1 to 25 of 30 Permanent Compliance Manager Jobs in London

The Role Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for the Hedge Fund, Asset … Management and Private Equity industries. This is an excellent “Compliance Manager” role for someone who is looking for something different in their Compliance career. The role reports into their Managing Director who atm is also acting as the business’s " Compliance Manager". Our client … needs someone who can manage and in time take the full Compliance function away from them, so that they can concentrate of business development and winning new clients. Our client provides Compliance & Legal Consultancy Services for an array of different, mainly London based Hedge Funds (predominately), but also more »

Job Title: Compliance Manager/Counsel Client: International law firm (small/medium sized) Location: London, United Kingdom Office: 2/3 days in whilst getting settled, the rest working from home. Possibility to reduce days in the office after probation (if preferred) Hours: open to full time … or part time Reporting into: Compliance Partner Salary: £competitive Looking for: A compliance professional who is legally qualified in the UK or Ireland, with at least 8 years PQE Overview: Due to recent growth and evolving compliance needs, a reputable law firm with operations in London and … the northeast, are seeking to recruit a Compliance Manager/Counsel. They are looking for a talented individual to oversee their internal compliance environment, including strategy and policy development, client onboarding procedures, data privacy compliance, and general regulatory and ethical duties. The world is your Oyster more »

Key Responsibilities: Our client are a prestigious assset manager who are looking to hire a Compliance Manager to join their existing team The firms Compliance Manager (CM) will support the Head of Risk and Compliance with business compliance advisory, conflicts management, Running the … be expected to execute and develop day-to-day monitoring and surveillance, as well as to contribute to the formulation of the firm’s compliance strategy and policy development. Specific Functional Duties: ▪ Assist the Head of Risk and Compliance with advising the business on all regulatory and conduct … matters; ▪ Develop and maintain key business relationships across the global business; ▪ Support SLA work as necessary; ▪ Carry out the compliance review of marketing materials and ensure compliance with applicable financial promotion rules; ▪ Manage the day-to-day activities of the AML and ABC programme compliance (including international more »

Leading US law firm is hiring a brand new GDPR Compliance Manager to lead with the European Compliance function, being based in the London office. Salary up to £90,000 Data Protection Lead for London and Europe Hybrid Working Responsibilities for the GDPR Compliance Manager … enable efficient response to repeat data protection related queries or tasks; Working closely with the Director of Risk to share knowledge with the wider compliance team Essential Experience and Skills for the GDPR Compliance Manager will include: A minimum of 4 years experience working within a GDPR … focused Compliance role within an international law firm Experience advising on UK and EU data protection issues Leading experience in managing projects and implementing processes and procedures more »

Compliance Manager City of London £70,000 - £80,000 per annum I am currently recruiting for Compliance Manager role for one of my well established insurance clients in city centre London. This role offers hybrid working. My client operates at providing specialist insurance solutions to US … coverholders and brokers (a lot of US exposure and opportunity). They are looking for a candidate with skills and expertise including: * 5+ years Compliance experience within an insurer or broker (ideally Lloyds market) * FCA regulation and handbook proficiency * Conduct and consumer duty, product governance knowledge The role reports more »

SOx compliance Manager London- Hybrid (2 days/week in the office) £80,000+Bonus+Benefits My client, a global manufacturing firm, is seeking a Sox Compliance Manager to join their growing function. The purpose of the role is to define, assess, monitor, and report on compliance … IT & OT control requirements and assist in the facilitation of IT risk assessments and reviews. Key Responsibilities: • Create and oversee the SOx 404 ITGC Compliance Program's continuing oversight. • Assist with the review and monitoring of the IT Risk Management Program. • To carry out and assist with IT control more »

Risk & Compliance Manager - Marketing A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment … with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager horizon … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »

EMEA People Safety and Compliance Manager London (Hybrid) 12 Month Fixed Term Contract. Our client is a highly successful and expanding retailer who fosters a culture of ambition, collaboration, and innovation. They inspire global progress and have ambitious targets, foster substantial growth, and pioneer groundbreaking products that empower … individuals to both feel and perform at their peak. The EMEA People Safety and Compliance Manager will be critical to the success of the most complex and important business unit, their retail teams and be a key advisor to ensure safety standards are designed and delivered across the … business. Based out of their London office, the Manager will be instrumental in protecting their greatest asset, their people, maintaining a safe and secure environment for customers, while ensuring necessary content is available to allow education for their store teams and business partners on ways to minimise safety related more »

of Dyninno group of companies which provides products and services in the travel, finance, entertainment, and technology sectors in 50+ countries. As a Regulatory Compliance Manager specialising in UK Financial Services within the Payments sector, you will play a pivotal role in ensuring adherence to regulatory requirements governing … payment services. You will navigate complex regulatory landscapes, interpret regulations, and implement strategies to ensure compliance while supporting business objectives. Location : London, United Kingdom. Work from the office 4 days per week. Work from home 1 day per week. Key Responsibilities: 1. Regulatory Analysis and Interpretation: Stay updated with … relevant UK financial services regulations, directives, and guidelines pertaining to payment services. Analyse regulatory changes and assess their impact on payment operations and compliance frameworks. 2. Compliance Framework Development: Develop and maintain robust compliance policies, procedures, and controls specific to payment services, aligning with UK regulatory requirements more »

The Technical Compliance Manager will be responsible for ensuring we are contractual complicit across our hard services facilities operation. They will coordinate and advise on Internal and External reporting, Audits, Operating Procedures and Planning, additionally mitigating contractual risk and ensuring compliance against all service specifications and contract … deliverables. A proactive approach to ensuring compliance is essential and any experience within Healthcare/knowledge of Health Technical Memorandums (HTM’s) would be desirable but not essential. Experience required: Held a similar position where compliance management is critical responsibility. Previous experience of effectively managing compliance on … a PFI contract Proven background in Facilities Management NEBOSH + Internal Auditor training Understanding of compliance and familiarisation of Health Technical Memorandums (HTM’s) Good IT Skills with experience using CAFM systems Main Responsibilities: Managing building compliance with the aim achieving 100% Compliance Day-to-day management more »

Governance & Compliance Manager Location: London Salary : £48,256 - £56,263 Hours: 34.75 Job Type: Full time Contract Type : Permanent Role Purpose: To manage governance and compliance activities to ensure that the GOC meets its statutory obligations and acts within established policies. Providing; effective advice and support to … staff and members, consistent and effective governance and compliance policies and meetings management services. Key Accountabilities: Provide governance support for Council and committee meetings, including forward planning, advice on delegated decision making authority and conflicts management, agenda and paper development, and drafting of accurate minutes and actions to ensure … to the planning and drafting of papers, corporate policies and the completion of impact assessments. Manage the development, review and implementation of governance and compliance policies including, management of interest, corporate complaints, gifts and hospitality and financial crime, including the drafting and presenting of papers. Manage the processes for more »

Compliance Manager - Lloyds Market London/Hybrid Duties Support the business as the Compliance function SME. Assess ongoing compliance with Lloyd's Regulatory Principles Designing and maintaining thematic reviews and monitoring activities Undertake reviews of regulatory developments Create & maintain relevant compliance policies & procedures Lead on … the production and submission of accurate and timely regulatory reports. Provide timely responses to queries received from the International business. Design and deliver compliance training Stakeholder management with the International business Knowledge and experience: Good knowledge of FCA requirements Compliance experience within the London Insurance Market International level … of experience in Licencing Applications, desirable but not essential. Experience of regulatory reporting and the use of FCA systems. Previous experience of managing other compliance professionals (not essential) Experience of working with senior management. Please apply for further information and a full JD. more »

Funds Compliance Manager Investment FinTech Location: London (Hybrid – 2 days office, 3 days WFH per week) Salary: To £70k - £85k + shares + benefits How do you fancy working for a FinTech with an amazing reputation – both for the service it provides and the way it treats its … last 7 years. It’s been a really exciting journey so far and they’ve got an even more exciting future ahead. The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. That sort of growth creates opportunities for career development … and provide feedback on how they can be enhanced, and approve higher risk and more complex financial promotions. You’ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. Excellent communication more »

efficiencies, and, crucially, developing new capabilities and services for our valued customers. As part of the CoE, we are looking for an Responsible AI Manager to help outlining, delivering and extending Data & AI Compliance use cases across Group Privacy. Job Description We are seeking to hire a Responsible … AI Manager - Compliance to lead Informa’s Responsible AI compliance efforts and contribute to the creation of the AI Policy Framework for the Informa Group. The role will involve working closely with the Group Data Governance forum, the Privacy Team, and the Responsible AI Manager, Governance … and thrive in complicated but ambitious organisations. The role is well-suited to versatile candidates with a background in AI Governance, Data Ethics, Privacy Compliance & Operations, Data Governance, etc. People with heart and ambition, and a strong mix of emotional and professional intelligence, will be successful in the role. more »

Job Brief The Risk & Compliance team plays a key role in protecting the clients customers and business. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clients investing products, as well as broader … Compliance duties. What you'll do Working closely with the rest of the Risk & Compliance team and the business, you will help them build a best in class compliance program. You will be involved in, but not limited to, these duties: Advise the business to help build … great investing products that help our customers achieve their life goals Manage relationships across the business Provide compliance oversight of investing products and processes through monitoring and periodic reviews to ensure they work as planned and deliver good customer outcomes Monitor our investment products and services, and provide feedback more »

BettingJobs is working with a UKGC licensed sportsbook operator who are currently looking to add a Compliance Manager to their team. Responsibilities: Ensure regulatory compliance and adherence to relevant authorities’ requirements. Stay updated on legislative changes and provide guidance on potential impacts, developing action plans as needed. … Establish and enforce processes to meet regulatory standards, promoting compliance within the organization and addressing issues. Manage risk according to industry standards, particularly for the UK market. Conduct internal audits and training to support compliance with gambling license conditions and codes of practice. Provide regular reports and analysis more »

As a Cyber Security Compliance Officer, you are the guardian of our organisation's data governance and compliance framework. Your expertise will ensure that our data handling practices are in strict adherence to global data protection regulations and standards. This role is critical in navigating the complexities of … data privacy laws, implementing robust data governance strategies, and instilling a culture of data ethics and compliance throughout the organization. Essential Duties and Responsibilities: Regulatory Compliance : Maintain expert knowledge of global data protection laws (e.g., GDPR, CCPA, DPA(UK)), and ensure our data governance policies and practices are … of the company, serve as point of contact for data protection authorities. Risk Management : Identify, evaluate, and mitigate risks associated with data privacy and compliance, implementing a risk management framework that aligns with global standards. Policy Development : Develop, review, and enhance data protection policies, standards, and procedures, ensuring they more »

The Firm I'm currently working closely with a prestigious and US Headquartered global law firm in London, who are seeking a GDPR Compliance Manager to join them. Responsibilities You will lead data protection initiatives affecting the Firm’s London and EU offices, including ongoing review and update … data breaches, and maintaining registrations Staying up to date on regulations Responding to data subject requests Knowledge sharing and training with the wider London Compliance team and provide training to lawyers and staff on data protection issues What do you need? 4-5 years of experience in GDPR and more »

be the UK’s number one provider of secure, integrated cloud services to the small to mid-size market. We’re searching for a Compliance Manager on a part time basis to lead our team of Information Security Specialists based from our head office in London. Six Degrees … to the small to mid-size market. The purpose of this role will be to perform the activities of the function that supports the Compliance team and its management. This requires regular interaction with all departmental leads, Senior Management and Subject Matter Experts within the organisation. There will be … your background and experiences fits what we're looking. All being well, you will be invited to attend a behavioural interview with your line manager and members of the team to talk through your fit for the role in detail and explain more about Six Degrees. Some of our more »

compliance and Contractor Care Manager EMEA Recruitment Sector Hybrid Working £50,000 - £70,000 We are on a thrilling journey to become the ultimate global leader in Sustainability Staffing. Since our inception, we've expanded to 13 offices, boasting over 450 employees and a sales turnover of approximately … 135m. As industry experts in Sustainability, Infrastructure, and Natural Resources, we are now seeking a dynamic Compliance & Contractor Care Manager to join our team in London. In this role, you will spearhead the support for our global contractors, overseeing compliance, quality control, supplier management, and more. Join … us in shaping the future of sustainable staffing! The Role Compliance & Quality Control · Coordinate compliance, financial requirements, and supplier register maintenance. · Manage new initiatives post-legislation changes, audit management companies, and implement penalties for breaches. · Implement Quality Management System, identify process improvements, and ensure industry-specific compliance. Onboarding more »

OurClient Our client is an established Private Bank that operates on a global level. The Role The Product Risk Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products … and Portfolios, andconstructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth Management or Private Banking product knowledge and will confidently be able to provideconstructive challenge to the business, governance committees, and second line of defence. The Product Risk Manager is … for investigating and establishing key issues and causes in respect of the design and process of the UK Investment product offering. The Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own compliance regulatory knowledge more »

Our Client Our client is an established Private Bank that operates on a global level. The Role The Product Risk Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment … Products and Portfolios, and constructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth Management or Private Banking product knowledge and will confidently be able to provide constructive challenge to the business, governance committees, and second line of defence. The Product Risk … Manager is responsible for investigating and establishing key issues and causes in respect of the design and process of the UK Investment product offering. The Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own more »

Opportunity- Forensic Testing Compliance ( Delivery Manager ) Location- London • The role requires a presence on client premises for all weekdays (5 days). Description This role is part of the corporate and forensic compliance team and works closely with stakeholders to conduct risk assessments, deep-dive analysis, and … fraud investigations. Core functions of the team will include gathering data, performing analysis, documenting results, developing work plans, and escalating to line compliance coverage. • One of the key responsibilities will be to play an integral part in addressing high-risk issues, and operational challenges and mitigating potential risks. This … role will help develop solutions for the clients by proactive compliance testing, guidelines revision/suggestion, implementation of policies and regulations and internal controls. This role will help develop solutions for the clients by proactive compliance testing, policy revision/suggestion, implementation of policies and regulations and internal more »

About: A leading Lloyd's insurance broker is hiring a Compliance Associate Manager to support the investment side of their business. You will play a vital role in ensuring the ongoing compliance of their MiFID investment firms with relevant regulations and industry standards. Responsibilities: Develop and execute … comprehensive compliance monitoring programs to ensure adherence to regulatory requirements. Create and implement effective monitoring plans focusing on critical areas such as client onboarding and anti-money laundering (AML) controls. Conduct regular reviews of client engagements and associated activities to detect any potential compliance issues. Serve as a … and support to business teams regarding the interpretation and application of relevant regulatory standards and company policies. Conduct training sessions and awareness programs on compliance-related subjects. Analyse and interpret data gathered from compliance monitoring efforts and prepare reports summarizing key findings, trends, and risks. Present findings to more »

in 2,000 plus indirect tax registrations in 75 countries making over 35,000 indirect tax-related filings each year. Amazon is seeking a Manager to join our Indirect Tax Compliance Automation team. This team sits within Amazon’s Indirect Tax Compliance organization. We are looking for … someone to help transform the way we do compliance at Amazon by deconstructing existing processes, analyzing them, optimizing, automating and rebuilding them, maximizing the use of technology. Maximizing the use of technology solutions is essential to meet the challenge of indirect tax compliance and that is where the … Indirect Tax Compliance Automation Team comes into play. We are a team within the compliance organization responsible for operationalizing the use of technology to the max. Rolling this out and enabling our compliance colleagues to successfully use them. This might involve constructing new compliance automation or more »