51 to 75 of 83 Permanent Compliance Manager Jobs

Blueprint RF is searching for an Information Security Compliance Program Manager who will report to the Senior Director of Operations. This individual will contribute to the compliance and governance activities related to multiple frameworks and requirements including SOC 2, ISO 27001, PCI-DSS, and more. This individual … will assist with security controls implementation and maintenance and help evolve the compliance and cybersecurity program to be more effective and efficient to enable scalability. This individual must exhibit accountability for the compliance projects and tasks assigned to them while continuing to drive actions across multiple teams. The … right candidate for this role has a technical background and can apply their knowledge to information security and business operations. Responsibilities: Function as the compliance liaison between business, engineering, and sales Collaborate with cross functional teams to validate Blueprint RF is effectively implementing and maintaining relevant security controls, understand more »

As a Cyber Security Compliance Officer, you are the guardian of our organisation's data governance and compliance framework. Your expertise will ensure that our data handling practices are in strict adherence to global data protection regulations and standards. This role is critical in navigating the complexities of … data privacy laws, implementing robust data governance strategies, and instilling a culture of data ethics and compliance throughout the organization. Essential Duties and Responsibilities: Regulatory Compliance : Maintain expert knowledge of global data protection laws (e.g., GDPR, CCPA, DPA(UK)), and ensure our data governance policies and practices are … of the company, serve as point of contact for data protection authorities. Risk Management : Identify, evaluate, and mitigate risks associated with data privacy and compliance, implementing a risk management framework that aligns with global standards. Policy Development : Develop, review, and enhance data protection policies, standards, and procedures, ensuring they more »

impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the finance industry together. In Compliance, we help our business partners achieve their strategic priorities by promoting principles and practices that build client trust and safeguard the integrity of the … firm. We are currently offering the opportunity for a dynamic and engaging Compliance Professional to join the team, as a Senior Manager, responsible for conducting retail and independent branch office compliance testing. The Senior Manager is an individual contributor and will conduct testing to evaluate the … effectiveness and adequacy of certain internal controls, policies, procedures, and systems designed to achieve and/or monitor compliance with applicable regulatory requirements. The Senior Manager is expected to make recommendations to enhance and refine the testing program and will remain current on regulatory developments, enterprise-wide policies more »

private equity. The team is dedicated to maintaining the highest standards while navigating the complex regulatory landscape. The company seeks a talented and experienced Compliance Monitoring Manager to join their team. As the Compliance Monitoring Manager, you will be crucial in ensuring that the company's … operations comply with regulatory requirements and internal policies. Your attention to detail, analytical skills, and passion for maintaining compliance will be essential to the company's success. Your new role Develop and implement a robust compliance monitoring program. Conduct regular compliance reviews and assessments to identify any … ensure adherence to regulatory standards. Keep abreast of regulatory changes and update policies and procedures accordingly. Prepare and submit regulatory reports as required. Provide compliance training to staff members. Investigate and resolve compliance-related issues. Liaise with external regulators and auditors. What you'll need to succeed Bachelor more »

We have an exciting opportunity for a Fleet & Maintenance Compliance Manager to join us at our Rugby Hub . We're always on the lookout for top talent to join our growing business. In fact, we never stand still, we work hard, make quick decisions and deliver to … for our business. Your purpose (in a nutshell) Reporting to the Head of Fleet, this role will provide advice and guidance for all legal compliance of the hub transport department. Through ensuring the company, fleet meet all legal requirements under the Road Traffic Act, EU regulations, Construction & use Regulations … and Operators licence requirements. To provide, monitor and deliver all compliance administration to an exceptional standard to ensure Road Transport Compliance. To provide local Engineering and maintenance support to ensure roadworthiness and fleet availability to meet operational requirements. You will be accountable for: Managing an on-site fleet of more »

InterQuest are leading the search for an exciting new mandate for on of our growing retail banking clients. Our client is seeking a Compliance Manager to join the bank on a permanent basis either in Kent or in the Midlands. The role would join a high performing compliance … per week. Responsibilities would include - Highlighting any regulatory/conduct risk concerns to stakeholders/wider business - Acting as point of contact for the Compliance function on key business/regulatory projects , including attendance at Steering Committee’s. - Ensuring customer outcomes are at the heart of decision making To … be considered you would need - Compliance advisory experience within retail lending - Strong conduct risk background with an in depth knowledge of the FCA handbook. - Knowledge of consumer duty/regulatory principles This role would offer up to £75k per annum with excellent benefits. Please click apply for consideration more »

Compliance Advice Manager Salary £55-60k This is a critical role in the business to provide specialism in an Advisory capacity. The firm sits across Insurance and Investment, with experience in either sector highly desired. The Role Advise on all regulatory matters within the business Work closely … with 1st line to educate on compliance responsibilities Provide SME involving the FCA Handbook and PRA regulations Produce update reports/MI to various committees and stakeholders We're looking for... Compliance-specific experience (FCA/PRA) Financial Services background essential Excellent 'soft' skills Experience in Data Protection more »

The Firm I'm currently working closely with a prestigious and US Headquartered global law firm in London, who are seeking a GDPR Compliance Manager to join them. Responsibilities You will lead data protection initiatives affecting the Firm’s London and EU offices, including ongoing review and update … data breaches, and maintaining registrations Staying up to date on regulations Responding to data subject requests Knowledge sharing and training with the wider London Compliance team and provide training to lawyers and staff on data protection issues What do you need? 4-5 years of experience in GDPR and more »

be the UK’s number one provider of secure, integrated cloud services to the small to mid-size market. We’re searching for a Compliance Manager on a part time basis to lead our team of Information Security Specialists based from our head office in London. Six Degrees … to the small to mid-size market. The purpose of this role will be to perform the activities of the function that supports the Compliance team and its management. This requires regular interaction with all departmental leads, Senior Management and Subject Matter Experts within the organisation. There will be … your background and experiences fits what we're looking. All being well, you will be invited to attend a behavioural interview with your line manager and members of the team to talk through your fit for the role in detail and explain more about Six Degrees. Some of our more »

Compliance Monitoring & Assurance Manager Retail Banking Location: Chatham, Kent (Hybrid, 3 days in the office, 2 days WFH) Salary: £45k - £55k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does? Or perhaps … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. And that means this could be just the start of a long and successful career for you with the … Bank. You’ll be performing thematic and deep dive reviews across the business and across the entire customer journey as part of the annual Compliance Assurance Plan. You’ll use your investigative skills to identify and scope the impact of any Compliance and Conduct breaches, communicating your findings more »

A small European Bank has an exciting opportunity for an experienced Compliance Manager. Your responsibilities will include: Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are communicated to the London branch Being the central point of contact for … staff/law enforcement agencies regarding the reporting of suspicions/enquiries Overseeing completion/update of the Compliance monitoring program Maintaining/updating London Compliance handbook and other regulatory documents Developing/maintaining appropriate Compliance policies/procedures Monitoring daily operations of the London branch AML … policies/activities Establishing adequate systems/controls for AML/sanctions Completing annual MLRO and annual Compliance reports to Head Office Attending Compliance and Risk Committee Meetings Completing annual risk reviews for Head Office Compliance Liaising with regulators/auditors/NCA Your experience must include more »

Senior Compliance Advisory Manager Investment Management Location: Bath (Hybrid, 2 days in the office, 3 days WFH) Salary: To £75k + bonus + benefits Fancy joining an investment management business that’s as ambitious as you are? A business that’s not resting on its laurels, despite already … establishing itself as a market leader within its field? Following significant recent investment, the firm is now looking to further strengthen its Compliance department with a number of new hires. Exciting times lie ahead as the business looks to build on its success to date, its ambitious growth plans … the opportunity to shape this newly created role and really make your mark. You’ll provide support and guidance to all business units ensuring compliance with all applicable regulations, whilst also identifying and mitigating compliance risks. You’ll also be responsible for developing and implementing compliance training more »

JOB- Reliability/Compliance Lead LOCATION- Welwyn Garden City TERM- Permanent SALARY- £50,000 - £63,000 per annum (dependant on experience) We are looking for Compliance Engineer, Reliability Engineer or similar Engineer, Lead or Manager on a permanent basis in the Welwyn Garden City area with experience … assuring that products and manufacturing processes are compliant to appropriate Directives, Regulations and Regulatory boards. This would also be well suited for a Quality Manager or Quality Engineer with experience in Electronics/compliance. The Reliability/Compliance Engineer will ideally have the following attributes: Qualified in Engineering … ideally (NVQ/HNC/HND/Degree or similar) OR Qualified by experience Experience in a similar Compliance, Reliability, Quality or similar focused role. Industry experience within Engineering or Manufacturing. Exposure to various Regulations and governing bodies such as LUV, CE, UL, IPC, or similar. Capable of leading more »

Are you passionate about navigating the intricate landscape of regulatory compliance? Do you thrive on providing strategic guidance to ensure adherence to industry standards and regulations? If so, we want you to join our clients team. Responsibilities: Provide Expert Compliance Guidance: Offer insightful advice and guidance to the … broader business on the interpretation and application of UK regulations such as PSRs, EMRs, MLRs, FCA Handbook, EBA Guidelines, etc. Foster a culture of "compliance by design" to facilitate understanding and action within the first-line teams. Refine and Implement Compliance Assurance Approach Own Compliance Assurance Plan … Take ownership of the annual compliance assurance plan, utilizing a risk-based approach to determine scope, priority, frequency, and nature of assurance activities in collaboration with internal stakeholders. Deliver Proactive Compliance Assurance: Conduct proactive assessments of controls, identify areas for improvement, and propose corrective actions to enhance compliance more »

OurClient Our client is an established Private Bank that operates on a global level. The Role The Product Risk Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products … and Portfolios, andconstructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth Management or Private Banking product knowledge and will confidently be able to provideconstructive challenge to the business, governance committees, and second line of defence. The Product Risk Manager is … for investigating and establishing key issues and causes in respect of the design and process of the UK Investment product offering. The Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own compliance regulatory knowledge more »

Our Client Our client is an established Private Bank that operates on a global level. The Role The Product Risk Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment … Products and Portfolios, and constructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth Management or Private Banking product knowledge and will confidently be able to provide constructive challenge to the business, governance committees, and second line of defence. The Product Risk … Manager is responsible for investigating and establishing key issues and causes in respect of the design and process of the UK Investment product offering. The Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own more »

Tax Assistant Manager – Advisory & Compliance Why Join KPMG as a Tax Assistant Manager: Corporate Tax Advisory & Compliance The KPMG Corporate Tax team is a fast-growing part of the KPMG tax practice. Operating from London regional offices, we do work which, serving the region with diligence … profile field, Tax can offer a surprisingly broad range of quality career paths to ambitious people. We are recruiting for an experienced Tax Assistant Manager to provide UK tax advisory and compliance services to our clients and targets. The team is diverse and collaborative, with individuals based nationwide. … making sure that fees are raised regularly and identifying situations where overruns can be billed. Keeping internal control records up to date and ensuring compliance with quality control procedures. What will you need to do it? Qualified (ACA/ACCA or CTA or equivalent). Sound knowledge of UK more »

Opportunity- Forensic Testing Compliance ( Delivery Manager ) Location- London • The role requires a presence on client premises for all weekdays (5 days). Description This role is part of the corporate and forensic compliance team and works closely with stakeholders to conduct risk assessments, deep-dive analysis, and … fraud investigations. Core functions of the team will include gathering data, performing analysis, documenting results, developing work plans, and escalating to line compliance coverage. • One of the key responsibilities will be to play an integral part in addressing high-risk issues, and operational challenges and mitigating potential risks. This … role will help develop solutions for the clients by proactive compliance testing, guidelines revision/suggestion, implementation of policies and regulations and internal controls. This role will help develop solutions for the clients by proactive compliance testing, policy revision/suggestion, implementation of policies and regulations and internal more »

Building Compliance Testing Manager (Air tightness, Sound Insulation, Ventilation) Borehamwood, UK £35,000 - £45,000 + Training + Progression + Development + Laptop/Tablet + Workwear + Holiday + Pension Are you an experienced air tightness, sound insulation and ventilation testing engineer looking to get into a … an impressive portfolio of clients and customers within the housing association sectors and have lengthy goals to become the market leading, go-to building compliance testing company. In line with this growth, the company are looking to onboard an excellent testing manager to effectively manage and monitor the more »

About: A leading Lloyd's insurance broker is hiring a Compliance Associate Manager to support the investment side of their business. You will play a vital role in ensuring the ongoing compliance of their MiFID investment firms with relevant regulations and industry standards. Responsibilities: Develop and execute … comprehensive compliance monitoring programs to ensure adherence to regulatory requirements. Create and implement effective monitoring plans focusing on critical areas such as client onboarding and anti-money laundering (AML) controls. Conduct regular reviews of client engagements and associated activities to detect any potential compliance issues. Serve as a … and support to business teams regarding the interpretation and application of relevant regulatory standards and company policies. Conduct training sessions and awareness programs on compliance-related subjects. Analyse and interpret data gathered from compliance monitoring efforts and prepare reports summarizing key findings, trends, and risks. Present findings to more »

The Vacancy Join our team as the Compliance Advice Manager and take charge of ensuring precise, timely, and commercially balanced guidance! £65k DOE + bonus. Your role is pivotal in championing Consumer Duty, scrutinising regulatory matters big and small, and thus enabling our Group to navigate within predetermined … risk thresholds seamlessly. With your expertise, we guarantee effective operations aligned with regulatory compliance and ethical conduct. Empower our team and elevate our standards by spearheading compliance excellence. Role Responsibilities Provide sound, accurate advice on regulatory matters affecting the business, that will enable the business to operate in … accordance with industry best practice as well as meeting regulatory standards. Provide input into the Compliance, Consumer Duty, Data Protection, & Financial Crime Risk Management Frameworks and Policies Keep up to date with regulatory change to ensure all applicable regulation and its impact on the business is identified at an more »

Coopman Search and Selection are partnered with an award-winning, specialist Regulatory Compliance consultancy, who provide expert advice and products to financial institutions, as they look to add a Manager to their growing Credit, Insurance & Mortgages team. Key responsibilities of the Manager; Provide support to clients with … with a variety of Compliance related support, from FCA authorisation applications to auditing and regulatory due diligence Answer clients' technical queries and provide advisory support; Keep up to date with FCA and industry wide developments to assist clients; Assisting and providing oversight to support the work of more junior … members of the team Become a trusted advisor and first point of contact for firms. Experience and qualities required of the Manager; Working and demonstrable knowledge of the regulations around Insurance and Credit firms Ability to work quickly whilst demonstrating strong attention to detail, a background in consultancy would more »

Be an integral part of the Commodities and Global Markets Business Compliance team, in London as a Senior Compliance Manager. You be a highly visible figurehead based on the London trading floor, supporting compliance advisory for a wide range of traded commodities. Who are they? They are … policies and support them with new products and services. You will assess the impact of new financial regulations and provide input to the internal Compliance policies and procedures as necessary. What You Offer Extensive experience in commodities compliance advisory within the financial services industry. In-depth knowledge of more »

To to unprecedented growth and expansion, Randd are now seeking to hire an experienced R&D Tax Compliance Consultant/Manager. Your primary responsibility is to assist clients in maximising their Research and Development (R&D) tax incentives and ensuring compliance with relevant tax regulations. You will work … R&D activities and associated expenditures. Collaborate with technical teams and subject matter experts to gather necessary information for substantiating R&D claims. Documentation & Compliance - Prepare comprehensive documentation supporting R&D tax credit claims, ensuring adherence to regulatory requirements. Stay abreast of changes in tax laws and regulations related … to R&D expenditures and tax benefits. Client Relationship Management - Foster strong client relationships by serving as a trusted advisor on R&D tax compliance matters. Communicate complex tax concepts in a clear and concise manner to clients. Cross-functional collaboration - Collaborate with internal teams, including tax professionals, accountants more »

Assistant Manager, Risk Assurance & Compliance Southampton (Hybrid) Salary: £50-60k In a role that intersects across Compliance, Risk and Financial Crime, this is an opportunity for tremendous exposure amongst the most Senior individuals (Director of Compliance, MLRO) in the implementation of Risk Assurance activities. Includes... more »