City of London, London, United Kingdom Hybrid / WFH Options
Taylor James Resourcing Limited
and be in direct contact with the client or their representatives throughout the process Ensure the ongoing maintenance of existing client accounts, including periodic AML reviews, amendments to agreements, sub accounts and record keeping. Liaise with third parties in relation to custodial matters and/or the opening of derivative more »
City Of London, England, United Kingdom Hybrid / WFH Options
KennedyPearce Consulting
activity within the team, including monthly 1 to 1’s, performance monitoring and objective reviews Adhere to internal policy and regulatory requirements – FCA, PRA, AML, Prevention of Financial Crime, and Data Protection etc. ESSENTIAL EXPERIENCE REQUIRED Previous managerial experience of an underwriting, credit or lending team within a bridging/ more »
City of London, London, United Kingdom Hybrid / WFH Options
Daffin Kirbyshire Associates Ltd
a responsibility to protect the firm and their clients, escalate issues where and when they arise and demonstrate a strong knowledge of KYC and AML to serve as a first line of defence. Responsibilities: Ensure that appropriate CDD/KYC and AML checks are performed on all existing customers, and … future challenges, ensuring operational effectiveness Skills and Experience Understanding of KYC principles and knowledge of corporate structures Awareness and knowledge of; FCA Handbook, JMLSG, AML/ABC/TF regs Research and analytical skills with the ability to summarise complex findings Effective written and oral communication Self-motivated, organised, pragmatic more »
City Of London, England, United Kingdom Hybrid / WFH Options
DA Financial Trading Recruitment
to £65k basic plus discretionary bonus, dependant on experience. Hybrid working, (offices based in city.) You must be working in a similar Compliance/AML/KYC role within the FX/CFD Trading industry to be considered for the role. Key Responsibilities: Utilise your expertise in forex compliance matters … to enforce organisation standards, policies, and procedures. Demonstrate a strong understanding of relevant regulations, particularly AML/KYC requirements. Assist in recommending regulations, policies, and procedures to enhance effectiveness and productivity. Review, enhance, and design policies and procedures to ensure compliance with regulations in the jurisdiction we operate. Prepare quarterly … Compliance Reports to ensure transparency and accountability. Person Specification: Compliance/AML/KYC experience within the FX Trading industry. Strong knowledge of relevant regulations, with a focus on AML/KYC review and documentation. Proven ability to enforce organisational standards effectively. more »
