2 Permanent Compliance Manager Jobs in Scotland

Are you passionate about navigating the intricate landscape of regulatory compliance? Do you thrive on providing strategic guidance to ensure adherence to industry standards and regulations? If so, we want you to join our clients team. Responsibilities: Provide Expert Compliance Guidance: Offer insightful advice and guidance to the … broader business on the interpretation and application of UK regulations such as PSRs, EMRs, MLRs, FCA Handbook, EBA Guidelines, etc. Foster a culture of "compliance by design" to facilitate understanding and action within the first-line teams. Refine and Implement Compliance Assurance Approach Own Compliance Assurance Plan … Take ownership of the annual compliance assurance plan, utilizing a risk-based approach to determine scope, priority, frequency, and nature of assurance activities in collaboration with internal stakeholders. Deliver Proactive Compliance Assurance: Conduct proactive assessments of controls, identify areas for improvement, and propose corrective actions to enhance compliance more »

Edinburgh or Glasgow based ** Hybrid ** Competitive remuneration This is a fantastic opportunity to join a leading advisory firm in a Senior Manager role focusing on the financial services sector and working on risk and regulatory engagements. The new team is rapidly growing and the SM role will be pivotal … alongside the brightest minds in the business. We're looking for : Experience of financial services internal audit, risk management and/or conduct and compliance related experience working within a professional service or financial services firm(s) Knowledge and experience of a combination of the following: FCA conduct rules more »