1 to 10 of 10 Compliance Analyst Jobs in the UK excluding London

Waterhouse-Kern Associatea are delighted to be working with a leading FS client to find a Compliance Monitoring Analyst on a contract basis for 3 to 6 months. Job purpose: The main objective of the Compliance Monitoring Analyst is to support all aspects of ‘second line … of defence’ compliance including thematic review work, compliance monitoring and interfacing with the business. What you'll be doing: You will play a supporting role in the day-to-day running of the Compliance Quality Assurance function in the Compliance Monitoring Team. Carrying out required monitoring … timescales. Producing high quality monitoring reports, suggesting remedial action where required and tracking issues to closure. Producing monthly QA MI for the Head of Compliance to review on an on-going basis. Providing constructive feedback development points to other business functions to drive a positive compliance culture whilst more »

Compliance and Risk Reporting Analyst Join our dynamic team at DWF, a global legal company dedicated to excellence and innovation. We pride ourselves on fostering a collaborative and inclusive environment where talented individuals can thrive and make a meaningful impact. As a Compliance and Risk Reporting Analyst … instrumental in identifying key business risks through root cause analysis and trended statistics, and you will provide valuable insights to enhance our risk and compliance activities. Key Responsibilities: Conduct investigations and analysis to generate insightful commentary for management reporting. Perform in-depth root cause analysis and trended statistics for … key business risks. Identify areas for improvement in risk and compliance activities and provide focused support to the Risk and Excellence team. Create and maintain systems of data, ensuring consistency and high standards. Produce data outputs to meet the evolving needs of the business. Support the Enterprise Risk Manager more »

Compliance Analyst - Wealth Management Bristol Area (1-2 days a week in office) £35k - £45k DoE Minimum of 1-2 years experience within Compliance or as a Paraplanner Role Overview: The Compliance Analyst will assume a pivotal role in our commitment to regulatory compliance and fostering positive customer outcomes under the FCA’s Consumer Duty requirements. Working closely with the Group Head of Compliance, they will be instrumental in ensuring strict adherence to regulatory mandates while championing excellence in customer outcomes and customer service. The primary focus will centre on ensuring compliance … providing robust support to our advisors, ensuring they uphold the highest standards of advice quality and professionalism through comprehensive training and competence programs. The analyst’s efforts will be essential in safeguarding both regulatory compliance and our clients' best interests, reinforcing our reputation as a trusted financial services more »

Raise™ funding product offers lawyers and their clients an automated funding process that can deliver a funding agreement in days. As our clients Senior Compliance Analyst, you will be a key figure in ensuring that law firms receiving their litigation funding maintain compliance with regulatory standards, and … efficiently progress their cases. Your role encompasses auditing, compliance oversight, and collaboration with law firms to enhance their case management practices. Responsibilities: Compliance Oversight: Conduct comprehensive audits of law firms to evaluate their compliance with internal and external regulatory standards. Ensure that the internal database is up … to-date with actions, dates, and next steps related to compliance and audit activities. Evolve the audit system, reviewing questions, reporting mechanisms, and information gathered to align with business objectives. Periodically review law firm due diligence and SRA information to maintain compliance records. Audit Management (Pre 12 Months more »

Role: Senior Security Risk & Compliance Analyst Location: Hybrid based out of London, Leeds or Birmingham - once every 2 weeks on site Package: £67,000 + bonus + 28 days annual leave An international leader in business services is looking for a Security Risk & Compliance Analyst to … lead across initiatives relating to security and risk. The Information Security Risk & Compliance Analyst will lead within the identification, reporting and subsequent actions of security risks while ensuring security controls are operating effectively and in accordance with regulatory and legislative requirements. Senior Security Risk & Compliance Analyst … Manage and develop independent risk reporting Supporting all activities related to the maintenance of the Information Security control frameworks e.g. ISO27001 Senior Security Risk & Compliance Analyst Key Experience Identification and management of Information Security risks Data security and risk management principles Risk management policies and processes to identify more »

IT Compliance Analyst Cambridge £28k-£30k We’ve partnered with a scientific company based in Cambridge in the search for an IT Compliance Analyst to join their highly successful IT team. You will have a focus on IT Governance, policy writing, security compliance as well … Cover Letter. Benefits include 25 days annual leave, yearly bonus, annual pay reviews, flexible working, private medical insurance plus many more! The role: Ensuring compliance with IT Security Standards (ISO27001) IT policy writing Internal IT Support IT Risk Assessments Support with IT audits What are we looking for? Currently more »

Investment Risk & Compliance Analyst Salary £30k Peterborough (Hybrid) This is an associate-level role for an ambitious Risk/Compliance professional, a newly-created position with a growing business in the investment and funds space. The role will directly support the Senior Investment Risk & Compliance Manager more »

Role Purpose: The Senior C&R Analyst is responsible for supporting the business comply with the requirements of all applicable anti money laundering (AML) legislation and other regulatory requirements and Travelex’s internal standards. The Senior C&R Analyst will report to and work closely with the Money … Laundering Reporting Officer (MLRO), reporting any suspicious activity for escalation to the MLRO. The Senior C&R Analyst will specifically be responsible for AML detection and compliance within our UK retail business. The role will be required to monitor pre-set levels and parameters related to financial transactions … manage alerts and cases from compliance systems and tools and identify behaviors that deviate from the norm and escalate suspicions as required. They will also be required to investigate and analyse suspicious activity reporting and make recommendations on what action is required. Key Accountabilities : Ensure adequate AML checks are more »

Cyber Security Analyst/Security Compliance Coordinator Location: Watford (On Site, 4/5 days a week) - We're recruiting for a Cyber Sec Analyst/Security Compliance Coordinator, the ideal candidate will be junior and looking for an opportunity to further progress in the Cyber … to date with current trends and regulations. Day to Day: Creating cyber security awareness campaigns and training. Support the provision of cyber security and compliance across infrastructure and application services. Support the group in security audit preparation. Ensuring cyber security awareness training is up to date. Required: A degree more »

Financial Crime Openings (Transaction Monitoring/Onboarding/Compliance) - Edinburgh - 25-35K Lorien's client, an central Edinburgh based and well-known organisation currently expanding their Financial Crime function and seeing a growing pipeline of new business, is currently on the lookout for new talent in the shape … of Financial Crime Analysts/Specialists from Transaction Monitoring, Client Onboarding and Risk/Compliance backgrounds to bolster their squads. You'll enjoy plenty of opportunities to upskill, branch out into new areas of Finance and Financial Crime, and progress in your career with the support of senior personnel … ll be tackling anything from investigating transaction monitoring alerts from a wide and growing client base, to onboarding clients, or performing checks covering risk, compliance, CDD, AML, or other key areas under the Financial Crime umbrella. We've placed a number of great people into this firm already, and more »