51 to 75 of 158 Regulatory Change Jobs in the UK

2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters. The business operates a hybrid working week, the expectation would be 2 days per week in the firms offices … the West Midlands. Role responsibilities Manage and lead a small team of Compliance Business Partners. Provide advice and guidance to the business on technical regulatory issues. Ensure that the business attains the highest standards of conduct and data protection regulatory compliance. Provide subject matter expert advice on all … conduct related regulatory sourcebooks (BCOBS, MCOB, ICOB, CONC, PERG, SYSC etc.) as well as providing horizon scanning overviews of relevant Prudential Compliance matters. Meet regulatory/legislative timescales providing well-structured, well-considered summaries of proposed regulatory change to the business and collating responses to the more »

Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products and Portfolios, and constructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth … Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own compliance regulatory knowledge in the improvement of existing offering as well as representing the UK in regulatory change projects. The Product Risk Manager will … for the Wealth Management products and business. The Candidate 3-5 years minimum Experience in Product Governance, Risk Management Compliance, Investment Monitoring or Compliance regulatory change within Wealth Management or Private Banking is ESSENTIAL A good understanding of wealth management or private banking products. Great communication skills both more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

COMPLIANCE MANAGER. Key Responsibilities: work closely with internal stakeholders and consultants to ensure all credit broking activities operate in accordance with all legal and regulatory requirements approve financial promotions to ensure they are in line with regulatory requirements provide advice on FCA consumer credit requirements, including in the … training to the business on all applicable FCA consumer credit regulation maintain up to date knowledge of relevant credit broking and insurance regulations assess regulatory change and emerging risks from regulatory sources, circulating key developments and action points to internal stakeholders report on the performance of Compliance more »

trading, distribution, and operational areas and for maintaining a stable and resilient IT infrastructure platform. The Global Technology department has 400+ employees, running numerous change projects across all areas of the firm, including vendor implementations, regulatory change, in-house development, as well as overseeing change delivery more »

trading, distribution, and operational areas and for maintaining a stable and resilient IT infrastructure platform. The Global Technology department has 400+ employees, running numerous change projects across all areas of the firm, including vendor implementations, regulatory change, in-house development, as well as overseeing change delivery more »

product requirements are met for all customers. The ideal candidate should have stockbroking experience, a strong understanding of the competitive landscape, ability to drive regulatory change, demonstrable market and competitor knowledge, attention to detail, client-centric approach, and be a self-starter who can work well under pressure. … both external vendors and internal stakeholders to align brokerage product requirements Possess a deep understanding of the stockbroking industry, including the competitive landscape and regulatory changes Demonstrate a client-centric mindset in all aspects of product development Thrive in a fast-paced, high-pressure environment while maintaining strong attention more »

Job Title: Senior Regulatory Affairs and Clinical Lead Job Type: Full-time, permanent position Location: West Oxfordshire, (On-site) Remuneration: £100,000 + This is an excellent opportunity to join a leading medical device manufacturing that is the world leader in Glucose Monitoring, their ranging product portfolio, develops and … most innovative and revolutionary technologies in healthcare, helping people live their best lives through better health. The business is currently looking for a Senior Regulatory Strategy Lead to join the team and take the lead on developing, creating, and implementing regulatory strategies for developing and establishing medical devices. … Key Responsibilities Drive robust regulatory strategies for both developing and established devices ensuring all regulations are adhered to at both local and global levels. Lead all interactions with notified bodies, drive pre-submission meetings and support all cross-functional team. Support in both aspects of regulatory and clinical more »

professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: Managing and reporting on regulatory projects, including advising on and supporting the business in implementing regulatory change. Support the Compliance Monitoring team with mapping and interpretation of key … regulatory requirements as are applicable to the annual Compliance Monitoring Plan, as required. Assist in the design and maintenance of the compliance training content. Support the delivery of the Compliance team’s key processes and controls, production of monthly MI, KRI/KPI and risk reporting. Lead on tracking … regulatory horizon developments in the UK as they relate to financial crime. Support on tracking regulatory horizon developments as they relate to The Pensions Regulator. Lead on the completion of the annual Group Financial Crime Risk Assessments. Assist the MLRO to prepare the annual MLRO Report. Manage and more »

and minimizing disruptions to the business. Develop contingency plans for critical supply categories. Advanced Sourcing: Stay informed about market trends, industry best practices and regulatory changes related to assigned categories, by attending key trade shows, webinars, and relevant industry events. Utilise CRH Procurement resources to optimise for the benefit more »

team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring that Moneyfarm and Profile Pensions meet their day to day regulatory responsibilities As part of the Risk Management Function, you will work closely with colleagues to make sure that all regulatory risks are identified … 1st Line of Defence in embedding best practice in relation to MI and Governance by providing insightful recommendations Identifying, assessing, measuring and managing all regulatory risks to which the firm is exposed; Assisting the business by providing advice, answering questions and responding to requests Evaluating the impact of material … changes or exceptional transactions on the firm's institution's and group's risk profile; Monitoring regulations and regulatory change as well as industry best practice and updating our Horizon Scanning tracker as appropriate Producing Board risk and compliance reports on a quarterly basis as well as ad more »

business operations. Evaluate existing systems, processes, and procedures, recommending enhancements as appropriate. Represent the team on broader projects such as trading system upgrades and regulatory change integration. Provide oversight and monitoring of service providers. Key Skills & Experience: Hold a qualification as a Certified Public Accountant (CPA) or Chartered more »

business operations. Evaluate existing systems, processes, and procedures, recommending enhancements as appropriate. Represent the team on broader projects such as trading system upgrades and regulatory change integration. Provide oversight and monitoring of service providers. Key Skills & Experience: Hold a qualification as a Certified Public Accountant (CPA) or Chartered more »

issues, adapting strategies as needed to maintain a competitive advantage. Conduct thorough market research and competitive benchmarking analysis to stay informed about industry trends, regulatory changes and market dynamics that may impact the company’s commercial strategies. Stakeholder Management Collate information and distil data into clear insights and compelling more »

About Aptia Aptia is a new force in the employee benefits and pensions administration services, on a mission to change the world of administration for the better. In an underserved market, with huge potential for growth, Aptia will serve 1,100 clients in the US and UK markets and … with colleagues across Aptia to help identify and deliver cost effective solutions to support the Pension Dashboard requirements. What we’re looking for Essential: Regulatory change experience. Planning, monitoring and controlling projects, including risk management. Financial control and budget management. Financial Services background. Desirable: Knowledge of Pensions Dashboard more »

About Aptia Aptia is a new force in the employee benefits and pensions administration services, on a mission to change the world of administration for the better. In an underserved market, with huge potential for growth, Aptia will serve 1,100 clients in the US and UK markets and … with colleagues across Aptia to help identify and deliver cost effective solutions to support the Pension Dashboard requirements. What we’re looking for Essential: Regulatory change experience. Planning, monitoring and controlling projects, including risk management. Financial control and budget management. Financial Services background. Desirable: Knowledge of Pensions Dashboard more »

services to ensure data storage, security, and scalability. Develop and optimize SQL queries for data extraction and analysis. Stay updated on industry trends and regulatory changes within the insurance sector to inform data strategies and solutions. Experience: Proven experience in building and maintaining data lakes or data warehouses using more »

services to ensure data storage, security, and scalability. Develop and optimize SQL queries for data extraction and analysis. Stay updated on industry trends and regulatory changes within the insurance sector to inform data strategies and solutions. Experience: Proven experience in building and maintaining data lakes or data warehouses using more »

stakeholders. Monitoring and tracking the performance of property sectors, identifying areas for opportunity and potential risks. Staying updated on industry trends, market conditions, and regulatory changes that could impact lending decisions. Collaborating with team members to ensure the successful execution of property finance deals. Supporting special projects as required. more »

develop innovative insurance solutions that address clients' unique cybersecurity needs and business objectives, leveraging advanced technology and analytics tools. Stay abreast of industry trends, regulatory changes, and emerging technologies in cybersecurity and insurance to drive continuous innovation and improvement in underwriting practices. Assess and underwrite cyber insurance policies based more »

Are you a collaborative Project Manager with experience of Business Change Projects? Do you love to truly partner with the business to improve ways of working? Are you looking to deliver projects with accountability and ownership? This could be a brilliant next move for your career development! Joining a … ll work with business services teams and practice groups to deliver business transformation projects across the firm. Whether it's large-scale technology enabled change, new ways of working, target operating model or regulatory change, your role will be to deliver a range of projects, bringing your more »

their esteemed team. Role Overview: As a Macro Compliance Advisory Specialist, you will play a pivotal role in providing strategic guidance and expertise on regulatory compliance matters at a macro level. Collaborating with senior stakeholders, you will assess regulatory developments, analyze their implications, and develop proactive compliance strategies … to ensure the bank's adherence to regulatory requirements. Key Responsibilities: Stay abreast of global regulatory developments and macroeconomic trends impacting the financial services industry. Conduct comprehensive assessments to evaluate the potential impact of regulatory changes on the bank's operations and compliance framework. Collaborate with senior … management to develop and implement proactive compliance strategies and initiatives. Provide expert guidance on compliance best practices, risk mitigation strategies, and regulatory interpretations. Act as a subject matter expert on regulatory matters, delivering insights and recommendations to internal stakeholders. Foster strong relationships with regulatory authorities, industry organizations more »

compliance with responses to consultations and implement the necessary changes to CASS policies, procedures, process and systems + Support in the delivery of required regulatory changes projects or business initiatives in relation to CASS Attendance at industry conferences/events, networking & roundtables in relation to CASS Requirements: Strong background more »

opportunities in the healthcare staffing sector. Support the executive team in integrating and optimizing staffing solutions within acquired businesses. Offer insights on market trends, regulatory changes, and the competitive landscape in healthcare staffing. Ensure that HHIG adheres to high standards of corporate governance. Act as a sounding board and more »

high-performing team, setting clear objectives and fostering a culture of innovation and excellence. Maintain a deep understanding of market trends, competitor activities, and regulatory changes to adapt strategies promptly and effectively. Qualifications: Proven experience in a senior commercial leadership role within the card present and omni-channel payment more »