3 Compliance Analyst Jobs in London with Remote Work Options

A City based Insurance Group seeks a person with Compliance Analyst experience within the Insurance Market with experience of Conduct risk in a hybrid role based in the City. The role is to support the compliance function with day-to-day advisory and oversight activities, assist in … the delivery of the compliance plan and manage the compliance relationship with assigned managed clients. Supported by the wider Compliance team, the Senior Compliance Analyst will be the primary point of contact for assigned clients which will require the development of a broad level of … technical compliance knowledge. There will be a particular focus on clients with conduct risk related requirements. Respond to a variety compliance related of queries from managed clients (including queries relating to sanctions, complaints and conduct risk). Provide reliable information, analysis and guidance to the Compliance team more »

is the possibility of a permanent role being available at the end of the contract too. Duties will include: Assisting in the oversight of compliance processes Assisting in the oversight of due diligence Supporting the Head of Compliance in managing regulatory relationships with key regulators including the PRA … FCA and Lloyd's (and relevant overseas regulators). Participating in the delivery of an effective compliance training program. Working on compliance projects Managing enquiries to the compliance team inbox accurately and efficiently in line with agreed SLAs. Maintaining all allocated documentation to the appropriate standard, ensuring … associated procedures (Conduct Risk and Financial Crime). As this is a contract role, it is essential that you have at least one years compliance experience gained at an insurer, insurance brokerage or at a consultancy firm where you worked with insurance clients. more »

Job Description Company - Investment Bank Role - Compliance Monitoring and Testing Analyst Location - London Hybrid Responsibilities/Accountabilities Contribute to second line monitoring activity and completion of the monitoring annual plan, ensuring the firm can demonstrate it is meeting its regulatory obligations. With oversight, responsible for performing the ongoing … review, management and testing of regulatory and operational risks and controls. Assist in the review and updating of the Compliance Monitoring Plan. Completion of the Risk and Control Self-Assessment process across all areas of the business. Perform root cause analysis on any operational risk events that occur. Assist … and team, there is a need for all team members to support each other, providing the opportunity to gain exposure to other areas of Compliance from time to time as required. Contribute to ongoing trade surveillance and the submission of STORs. Working with the Head of Compliance to more »