work together to be brilliant for customers, every single day. DLGs growth is supported by our Risk function. From Upstream Risk, Regulatory Advice and ComplianceManagement Information to Privacy and Data Protection, our Risk and Compliance teams keep us one step ahead, always. With links to every … matter your specialization. The role: You will support the Head of Business Risk through providing effective Group oversight of operational risk and internal control management, including risk reporting. Working within the Business Risk team alongside other Business Risk Managers, youll provide oversight of operational risk and monitor our DLG … risk profile - while staying on top of developments and changes as they happen (both internally and externally!) What else youll be doing: Risk Management ● Provide oversight of Operational Risk, through review and challenge of business area risk profiles, Key Risk Indicators, management actions and responses to Events. Ensuring more »
LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The Client We are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have … markets space, offering their clients a range of banking services. THIS ROLE IS A 6 MONTH FIXED TERM CONTRACT. Responsibilities Designated Head of Regulatory Compliance & Money Laundering Reporting Officer, SMF 16 & SMF 17 registered holder, point of contact for the FCA, NCA and other applicable authorities. Ensure that the … Firm complies with its regulatory requirements as a regulated business. Conduct periodic internal reviews and investigations. Maintain and enhance the existing compliancemanagement system, including but not limited to all relevant management structures and business procedures and manuals (including the Firm’s Compliance Handbook for all more »
our company and the industry as a whole. Join us and leave your mark on the industry. We are looking for an experienced AVP, Compliance Advisory candidate for our FAB office in London, United Kingdom . Let's work together to achieve great things and unlock new possibilities for … that the FAB business in the UK is carried out in accordance with local rules and regulations and to provide updates and information on compliance matters to the Head of Compliance (UK). Manage and monitor compliance requirements in the UK and assist the business in achieving … compliance with UAE and local regulations as well as Group and local policies and procedures. Key Accountabilities Provide up-to-date technical Compliance advice, guidance, training and support in relation to all regulatory matters applicable to the UK branch, with significant focus on the Global Markets, MiFID II more »
is challenging, target driven and is operationally complex. Broad Objectives 1 To ensure that campaign execution output of the agency [technology, reporting + data compliance] is executed as planned and that client expectations are exceeded 2 To ensure that TED Tech is maintained for positive user experience and ensuring … team to ensure accuracy of stock tracking asset system and related documents investigate discrepancies and issue fines for missing items as necessary Staff Database Management & Finance Support - Ensure staff booking portal is maintained and accurate to staff attendance and change of circumstance - Monitor team notes and actions ensure compliance and retrain as needed - Manage any agreed fines/bonuses for field staff directed by Account Managers Reporting System Management and Development - Learn and master the in-house technology system - Be a primary administrator for TEDs in house reporting platform manage team access, train internal team usage, escalate more »
of Dyninno group of companies which provides products and services in the travel, finance, entertainment, and technology sectors in 50+ countries. As a Regulatory Compliance Manager specialising in UK Financial Services within the Payments sector, you will play a pivotal role in ensuring adherence to regulatory requirements governing payment … services. You will navigate complex regulatory landscapes, interpret regulations, and implement strategies to ensure compliance while supporting business objectives. Location : London, United Kingdom. Work from the office 4 days per week. Work from home 1 day per week. Key Responsibilities: 1. Regulatory Analysis and Interpretation: Stay updated with relevant … UK financial services regulations, directives, and guidelines pertaining to payment services. Analyse regulatory changes and assess their impact on payment operations and compliance frameworks. 2. Compliance Framework Development: Develop and maintain robust compliance policies, procedures, and controls specific to payment services, aligning with UK regulatory requirements and more »
Company Corporate and build networks and relationships to promote Information Security. Act as subject matter expert on for IT Security, including legal and regulatory compliance Advise Company Corporate functions on how to achieve the required controls and assist with solutions to support them. Eg Support in the development of … methodology of security by design. Aid GRC to build, implement and facilitate a mechanism to aid BU's to assess and measure their security compliance to policies. Drive the development of BU/Divisional security roadmaps. Giving oversight of key non-conformities to feed into the CISO roadmap. Coach … business risks and the information security implications Able to identify when information security risks need to be escalated to achieve the right level of management visibility. Able to prioritise security risks and controls, differentiating the essential from the "nice to have". Able to judge how to communicate messages more »
The Technical Compliance Manager will be responsible for ensuring we are contractual complicit across our hard services facilities operation. They will coordinate and advise on Internal and External reporting, Audits, Operating Procedures and Planning, additionally mitigating contractual risk and ensuring compliance against all service specifications and contract deliverables. … A proactive approach to ensuring compliance is essential and any experience within Healthcare/knowledge of Health Technical Memorandums (HTM’s) would be desirable but not essential. Experience required: Held a similar position where compliancemanagement is critical responsibility. Previous experience of effectively managing compliance on … a PFI contract Proven background in Facilities Management NEBOSH + Internal Auditor training Understanding of compliance and familiarisation of Health Technical Memorandums (HTM’s) Good IT Skills with experience using CAFM systems Main Responsibilities: Managing building compliance with the aim achieving 100% Compliance Day-to-day more »
Tax Manager - Real Estate, Core Asset Management Base Location: London and Manchester are the main hubs. Why Join KPMG as a Tax Manager: Real Estate? The KPMG financial services tax team is a fast-growing part of the KPMG tax practice. Operating from London & Manchester, we do work that … matters, serving the region with diligence and expertise. The role is in our Core Asset Management tax team, which has a diverse client and target base spanning the Financial Services sector - providing services to traditional asset managers and financial services institutions, private equity. Funds, real estate and alternative investors … in the Real estate market, although the setup of the team is such that there will be other opportunities to work across traditional asset management tax compliance and advisory, private equity funds, operational taxes and EU Funds. The team is diverse and collaborative, with individuals based across London more »
Company Corporate and build networks and relationships to promote Information Security. Act as subject matter expert on for IT Security, including legal and regulatory compliance Advise Company Corporate functions on how to achieve the required controls and assist with solutions to support them. Eg Support in the development of … methodology of security by design. Aid GRC to build, implement and facilitate a mechanism to aid BU's to assess and measure their security compliance to policies. Drive the development of BU/Divisional security roadmaps. Giving oversight of key non-conformities to feed into the CISO roadmap. Coach … business risks and the information security implications Able to identify when information security risks need to be escalated to achieve the right level of management visibility. Able to prioritise security risks and controls, differentiating the essential from the "nice to have". Able to judge how to communicate messages more »
and resolution of security related events from various security appliances and toolsets Develop security incident response plans & procedures including Security Incident Crisis/Emergency Management Ensure integration of new security services within the monitoring and detection capability Ensure information and security data is continuously collected, correlated and analysed to … tool output findings Identify the need for, and implement, new security operating procedures and practices to meet operational requirements Ensure policy, process, and procedure compliance, as well as process improvisation to achieve operational objectives Develop and create reports for management updates and escalations Contribute to the successful completion … SET WILL INCLUDE: Must have detailed knowledge and experience with technology controls across a variety of Industry frameworks and how to assess controls supporting compliance for SOX, PCI, and Privacy Developing dynamic approaches to the implementation of and technology compliance program utilizing a variety of testing methods, both more »
an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. This includes horizon … regulatory advice and guidance, as part of project and change programmes and resolving ad hoc queries which arise from time to time. Assist on compliance monitoring reviews as assigned by the Head of Compliance, covering the Bank’s regulated activities. This includes preparing terms of reference, testing the … report writing, agreeing findings with key stakeholders and tracking all issues and remediation through to closure. Assist in the Implementation of the Bank’s Compliance Monitoring framework, processes and procedures in line with industry and regulatory standards and the Bank’s risk appetite. Where required, aid in reviewing and more »
and APAC to provide advice and support, predominantly for the UK and Ireland Assess projects, initiatives and/or products and services for privacy compliance, carries out Data Protection Impact Assessments (DPIA) and other privacy risk assessments. Support the maintenance and enhancement of the Global Privacy Program within the … region, helping ensure compliance with applicable privacy laws, regulations, and internal policy requirements. Supports the region’s DPOs with all aspects of their regulatory tasks, representing and deputising for them as required. Works closely with business areas to identify, document and track their privacy risks and recommends actions to … address them, reporting on the risk position as required, through formal organisational risk management processes. Supports the firm to develop and maintain its Record of Processing Activities. Assesses and reports on the privacy maturity of individual business areas, including by partnering with Compliance teams to support the delivery more »
OT), IT, and digital infrastructure amidst emerging challenges. It will be your responsibility and duty to establish and enforce the Cyber framework and Security compliance policies company-wide, including the formulation of robust Business continuity plans, disaster recovery strategies, and critical management protocols to ensure operational resilience in … networks, including expertise in IPSec VPNs, Firewalls, SIEM, IPS/IDS, AV/EDR solutions, LDAP/AD, etc. Advanced knowledge in Privileged Access Management (PAM) and associated tools. High proficiency in Vulnerability and ComplianceManagement, as well as DDOS protection. Hands-on experience in engineering Cyber more »
general ledger accounting, intercompany Experience managing SAP projects and working with a team of Solution Architects & Software Engineers Understanding of S4/Hana Financial Management products, such as: Document and Reporting Compliance, Financial ComplianceManagement, Advanced Financial Closing, Business Planning & Consolidation Ability to identify, manage and more »
be responsible for ensuring that all matters relating to Estates Department quality control are implemented and that effective monitoring is setup to show our compliance to HTMs, HBNs, PAM, the Health and Safety at Work Act and ensure all appropriate remedial tasks are tracked and recorded. They will be … a senior member of the Asset Management Team providing specialist advice on a whole range of estates and technical issues, providing specialist expert knowledge on compliance, developing data capture and delivering reporting to Senior Managers. The post holder will collect and maintain the asset base for all sites … remain compliant and in-date. Main duties of the job Working with the Health & Safety Manager, develop policies, emergency and operational procedures for effective management of Statutory Compliance. Professionally audit/review Estates evidence and evidence-based management systems to assure compliance with relevant standards i.e., BSEN more »
Senior Technical Engineer will be the final escalation stage for support, so will have a pragmatic and level headed approach to problem and change management, to work closely with other support staff and the IT Manager to provide a good quality support service for end users. Comfortable completing technical … and IT Manager will be responsible for managing the day-to-day requirements of the foundation and it's subsidiaries. Including, set up and management of the IT equipment as required. The role is a permanent hybrid role, 30% of your time will be based in our London, Southwark … take ownership of the technical aspects of project work The Senior Technical Engineer will also take a hand in some supplier relationship building/management if necessary in order to support the smooth flow of work between systems we utilise here at the Foundation. Skills and Experience Experience working more »
to building, deploying, and operating our Cyber capabilities to fortify our defenses, employing innovative and cutting-edge cyber technologies. Our duties span cyber threat management, real-time attack detection and prevention, and swift remediation, integrated with advanced artificial intelligence and machine learning. Additionally, we leverage Cyber DevOps automations to … Technology (OT), IT, and digital infrastructure in the face of emerging challenges. We are responsible for defining and setting the Cyber framework and Security compliance policies across the company, including the development of robust Business continuity plans, disaster recovery, and critical management plans to ensure the resilience of … OT, and IP networks, including IPSec VPNs, Firewalls, SIEM, IPS/IDS, AV/EDR solutions, LDAP/AD, etc. Expertise in Privileged Access Management and related tools High level of expertise in Vulnerability and ComplianceManagement; DDOS protection Hands-on experience in Cyber Security engineering and more »
