1 to 25 of 162 Regulatory Change Jobs in the UK

An international Bank is seeking a dynamic individual to join its busy Operations area as 1LoD regarding regulatory risk reporting on a 1-year maternity cover. Your responsibilities will include: Assisting the Head of Operations to ensure the team meet the regulatory requirements/internal policies Review ing …/analys ing upcoming regulatory compliance requirements e.g., CoP ( Confirmation of Payee ) Identify ing emerging risks and report ing details to relevant business areas Oversee ing regulatory change initiatives R eporting on risk matters to ensure external c onduct and PRA reporting obligations are met Assisting in … updating internal policies to mitigate regulatory risk Your experience must include: Proven experience of payments operations and regulatory risk reporting gained within international banking Strong knowledge of bank policies/procedures, FCA guidelines and money laundering prevention Ideally exposure/experience of CoP (Confirmation of Payee) project Good more »

risk management. Align with enterprise risk management to manage the cyber risk register. Stay updated on the latest changes in security trend, threats, and regulatory changes. Third-party Cyber Security Risk Management Evaluate and assess cybersecurity risks associated with third-party suppliers and service providers to ensure they meet … cybersecurity policies, standards, and controls Experience and solid understanding of industry standards (NIST Cybersecurity Framework, NIST RMF and ISO/IEC 27001 etc.), and regulatory standards such as (HIPAA, SOX, GDPR, SOC2, PCI etc.) Experience with control testing and validation (e.g. NIST 800-53 etc.) Experience developing cybersecurity metrics more »

hoc technical queries. You will report into the Head of Operations and will work closely with the Technical team to ensure LPPA meets all regulatory requirements. Local Pensions Partnership Administration (LPPA) is one of the UKs leading pension administration companies. We strive to deliver the best experience for over … on an ad-hoc basis - Ensure Scheme Pays elections are processed efficiently - Provide technical feedback to operational staff - Ensure the business is prepared for regulatory change - Provide technical support in client meetings where required - Implement regulatory and/or process changes as directed by the Technical/ more »

robust assurance and governance framework. This role offers a unique opportunity to help shape the future of TPRM within our company, ensuring compliance with regulatory standards and internal policies while fostering a culture of risk awareness and mitigation on a global scale. Conduct thorough assessments of potential and existing … and fifth-party suppliers and capture them centrally. Ensure accuracy and completeness of third-party information in the due diligence database. Stay current with regulatory changes to enhance the third-party risk and due diligence program. Maintain personal/professional development to meet the changing demands of the role … including all relevant regulatory and legislative training. KEY SKILLS AND EXPERIENCE Essential: Experience of third-party risk oversight Ability to document and track risks using standardised and consistent methodologies. Performing 3rd party risk assessments, review of external control and audit reports Knowledge of Procurement and Supplier Management Able to more »

to design, develop and implement learning initiatives using agile learning methodologies and data analysis with comprehensive reporting to evidence the successful adoption of this change across Financial Services. This role requires a blend of agile learning design expertise, change management knowledge, data analysis and reporting skills along with … our operating model impacting systems, customer journeys & operational processes * Identify and assess the learning needs across the Financial Services business in relation to the change in the operating model * Utilise a variety of training methodologies include classroom training, online learning and on the job training to cater for diverse … adjustments as necessary to maximise effectiveness * Provide learning experiences that develops the leadership, behavioural and technical skills of the business * Work closely with the Change team and wider change programme to integrate learning into the wider change management plan Compliance and Regulatory training * Stay informed of more »

role, you should be experienced co-ordinating projects and creating bespoke solutions for clients. You should be competent producing business case proposals and monitoring regulatory change, ideally within energy or sustainability. Access to a vehicle for work purposes is essential and you should live within commutable distance of more »

emergency responders to manage security incidents and emergencies effectively. Risk Management: Risk Assessments: Conduct regular risk assessments to identify vulnerabilities and implement mitigation strategies. Regulatory Compliance: Stay abreast of security trends, technological advancements, and regulatory changes to continuously enhance security measures. Incident Response: Incident Management: Promptly respond to … thorough investigations, gather evidence, interview witnesses, and collaborate with authorities as needed. Reporting: Maintain accurate records and prepare detailed reports for management review and regulatory compliance. Training and Development: Ongoing Education: Provide continuous training on security procedures, emergency response tactics, and conflict resolution techniques. Drills & Simulations: Conduct regular drills more »

and alignment with client expectations. Develop and write compelling, persuasive, and engaging content for sales collateral, including brochures, presentations, and guides. Monitor industry developments, regulatory changes, labour market dynamics and competitor activities to identify emerging opportunities and potential risks. Take responsibility for proofreading all external sale collateral such as more »

meetings Responding to client inquiries and provide ongoing support to address their financial needs and concerns Staying informed about market trends, economic developments, and regulatory changes that may impact clients financial plans Collaborating with other team members to ensure a seamless client experience and adherence to compliance standards Participating more »

Catalogue. This is a permanent role. Responsibilities: Ensure data privacy framework is up to date Collaborate with the data protection office ahead of upcoming regulatory changes Support the delivery of data privacy roadmap, taking lead on projects Own and manage the data asset catalogue Oversee data asset and data more »

robust assurance and governance framework. This role offers a unique opportunity to help shape the future of TPRM within our company, ensuring compliance with regulatory standards and internal policies while fostering a culture of risk awareness and mitigation on a global scale. Conduct thorough assessments of potential and existing … and fifth-party suppliers and capture them centrally. Ensure accuracy and completeness of third-party information in the due diligence database. Stay current with regulatory changes to enhance the third-party risk and due diligence program. KEY SKILLS AND EXPERIENCE Essential: Experience of third-party risk oversight Ability to … own team. Excellent attention to detail Pragmatic and flexible approach Desirable: Experience in Financial Services Knowledge and experience of operational resilience and other global regulatory requirements e.g. EBA Guidelines on Outsourcing, SS2/21, PS21/3, DORA etc. Performing 3rd party risk assessments, review of external control and more »

and other departments within the organization. Support in the investigation and resolution of technical issues as they arise. Stay informed about industry trends and regulatory changes to facilitate compliance. Requirements: Previous experience in a similar role within the food manufacturing industry is essential. Thorough understanding of food safety and more »

Catalogue. This is a permanent role. Responsibilities: Ensure data privacy framework is up to date Collaborate with the data protection office ahead of upcoming regulatory changes Support the delivery of data privacy roadmap, taking lead on projects Own and manage the data asset catalogue Oversee data asset and data more »

working with some global well-known brands. The ideal candidate will be responsible for ensuring that all QA QC processes and procedures comply with regulatory standards, maintaining documentation, implementing quality improvement initiatives, and training laboratory staff on quality protocols. Responsibilities: Develop and improve quality assurance policies and procedures to … ensure compliance with regulatory requirements and industry standards (e.g. BRC, GMP) Conduct regular audits and inspections of laboratory and manufacturing processes, equipment, and documentation to identify areas for improvement. Gain expert knowledge of the business management system to support third party and customer audits on site. Regular communication with … training records. Investigate and resolve quality-related issues, customer complaints, and non-conformances in a timely manner. Coordinate with external agencies and auditors during regulatory inspections and audits. Stay informed about industry trends, best practices, and regulatory changes related to laboratory quality assurance. New product development particularly QA more »

training programs to educate employees about the latest cyber threats and best practices. Supporting, where appropriate, information security incidents and IT transformation projects. Monitoring regulatory changes and ensuring compliance with laws, regulation and industry standards, specifically ISO/IEC 27001 standards. Your experience We are looking for someone who … and mitigation strategies. Understanding of the terms and definitions used in the ISO 27001 Standard, including risk and options for risk assessments. Familiarity with regulatory and compliance requirements (such as GDPR, NIS). Proven policy, procedure and standard development experience. Exceptional skills in conducting information security assessment and audits more »

all engineering activities. - Drive continuous improvement initiatives to enhance product quality, efficiency, and reliability. - Stay up to date with industry trends, technological advancements, and regulatory changes to ensure the company remains at the forefront of innovation. Engineering Manager Requirements: - Bachelor's degree in electrical engineering or a related field more »

The Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide’s second line of defence. We are at the forefront of complex regulatory change providing specialist regulatory support, driving good outcomes and value … customers, stakeholders and the Society. More specifically, you will be part of the Retail Services and Mortgages team which leads in providing real-time regulatory support to the first line teams covering Retail Services (including the branch network and contact centre), Digital, and Mortgages, as well as strategically important … only to provide advice on specific products and services, but also work on high profile programmes involving multiple stakeholders. You will also: Scan the regulatory horizon to identify emerging risks and gain wider industry awareness; Work with colleagues from across the business to support their strategic aims whilst ensuring more »

Req # 15913 Job description Connect to your IndustryWorking across the financial services industry we support clients across all aspects of risk and regulatory transformation from the early stages of helping evaluate how change will impact their business through to shaping, mobilizing and implementing the change to … us to deliver impact how and where it matters most.Connect to your opportunity Working with clients and stakeholders to support and deliver risk and regulatory transformation engagements and programmes of work. This will require liaison across a range of internal and client stakeholders, identifying potential issues and providing solutions.Risk … Advisory Risk and Regulatory Change Delivery team Manager will have responsibility for:Delivery of risk and regulatory focussed transformation engagements within a wider Deloitte teamProduction of specific engagement deliverables in line with area of technical competenceProject management of workstreams or smaller engagementsContributing to development of propositions, solutions more »

financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office! Responsibilities: Manage the regulatory risk profile of the business and operations, including providing pragmatic recommendations to senior business and corporate function stakeholders Support new product development work across … all product lines (regulatory advisory and control implementation) and complete associated regulatory filings, where required Maintain strong and co-operative relationships with our regulators. reviews in order to assess compliance with legal, regulatory, and internal firm policy requirements; team members with respect to applicable regulatory requirements … and non-compliance with laws and regulations; the root cause of issues and develop effective remediation plans to mitigate the risks; implementation of local regulatory change/remediation projects and initiatives. Requirements: 7+years of industry experience within institutional broker-dealer activities; experience with a broker is required experience more »

team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring that Moneyfarm and Profile Pensions meet their day to day regulatory responsibilities As part of the Risk Management Function, you will work closely with colleagues to make sure that all regulatory risks are identified … 1st Line of Defence in embedding best practice in relation to MI and Governance by providing insightful recommendations Identifying, assessing, measuring and managing all regulatory risks to which the firm is exposed; Assisting the business by providing advice, answering questions and responding to requests Evaluating the impact of material … changes or exceptional transactions on the firm's institution's and group's risk profile; Monitoring regulations and regulatory change as well as industry best practice and updating our Horizon Scanning tracker as appropriate Producing Board risk and compliance reports on a quarterly basis as well as ad more »

compliance operations, including the selection of relevant vendors and creation of appropriate policies and processes; Conduct reviews in order to assess compliance with legal, regulatory, and internal firm policy requirements; Advise team members with respect to applicable regulatory requirements to ensure testing is adequately designed to identify potential … compliance with laws and regulations; Determine the root cause of issues and develop effective remediation plans to mitigate the risks; Drive implementation of local regulatory change/remediation projects and initiatives. What they require: 7+ years of industry experience within institutional broker-dealer activities; Previous experience with a … Strong analytical, writing, and presentation skills; Highly motivated, proactive individual who has demonstrated the ability to take initiative, identify issues, propose solutions, and implement change; Strong attention to detail, balanced with a strong focus on execution and results; Self-starter, able to work in a fast-paced, results-driven more »

supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you’ll contribute to the development and maintenance of the regulatory and conduct risk frameworks, policies and procedures and contribute to the identification, assessment, communication, tracking and reporting of conduct regulatory change matters … gained previous experience in a Compliance Manager role within the banking or mortgage arena and will have a very strong working knowledge of relevant regulatory requirements. It's important that you have experience of leading and contributing to Compliance projects and that you possess excellent stakeholder management skills. Interested more »

supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you’ll contribute to the development and maintenance of the regulatory and conduct risk frameworks, policies and procedures and contribute to the identification, assessment, communication, tracking and reporting of conduct regulatory change matters … gained previous experience in a Compliance Manager role within the banking or mortgage arena and will have a very strong working knowledge of relevant regulatory requirements. It's important that you have experience of leading and contributing to Compliance projects and that you possess excellent stakeholder management skills. Interested more »

members in negotiating deal terms, preparing transaction documents, and managing the overall deal execution process. Proactively analyse the financial impact of individual project risk, regulatory changes, and the economic environment on the group’s portfolio. Working closely with Project Directors and Policy teams to drive enhanced equity returns. Requirements more »

What you'll be doing: Acting as the product owner for the UK Protection Product Management Team Ensuing that all products comply with upcoming regulatory changes Prioritising changes with the goal of preventing customer harm Delivering Value for Money, risk and audit actions for the Product Management Team Presenting more »