the front-to-back risk management framework. This includes an understanding of non-financial risks (e.g., operational risk, conduct risk). Experience contributing to large regulatory remediation programmes (e.g., MIFID, Brexit, FRTB, T+1 accelerated settlement, Consent Order). Experience working on aspects of global reporting remediation programmes such as CFTC and EMIR Refit. Solid understanding of how technology architecture supports More ❯
engagement skills. Ability to work independently and deliver value in a contract setting. Desirable Attributes Exposure to LNG, power, or broader commodity markets. Experience with regulatory frameworks (REMIT, EMIR, MiFID II). Background in agile delivery and cloud-based platforms. What’s on Offer A contract role with a high-performing energy trading client. Exposure to a diverse portfolio including More ❯
City of London, London, United Kingdom Hybrid / WFH Options
Investigo
engagement skills. Ability to work independently and deliver value in a contract setting. Desirable Attributes Exposure to LNG, power, or broader commodity markets. Experience with regulatory frameworks (REMIT, EMIR, MiFID II). Background in agile delivery and cloud-based platforms. What’s on Offer A contract role with a high-performing energy trading client. Exposure to a diverse portfolio including More ❯
london, south east england, united kingdom Hybrid / WFH Options
Investigo
engagement skills. Ability to work independently and deliver value in a contract setting. Desirable Attributes Exposure to LNG, power, or broader commodity markets. Experience with regulatory frameworks (REMIT, EMIR, MiFID II). Background in agile delivery and cloud-based platforms. What’s on Offer A contract role with a high-performing energy trading client. Exposure to a diverse portfolio including More ❯
london (city of london), south east england, united kingdom Hybrid / WFH Options
Investigo
engagement skills. Ability to work independently and deliver value in a contract setting. Desirable Attributes Exposure to LNG, power, or broader commodity markets. Experience with regulatory frameworks (REMIT, EMIR, MiFID II). Background in agile delivery and cloud-based platforms. What’s on Offer A contract role with a high-performing energy trading client. Exposure to a diverse portfolio including More ❯
slough, south east england, united kingdom Hybrid / WFH Options
Investigo
engagement skills. Ability to work independently and deliver value in a contract setting. Desirable Attributes Exposure to LNG, power, or broader commodity markets. Experience with regulatory frameworks (REMIT, EMIR, MiFID II). Background in agile delivery and cloud-based platforms. What’s on Offer A contract role with a high-performing energy trading client. Exposure to a diverse portfolio including More ❯
assets Advanced degree in Law, Business, Finance, or related field Professional compliance certification preferred (CAMS, CCEP, or equivalent) Thorough knowledge of regulations affecting institutional clients (BSA/AML, OFAC, MiFID II, etc.) Experience developing compliance programs for complex institutional products and services and interfacing with regulators Proven leadership skills and ability to influence across organisational boundaries The Perks Your growth More ❯
work flexible hours including on-call and shift support • Bilingual: Fluent in both Japanese and English (Business level or higher) Preferred Qualifications • Experience with financial regulations and reporting (e.g., MiFID II, EMIR, SFTR, BoE, JFSA) • Strong knowledge of Windows OS and SQL Server operations • Calm and flexible approach to handling urgent or high-pressure situations Visa sponsorship may be considered More ❯
a similar role. Bachelor's degree preferred; Master's or equivalent experience is advantageous. Knowledge of financial services operations, especially trade booking and regulatory reporting (EMIR, ASIC, MAS, MiFIR, MiFID II). Understanding of the competitive landscape and technology trends in trade reporting is beneficial. Leadership competencies include: Strategic Thinking Organizational Savvy Leading Change Financial Acumen Team Building Inclusive Leadership More ❯
track risks, adapt to regulatory changes, and enhance operational processes Required Skills and Experience Strong experience in EMIR and SFTR reporting is essential Familiarity with other regulatory regimes (e.g., MiFID II , DMO , Commodities Position Reporting , Best Execution , Instrument Reporting , Trade Reporting , REMIT ) is desirable Experience with trade repositories including UnaVista , DTCC , or Regis-TR is preferred Solid understanding of regulatory More ❯
Greater London, England, United Kingdom Hybrid / WFH Options
Caspian One
patterns and create HLD/LLD documentation for architecture review boards Optimise fabric configurations (Fibre Channel) and replication strategies for ultra-low latency requirements Ensure regulatory compliance across SEC, MiFID II, GDPR, and SOX requirements Act as governance liaison with BISO, audit, and risk teams Essential Experience Technical Expertise 10-15+ years in storage engineering with 5+ years inMore ❯
will have you focused on transaction reporting which will include the preparation, reconciliation, and analysis of transactions. If you have prior or current knowledge of regulatory frameworks such as MiFID II, EMIR, or FCA regulations, then this would be an advantage. Why You Will Love It Here! Flexibility: Hybrid Work Model Your Future: Professional Development Reimbursement including access to SS More ❯
management tools). Clear communicator with influence across technical and non-technical stakeholders. Adaptive, proactive, and grounded in high-integrity problem solving. Bonus Qualifications Understanding of European regulations (e.g. MiFID II, GDPR, CASS). Familiarity with ISO 27001, SOC 2, or similar frameworks. Experience with Agile, Scrum, MSP, or software product lifecycle knowledge. Enhanced leave - 38 days inclusive of More ❯
and updates across EMEA regulators regarding all trade and transaction reporting regulation and updates including European Market Infrastructure Regulation (EMIR including Refit), MarketsinFinancialInstruments Regulation and Directives (MiFID/MiFIR II) and Securities Financing Transaction Regulation (SFTR) This role will focus heavily on EMIR Regulatory reporting regimes that UK investment firms may find themselves subject to are: EMIR More ❯
subject to the relevant Senior Manager and Certification Regime Rules set by the FCA. This role will perform the following certified functions: Certification - Client Dealing - CD0 Meeting with Clients MiFID II - Staff giving information about investment products, investment services or ancillary services It is essential that you hold or are working towards one of the following list of qualifications (or More ❯
Belfast, County Antrim, United Kingdom Hybrid / WFH Options
Adecco
MiFID/MiFIR Regulatory Specialist Contract End Date: August 31, 2026 Daily Rate: £450 - £500 (inside IR35 via umbrella) Hybrid working - 3 days in Belfast and 2 days remote working (non negotiable) About the Role: Our client is seeking a skilled MiFID/MiFIR Regulatory Specialist to work in their 1st Line of Defence Risk and Control team. You will … play a pivotal role in supporting the 1st Line Regulation Lead in managing compliance with the UK and EU MarketsinFinancialInstruments Regulation and Directive (MiFID/R). We are looking for a proactive individual who exhibits ownership, attention to detail, and a commitment to delivering exceptional results. In this role, you will coordinate with various internal stakeholders … across multiple businesses and functions to ensure compliance with MiFID/R regulations in relevant jurisdictions. The oversight programme will encompass all business units, including Markets, Banking, Services, and Wealth Management. Responsibilities: Coordinate MiFID/R governance forums to ensure effective oversight and compliance. Collaborate with business units to assess control effectiveness and manage residual risks through the Risk and More ❯
City of London, London, United Kingdom Hybrid / WFH Options
Willow Resourcing Limited
can be enhanced. You’ll possess a detailed knowledge and proven experience of the commercial application of UK regulatory requirements for investment products, particularly funds, and an understanding of MiFID and CASS rules. You’ll also have extensive experience of overseeing retail funds, monitoring and conducting periodic reviews to ensure they’re working as planned as well as significant experience More ❯
can be enhanced. You’ll possess a detailed knowledge and proven experience of the commercial application of UK regulatory requirements for investment products, particularly funds, and an understanding of MiFID and CASS rules. You’ll also have extensive experience of overseeing retail funds, monitoring and conducting periodic reviews to ensure they’re working as planned as well as significant experience More ❯
fintech, financial services, investment or similar products. Experience working and leading with cross-functional, globally located teams. Familiarity with UK/EU regulatory regimes applicable to financialinstruments (including MiFID, EMIR, AIFMD) and crypto assets (e.g. MiCA, AMLD). Comfortable challenging the status quo and preconceived notions of what is possible; confidence giving advice on novel products in areas of … license applications for spot and derivatives expansion in major jurisdictions. Experience analyzing the regulatory status of crypto assets and whether they may qualify as regulated financialinstruments (e.g. under MiFID). Experience of advising on cross-border licensing requirements, safe-harbors and creating client classification procedures. Strong negotiation skills and ability to review and negotiate financial agreements (e.g. prime brokerage More ❯
DSS Activities: Leading Ctrl Alt through the application process of Gate 2 to enable the firm to test tokenization structures within the Sandbox; FCA Authorisation: Leading Ctrl Alt's MiFID authorisation process by being the primary contact for the FCA and where required, outside counsel. You will be responsible for engaging relevant stakeholders through the FCA authorisation process, preparing the … the FCA are met. Manage other conduct and compliance risks. Requirements Must Haves 5 - 7 years working in a regulated firm in a senior Compliance role or MLRO role; MiFID experience is considered an advantage; Significant experience in all aspects of UK compliance standards, AML/CTF/FS including customer onboarding, KYC refresh, customer risk assessments, business wide risk More ❯