are completed as necessary to ensure compliance to Bell’s ISO certifications (9001, 27001, 45001, 14001). Day to day management of HSEQ Lead, Quality & Information Security Audit Lead and more »

for checking out our vacancy, we're delighted you want to learn more about Dechra. Dechra are a growing, global specialist within the world of veterinary pharmaceuticals. Our expertise is in the development, manufacture, marketing and sales of high quality products exclusively for veterinarians worldwide. Here at Dechra … our values are embedded within our culture and thrive within our family of almost 2000 colleagues globally. From manufacturing to marketing, ( D )edication, ( E )njoyment, ( C )ourage, ( H )onesty, ( R )elationships and ( A )mbition are at the heart of our everyday operations and the way we do business. … Opportunity Dechra Pharmaceuticals are looking for an experienced auditing professional to join our manufacturing division on a remote basis. Support the GxP and Regulatory compliance of Dechra Products by developing audit systems which will ensure process and product compliance with applicable GMPs/GDPs throughout the product more »

Colombia Czech-Republic Denmark France Germany Hong Kong SAR Hungary Ireland Italy Japan Luxembourg Malaysia Mexico Netherlands New Zealand Poland Portugal Romania Singapore Spain of America Sweden Switzerland Thailand UAE United States Search Job Search Search now Submit CV Refer a Friend Download Hays App Our Expertise Accountancy & Finance … Business Support Executive Technology View all professions Hays are a trusted expert in your profession, with jobs and services for applicants of all levels. View all professions Advice & Learning Career advice CV Tips Cover Letters Interview Prep Job Hunting View all My Learning Office 365 courses Coding courses Project … Colombia Czech-Republic Denmark France Germany Hong Kong SAR Hungary Ireland Italy Japan Luxembourg Malaysia Mexico Netherlands New Zealand Poland Portugal Romania Singapore Spain of America Sweden Switzerland Thailand UAE United States EN Home Job Search Media Privacy Policy Terms & Conditions FAQs Sitemap Contact Us Accessibility Modern Slavery Act more »