3 Compliance Analyst Jobs in Central London with Remote Work Options

A City based Insurance Group seeks a person with Compliance Analyst experience within the Insurance Market with experience of Conduct risk in a hybrid role based in the City. The role is to support the compliance function with day-to-day advisory and oversight activities, assist in … the delivery of the compliance plan and manage the compliance relationship with assigned managed clients. Supported by the wider Compliance team, the Senior Compliance Analyst will be the primary point of contact for assigned clients which will require the development of a broad level of … technical compliance knowledge. There will be a particular focus on clients with conduct risk related requirements. Respond to a variety compliance related of queries from managed clients (including queries relating to sanctions, complaints and conduct risk). Provide reliable information, analysis and guidance to the Compliance team more »

A leading FX Trading company in London are looking for a 'Compliance Analyst’ to join their team. Competitive package on offer - salary up to £65k basic plus discretionary bonus, dependant on experience. Hybrid working, (offices based in city.) You must be working in a similar Compliance/… AML/KYC role within the FX/CFD Trading industry to be considered for the role. Key Responsibilities: Utilise your expertise in forex compliance matters to enforce organisation standards, policies, and procedures. Demonstrate a strong understanding of relevant regulations, particularly AML/KYC requirements. Assist in recommending regulations … policies, and procedures to enhance effectiveness and productivity. Review, enhance, and design policies and procedures to ensure compliance with regulations in the jurisdiction we operate. Prepare quarterly Compliance Reports to ensure transparency and accountability. Person Specification: Compliance/AML/KYC experience within the FX Trading industry. more »

is the possibility of a permanent role being available at the end of the contract too. Duties will include: Assisting in the oversight of compliance processes Assisting in the oversight of due diligence Supporting the Head of Compliance in managing regulatory relationships with key regulators including the PRA … FCA and Lloyd's (and relevant overseas regulators). Participating in the delivery of an effective compliance training program. Working on compliance projects Managing enquiries to the compliance team inbox accurately and efficiently in line with agreed SLAs. Maintaining all allocated documentation to the appropriate standard, ensuring … associated procedures (Conduct Risk and Financial Crime). As this is a contract role, it is essential that you have at least one years compliance experience gained at an insurer, insurance brokerage or at a consultancy firm where you worked with insurance clients. more »