1 of 1 Remote ASIC Jobs in Yorkshire

excites you Obtain and maintain all requisite licences and authorizations (including managing of changesin scope of products and org). Manage all regulatory reporting to the regulators (FCA,PSR,ASIC,HMRC) and notificationsand act as custodian to keep records of all correspondence between regulators or externaladvice providers. Manage regulatory examinations and audits. Conduct horizon scanning and update the regulatory obligations … world of regulation - within a compliance function, consultancy, or aregulator. You have a track record with FCA Regulated firms. You are well versed with communicating with the FCA and ASIC (ASIC would be valuablebut not essential) Have experience in delivering change and interaction with various senior stakeholders. Have experience of regulatory regimes in ANZ, but not essential. Have strong communication More ❯