1 to 25 of 158 Regulatory Change Jobs in the UK

Business Manager - 12 Months Maternity Cover Salary: Circa £450 per day PAYE/Umbrella Location: London Keywords: HR, Business Manager, Risk Management, Project Management, Regulatory Change Our client is seeking a highly competent HR Business Manager to join their dynamic team in London. This role offers an exciting more »

Analysis and Opportunity Identification: Conduct market research and analysis to identify emerging trends, competitive landscape, and new partnership opportunities Stay informed about industry developments, regulatory changes, and market dynamics that may impact partnership strategies Proactively identify and capitalize on opportunities to leverage partnerships to gain a competitive advantage Metrics more »

for the global insurance team and key stakeholders, ensuring access to current and relevant insurance information, policies, and procedures; Keep abreast of industry trends, regulatory changes, and technological advancements in the insurance industry. Evaluate and recommend innovative solutions to enhance the global insurance team's best practices. YOU'RE more »

Be responsible for ensuring our private label suppliers meet UK retailer standards including environmental & sustainability commitments. Advise and administer with the technical team all regulatory changes which impact on the business and ensure that they are delivered within the timeline set by legislation or internally. Implement appropriate systems of more »

Compliance Officer, Regulatory Change - London Company Overview: Our client is an active, global investment manager who have a focus on both fixed income and equity markets. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all … As a Compliance Officer, you will play a crucial role in maintaining and enhancing the firm's compliance programme, with a specific focus on regulatory change. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at … all levels. Key Responsibilities: · Advise the business on regulatory change · Manage the implementation of new regulations which impact the business · Train colleagues in various teams and departments on regulatory matters · Manage and enhance policies and procedures · Project management Requirements: · Bachelor's degree in Finance, Economics, Law, or more »

Central and UK Territory counterparts to ensure best practice and adherence to Group Norms Management of the Essential and Sensitive Suppliers list, TPRM process, regulatory changes and associated governance Skills & Qualification: Educated to degree level (or with commensurate experience) CIPs or MCIPs qualified Leadership capabilities Transformation Mindset Results focused more »

activities, the Compliance and Operational Risk Manager will work with Chief Technology and Technology leadership on new, and additional initiatives. This includes implementation of regulatory change, and representing Compliance and Operational Risk on executive forums providing effective review and challenge of potential regulatory and/or operational … of the firm’s policies relating to Technology and applicability to EMEA entities; Review & challenge of the annual Technology scenario analyses; Effective review of regulatory developments and legislations impacting Technology, interpretation of changes, with communication and education provision to relevant staff on regulatory developments; Reviewing impact of Global … days of back-up childcare including access to school holiday clubs and 20 days of back-up adult care per annum • The ability to change your core benefits as well as the option of selecting a variety of flexible benefits to suit your personal circumstances including access to a more »

mark on a renowned international firm by not only reconstructing the firm’s compliance processes in order to ensure that they reflect legal and regulatory changes, but also continuously improving upon those processes thereafter. For this role it is essential that you have extensive experience using, improving, or implementing more »

Perform periodic monitoring checks to ensure 1L and 2L adherence to governance policies and procedures Keep abreast of industry trends and emerging risks; monitor regulatory focus areas and keep internal stakeholders informed Advise on applicable governance processes, controls, policies, and procedures, including their design to meet regulatory requirements … review, draft and provide support for new and existing policies and procedures Support Firm's responses to relevant exams, regulatory inquiries, and enforcement actions Collaborate with Compliance testing groups Help develop and conduct regulatory training for employees, including instruction on regulatory changes Qualifications - External What we’re … looking for: Strong interest in developing working knowledge of data and information management regulatory requirements, including the European AI Act or similar pending or upcoming regulations. Strong oral and written communication skills, and the ability to interact with diverse stakeholders across Risk, Legal, Business and Technology divisions. Ability to more »

organised along a three lines of defence model with well-defined and segregated responsibilities aligned with the Group framework as well as applicable local regulatory requirements and guidance. RISQ is part of the 2nd line of defence and aims to independently analyse, challenge, opine on and monitor the risk … Coordination with head office RISQ teams to ensure UK benefits from global CCR projects and contributes to SG CCR transformation projects.  Ensuring alignment with regulatory CCR requirements and best practices (both local and global) including surveillance and review of updates of applicable regulatory changes/updates.  Assist with … would be beneficial.  Knowledge of Counterparty Credit Risk best practices.  Knowledge of OTC and listed derivative products and associated risks.  Good knowledge of key regulatory (PRA, FCA, ECB) CCR expectations and requirements would be beneficial. SOFT SKILLS  Independent: can challenge status quo or different opinions when needed.  Fast learner more »

London. Role Overview: The VP Trade Surveillance Compliance Officer will play a pivotal role in ensuring our firm adheres to the highest standards of regulatory compliance. This senior position requires a deep understanding of trade surveillance, market abuse regulations, and extensive product knowledge in FX, Credit, or Rates. The … patterns and behaviours across FX, Credit, or Rates. Compliance Monitoring: Conduct thorough investigations into suspicious trading activities and report findings to senior management and regulatory authorities as required. Regulatory Adherence: Ensure compliance with all relevant regulations, including MAR (Market Abuse Regulation) and MiFID II. Stay abreast of regulatory … Identify and assess compliance risks associated with trading activities. Develop and implement effective strategies to mitigate these risks, ensuring the firm's adherence to regulatory requirements. Stakeholder Collaboration: Work closely with traders, compliance teams, and senior management to foster a culture of compliance and integrity. Provide expert guidance and more »

providing advice, guidance and challenge on the full range of prudential risks and treasury activities. * Complete thematic reviews of treasury processes, financial models and regulatory compliance of key returns in line with Risk’s assurance plan. * Enhance the Bank’s stress testing capabilities and framework. * Complete capital stress testing … Working Group and present Risk’s Opinion papers to ALCo as required. * Supporting and mentoring junior members of the Risk team. * Proactively monitor PRA regulatory changes and ensure all relevant regulations are syndicated to the relevant teams and individuals in the business. *Skills and experience:* * Previous experience in a … financial risk, treasury, or a related finance role. * Detailed knowledge of relevant regulatory frameworks, notably ICAAP, ILAAP recovery planning pertaining to new and emerging banks. * Strong financial acumen is essential with experience of at least two of the following: market risk, banking liquidity risk management, retail credit risk, wholesale more »

with in-depth knowledge of the cryptocurrency industry. This role involves conducting detailed research and analysis of market trends, financial data, blockchain projects, and regulatory changes to produce industry reports, thought leadership content, and investment recommendations. Responsibilities: Market Analysis: Regularly analyze the cryptocurrency market using diverse data sources (internal … as liaise with external research partners including media, consulting firms, and academia. Stay Informed: Keep up-to-date with the latest developments, technologies, and regulatory changes in the cryptocurrency and blockchain industry. Qualifications: Work Experience: Minimum of 4+ years of experience in financial analysis, research writing, or a related more »

along with furnishing architectural guidance and management services to facilitate seamless alignment with strategic objectives, compliance with policies, and adherence to standards throughout the change planning and execution processes. Introduction and maintenance of design governance principles and standards, tailored to evolving business demands and policies. We are currently embarking … and broader Insurance sector. Key Responsibilities: London Insurance Market Expertise: Demonstrating a comprehensive understanding of the London Insurance Market, encompassing its distinctive practices, processes, regulatory landscape, and key stakeholders. Business Architecture Development: Proficiently capturing, documenting, and maintaining business architecture artifacts, discerning and analyzing business needs, processes, and capabilities, and … Designing end-to-end solutions that address business requirements, leveraging existing and new systems and technologies, and assessing options to integrate business and technology change and embedding the change into the business operating model. Collaborating with business stakeholders, Architecture and Engineering team members, and other relevant functions to more »

compliance standards, with a focus on incorporating these aspects into the creation of customer, supplier, and product terms. Possesses a strong grasp of fundamental regulatory and contractual concepts such as contract formation, indemnification, liability frameworks, and consequential loss. Demonstrates exceptional problem-solving abilities and meticulous attention to detail. Familiarity … with Data Protection laws and regulations. Experience in foreign exchange, multicurrency products, and understanding of IP/IT and related regulatory frameworks is advantageous. Good understanding of key contractual principles (e.g., contract formation, indemnities, consequential loss, liability regimes and outsourcing) Good understanding of corporate/commercial issues Working knowledge … of relevant UK financial services Awareness of payment systems, retail banking and consumer finance Awareness and/or working knowledge of the UK regulatory ecosystem (nice-to have) Responsibilities: Crafting and bargaining agreements encompassing a diverse range of contracts involving customers, partners, and suppliers. This includes overseeing similar tasks more »

research sources. Perform data quality review of KYC requests for completeness, including ensuring all appropriate information is contained in the KYC to meet all regulatory, legal, bank and audit requirements. Execute and review negative media alerts from client screening and escalate where necessary. Understand sanctions risks and AML requirements … risk counterparties, or where a red flag has been raised. Maintain detailed records on counterparties for second-level review, and internal audit/external regulatory inspection. Liaise with counterparties, Front Office, Credit, Legal and Operations as necessary as part of the KYC process. Support process documentation exercise for all … future regulatory changes and process improvements within the scope of KYC/AML. Prepare management information on number of counterparties screened, timeliness of screening, red flag rates, approval, and rejection rates for Head of Compliance. Continuously develop knowledge of Sanctions and AML related regulations. SKILLS AND EXPERIENCE: Proven experience more »

performance reviews. Continuous Improvement & New Business Generate and implement ideas for system and process improvements Design and implement processes for new business products and regulatory changes Innovate within the governance framework and act as a subject matter expert Risk Management Adhere to the risk and control framework Maintain effective … Contribute to raising the profile of our UK branch Essential skills Product knowledge Strong risk management awareness Accuracy and attention to detail Adaptability to change initiatives Strong client service skills Familiarity with financial markets Please send your CV for immediate consideration more »

will focus on these responsibilities: Serve as subject matter expert to the business for all aspects of trade compliance, including latest global trade developments, regulatory changes, and risk management Advise senior management directly on compliance developments, risks, and opportunities to add value Proactively manage the portfolio of UK and … Proficiency in all aspects of UK and US export licensing and agreements (TAAs, MLAs), MOD approvals (F1686, F680, PV Grading) Capable of summarizing complex regulatory information into concise, accessible formats Proactive and independent, capable of performing duties with minimal supervision or push Benefits 25 Days Annual Leave, plus bank more »

Stockbroker, who are looking to recruit a Compliance Manager to support the Head of Compliance in all areas of compliance including preparing for any regulatory changes, ongoing monitoring and any ad hoc compliance projects. Reporting directly to the Head of Compliance, duties will include; guidance and technical advice on … system enquiries and reports, internal documentation and staff interviews to confirm that the firm is not exposed to undue risk. with the monitoring of regulatory breaches and manage the resolution of potential and actual incidents to achieve the optimum outcome for the business and the customer at all times … are reviewed and appropriate action taken depending on whether they are indicative of procedural weakness or failure of internal controls. in the preparation of regulatory submissions. with ad hoc projects including new regulatory guidance, introduction and implementation. The successful candidate must have gained solid Compliance experience of COBS more »

stakeholders. To abide by and assist in the evolution of all policies and procedures governing the delivery of services to clients. To meet all regulatory and legal requirements. To ensure that client queries are dealt with in a professional and speedy manner. To ensure that your personal development matches … the demands of the company. To keep abreast of current technical, market and regulatory changes that could affect the company’s ability to deliver service. To ensure that appropriate information is provided to management and to customers as required on a timely basis. Resolution of client queries and requests … the development of the organisational strategy. Develop knowledge regarding the position of the Company in the industry and in the overall political economic and regulatory environment. Maintain comprehensive knowledge of products and services in own areas of responsibility and relevant services used by customers more »

all engineering activities. - Drive continuous improvement initiatives to enhance product quality, efficiency, and reliability. - Stay up to date with industry trends, technological advancements, and regulatory changes to ensure the company remains at the forefront of innovation. Engineering Manager Requirements: - Bachelor's degree in electrical engineering or a related field more »

visibility and appeal of consumer financial products. Maintain a proactive approach to staying informed about the latest paid search innovations, financial product trends, and regulatory changes in the consumer finance industry, applying this knowledge to maintain a competitive edge in campaign execution. Generate comprehensive reports for clients within the more »

gather regular feedback on their appretices experience. Simpler, better, faster Be open to new ways of working and keeping it up to date with regulatory changes to apprenticeships. Other requirements could include; Driving license Flexibility to travel days across the UK as required more »

meetings Responding to client inquiries and provide ongoing support to address their financial needs and concerns Staying informed about market trends, economic developments, and regulatory changes that may impact clients financial plans Collaborating with other team members to ensure a seamless client experience and adherence to compliance standards Participating more »

working with some global well-known brands. The ideal candidate will be responsible for ensuring that all QA QC processes and procedures comply with regulatory standards, maintaining documentation, implementing quality improvement initiatives, and training laboratory staff on quality protocols. Responsibilities: Develop and improve quality assurance policies and procedures to … ensure compliance with regulatory requirements and industry standards (e.g. BRC, GMP) Conduct regular audits and inspections of laboratory and manufacturing processes, equipment, and documentation to identify areas for improvement. Gain expert knowledge of the business management system to support third party and customer audits on site. Regular communication with … training records. Investigate and resolve quality-related issues, customer complaints, and non-conformances in a timely manner. Coordinate with external agencies and auditors during regulatory inspections and audits. Stay informed about industry trends, best practices, and regulatory changes related to laboratory quality assurance. New product development particularly QA more »