on a reputation for professionalism, integrity and a ‘client first’ mentality, which has seen the firm develop through more than 115 years of history. ComplianceAssistant To assist and support the Compliance Manager and Compliance Officer to ensure that the firm and staff remain compliant in … all areas and functions. General Responsibilities: • Helping to maintain and promote a positive compliance culture within the firm. • Complying with the firm’s relevant processes and procedures at all times. • Advising relevant people in the firm on how to comply with their regulatory obligations. • Assisting the Compliance Manager … with delivery and completion of the Compliance Monitoring Programme. • Maintaining an understanding of FCA rules, regulations, principles, and codes of conduct. Dealing with regulatory information requests in an open and honest manner. Key Responsibilities: • Ensuring the firm keeps up to date management information (MI) and that any adverse trends more »
Ringwood, Hampshire, South East, United Kingdom Hybrid / WFH Options
Aspire Jobs Limited
well established Group of companies with their Head Office in Ringwood who are continually growing and expanding presents a great career opportunity for a Compliance Assistant. The ComplianceAssistant will provide a generalist compliance support to the compliance function to provide advice, support and training … to the business, helping to protect and manage the corporate governance of the group ensuring that the timely completion of risk analysis through compliance systems and controls. This role would suit someone with a compliance background, but also anyone with financial services experience or anyone from an audit … company culture, you will join a vibrant, professional but fun team of colleagues. The successful candidate will: - Ideally have come from a regulated/compliance/audit/financial services background Have good IT skills Have a good communication manner both over the phone, email and face to face more »
well established Group of companies with their Head Office in Ringwood who are continually growing and expanding presents a great career opportunity for a Compliance Assistant. The ComplianceAssistant will provide a generalist compliance support to the compliance function to provide advice, support and training … to the business, helping to protect and manage the corporate governance of the group ensuring that the timely completion of risk analysis through compliance systems and controls. This role would suit someone with a compliance background, but also anyone with financial services experience or anyone from an audit … company culture, you will join a vibrant, professional but fun team of colleagues. The successful candidate will:- * Ideally have come from a regulated/compliance/audit/financial services background * Have good IT skills * Have a good communication manner both over the phone, email and face to face more »
Tax Assistant Manager – Advisory & Compliance Why Join KPMG as a Tax Assistant Manager: Corporate Tax Advisory & Compliance The KPMG Corporate Tax team is a fast-growing part of the KPMG tax practice. Operating from London regional offices, we do work which, serving the region with diligence … high-profile field, Tax can offer a surprisingly broad range of quality career paths to ambitious people. We are recruiting for an experienced Tax Assistant Manager to provide UK tax advisory and compliance services to our clients and targets. The team is diverse and collaborative, with individuals based … making sure that fees are raised regularly and identifying situations where overruns can be billed. Keeping internal control records up to date and ensuring compliance with quality control procedures. What will you need to do it? Qualified (ACA/ACCA or CTA or equivalent). Sound knowledge of UK more »
london, south east england, United Kingdom Hybrid / WFH Options
KPMG
Tax Assistant Manager – Advisory & Compliance Why Join KPMG as a Tax Assistant Manager: Corporate Tax Advisory & Compliance The KPMG Corporate Tax team is a fast-growing part of the KPMG tax practice. Operating from London regional offices, we do work which, serving the region with diligence … high-profile field, Tax can offer a surprisingly broad range of quality career paths to ambitious people. We are recruiting for an experienced Tax Assistant Manager to provide UK tax advisory and compliance services to our clients and targets. The team is diverse and collaborative, with individuals based … making sure that fees are raised regularly and identifying situations where overruns can be billed. Keeping internal control records up to date and ensuring compliance with quality control procedures. What will you need to do it? Qualified (ACA/ACCA or CTA or equivalent). Sound knowledge of UK more »
