1 to 25 of 80 Permanent Compliance Manager Jobs in the UK

We're currently looking to recruit a Compliance Policy Manager to join the team. The Compliance policy team purpose is to leverage our relationships and expertise to provide advice, guidance, support and challenge to the business, in order to facilitate safe business growth and help our customers … achieve their objectives. Reporting to theSenior Compliance Manager you will be providing input into theproduct governance, engagement with product teams, regulatory projects, operational change and oversight of financial promotions. What does the job involve? The key responsibilities of the role are as follows: Work with the Senior Compliance Manager and key stakeholders to continue embedding Consumer Duty across the business Review and interpret regulation and regulatory developments, determine potential impact to business and provide detailed advice and guidance to first line areas implementing business changes. Monitor external developments and changes in industry best practice and provide more »

Your new company A progressive and innovative financial services company specialising in the financial and payments sector is seeking an experienced compliance manager to join its team. Its commitment to integrity, regulatory compliance, and ethical practices drives the organisation's success. As they expand, they seek a … professional to ensure the company operates within legal and ethical boundaries. Your new role As a Compliance Manager, you will ensure the organisation adheres to legal standards, industry regulations, and internal policies. Your expertise will help maintain trust with international clients, partners, and stakeholders. Key responsibilities include: Developing … and implementing compliance policies, procedures, and controls. Monitoring regulatory changes and assessing their impact on our operations. Conducting risk assessments and internal audits. Training employees on compliance matters. Investigating and addressing compliance violations. Collaborate with legal, risk management, and business units. Prepare reports for senior management and more »

Risk & Compliance Manager - Financial Promotions A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »

The Role Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for the Hedge Fund, Asset … Management and Private Equity industries. This is an excellent “Compliance Manager” role for someone who is looking for something different in their Compliance career. The role reports into their Managing Director who atm is also acting as the business’s " Compliance Manager". Our client … needs someone who can manage and in time take the full Compliance function away from them, so that they can concentrate of business development and winning new clients. Our client provides Compliance & Legal Consultancy Services for an array of different, mainly London based Hedge Funds (predominately), but also more »

broadening their portfolio soon with the foundations in place for a positive, supportive and thoughtful new bank. We are now looking for an exceptional Compliance Manager to join the second line team. The role of Compliance Manager is principally to lead and support the business in … the undertaking of compliance monitoring activities, and also in the development assessment and testing of controls. There are also wider responsibilities to support the CRO and Head of Risk and Compliance in relation to Compliance Advisory (including Financial Promotions) and/or Consumer Duty. Responsibilities of the … role of Compliance Manager To assist and support on all matters relating to Compliance Monitoring and control testing. To monitor consultation papers and policy statements issued by relevant regulatory authorities and wider bodies, liaising as necessary with the CRO and Head of Risk and Compliance on more »

Compliance Manager – Hedge Fund - London Company Overview: Our client is a leading hedge fund based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently … seeking a Compliance Manager to join their Compliance team and contribute to the success and growth of the firm. Role Overview: As a Compliance Manager, you will play a crucial role in maintaining and enhancing the firm's compliance programme. You will report to … the Head of Compliance and will be part of a small team. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels. Key Responsibilities: · Regulatory reporting across multiple jurisdictions · Trade surveillance · Creating, managing more »

Job Description Role: Manager, Core Framework Compliance Location: London Hybrid: 3 days in the office Duration: 12 Months Reports to the Head of Global Framework Compliance, this role is responsible for managing a multi-discipline team that maintains and oversees the delivery of the Compliance Framework … disciplines of Regulatory Change Management, Compliance Rule Mapping, Compliance Risk Assessments and Compliance Monitoring. Compliance Framework looks to ensure a deep understanding of and adherence to the in-scope disciplines of Compliance Framework by Regulatory Entity and (Global) Practice Compliance officers globally. This manager in Compliance Framework also oversees the maintenance of governance documents database (OneBook) as well as Compliance-owned governance documents; and manages partners who provide reporting to the Global Compliance Committee and Compliance and Ethics Oversight Committees on the Compliance Framework and Compliance-owned more »

Senior Compliance Manager - Projects Retail Banking/Mortgages Location: Wolverhampton (Hybrid, 3 days in the office, 2 days WFH) Salary: £63k - £73k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does? Or … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. In this newly created role, you’ll be focused on supporting and managing projects and programmes of work as … part of the Bank’s growth strategy. You’ll deliver effective compliance business partnering in providing structure to Compliance projects (or the Compliance aspects of larger projects) to meet overall project requirements, supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you more »

Senior Compliance Manager - Projects Retail Banking/Mortgages Location: Chatham, Kent (Hybrid, 3 days in the office, 2 days WFH) Salary: £65k - £78k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. In this newly created role, you’ll be focused on supporting and managing projects and programmes of work as … part of the Bank’s growth strategy. You’ll deliver effective compliance business partnering in providing structure to Compliance projects (or the Compliance aspects of larger projects) to meet overall project requirements, supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you more »

Job DescriptionPosition: Engineering Compliance ManagerSalary: Up to £60,000 + BenefitsLocation of Office: BlackburnLocation of Work: Flexible Hybrid Remote WorkingThe Role: Our client, an industry leading design and manufacturer are continuing to grow their Engineering function in the Blackburn area. They are seeking an experienced Compliance Manager … and the ideal candidate will have experience in a similar role, which has involved overseeing and streamlining the process of maintaining and achieving product compliance and certification across a range of products and industries.The successful Compliance Manager’s focus will be ensuring that products can go to … team and other stakeholders ensuring collaboration and the education of teams where required.Suggest and implement procedure and guidelines aiming for the improvement of the compliance team.Manage the compliance team and communicate regularly with other stakeholders.Desirable Skills and Experience:Experience within regulated industries such as fire safety or securityDesign more »

Risk & Compliance Manager - Marketing A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment … with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to c... APCT1_UKTJ more »

We are currently working on behalf of out trusted client who are looking for a Governance, Risk and Compliance Manager. Join our trusted client where innovation meets excellence! As a leading global financial institution, they are committed to providing outstanding banking solutions that empower individuals and businesses alike! What … Hybrid 2 days a week) Plus, amazing employee benefits such as flexible working, great perks, and more! Main Responsibilities as a Governance, Risk and Compliance Manager Cultivating a robust culture of risk awareness and management. Crafting, executing, and upholding technology risk management strategies tailored to financial services. Excelling … external stakeholder relations. Steering and supervising the clarity, management, and reporting of our client’s technology risk profile. Spearheading the advancement of risk and compliance management in tandem with technological advancements, ensuring alignment with legal, regulatory, and company standards. Setting the tone by fostering a culture of control that more »

We are partnering with a leading aerospace manufacturer who are seeking a Trade Compliance Manager to join their team in Basildon. Reporting into the Head of Trade Compliance, this role will provide support, including advice and guidance, on International Trade Compliance matters in order to ensure … compliance with UK, EU, US and other Export Control laws and regulations. Responsibilities: Provide expert guidance and advice to individuals and managers across all levels within the IS&P LoB based at our Basildon facility to ensure adherence to UK and international import/export laws, encompassing regulations such … Arms Regulations (ITAR), along with internal corporate policies. Collaborate with the IS&P LoB to understand Business Winning objectives, ensuring early consideration of trade compliance aspects, timely resolution of export licensing issues, and integration of trade compliance plans into project lifecycles. Attend and support Business Winning Reviews and more »

beyond our technology. Our vibrant culture thrives on diversity and connectivity without borders. The role We are currently seeking to recruit a Global Trade Compliance Manager to join our Risk & Legal Compliance team. You will be supporting the Head of Risk & Legal Compliance (HRLC) by developing … SUSE’s products and services around the world. The role requires a high level of subject matter expertise to resolve complex export and sanctions compliance issues, the ability to identify potential risks in a timely manner, and effective relationship skills to collaborate with a wide range of stakeholders and … drive export compliance throughout the organisation. Responsibilities Include: Design, develop and execute SUSE’s export and sanction compliance policies, practices, and controls Manage all facets of SUSE’s trade compliance program, included restricted party screening, export licensing and control classification, training, incident management and risk assessments Develop more »

Base Location : London or Manchester plus network of 20 offices nationally: www.kpmgcareers.co.uk/experienced-professional/#LeBlender.OfficeLocations Why Join KPMG as a Tax Manager: Compliance Hub The KPMG financial services tax team is a fast-growing part of the KPMG tax practice. Operating from London & Manchester we do … work that matters, serving the region with diligence and expertise. The role is in our Compliance Hub, which has a diverse client and target base spanning the Financial Services sector. You are well on your way in your compliance career with UK corporate tax experience and have a … passion for compliance and the varied aspects of your role that this brings. The team is diverse and collaborative, with individuals based across London, Manchester, Birmingham, Leeds, Glasgow and Edinburgh, we embraced hybrid and flexible working long before it became the norm! Our team has a mix of backgrounds more »

Are you passionate about navigating the intricate landscape of regulatory compliance? Do you thrive on providing strategic guidance to ensure adherence to industry standards and regulations? If so, we want you to join our clients team. 4 days a week in the Edinburgh office. Responsibilities: Provide Expert Compliance … broader business on the interpretation and application of UK regulations such as PSRs, EMRs, MLRs, FCA Handbook, EBA Guidelines, etc. Foster a culture of "compliance by design" to facilitate understanding and action within the first-line teams. Refine and Implement Compliance Assurance Approach Own Compliance Assurance Plan … Take ownership of the annual compliance assurance plan, utilizing a risk-based approach to determine scope, priority, frequency, and nature of assurance activities in collaboration with internal stakeholders. Manage Corrective Actions: Ensure agreed corrective actions are tracked and resolved effectively, maintaining compliance standards across the organization. Develop Regulatory more »

Job DescriptionOpportunity- Forensic Testing Compliance (Delivery Manager)Location- London• The role requires a presence on client premises for all weekdays (5 days).DescriptionThis role is part of the corporate and forensic compliance team and works closely with stakeholders to conduct risk assessments, deep-dive analysis, and fraud … investigations. Core functions of the team will include gathering data, performing analysis, documenting results, developing work plans, and escalating to line compliance coverage.• One of the key responsibilities will be to play an integral part in addressing high-risk issues, and operational challenges and mitigating potential risks. This role … will help develop solutions for the clients by proactive compliance testing, guidelines revision/suggestion, implementation of policies and regulations and internal controls. This role will help develop solutions for the clients by proactive compliance testing, policy revision/suggestion, implementation of policies and regulations and internal controls. more »

Coopman Search and Selection are partnered with an award-winning, specialist Regulatory Compliance consultancy, who provide expert advice and products to financial institutions, as they look to add a Manager to their growing Credit, Insurance & Mortgages team. Key responsibilities of the Manager; Provide support to clients with … with a variety of Compliance related support, from FCA authorisation applications to auditing and regulatory due diligence Answer clients' technical queries and provide advisory support; Keep up to date with FCA and industry wide developments to assist clients; Assisting and providing oversight to support the work of more junior … members of the team Become a trusted advisor and first point of contact for firms. Experience and qualities required of the Manager; Working and demonstrable knowledge of the regulations around Insurance and Credit firms Ability to work quickly whilst demonstrating strong attention to detail, a background in consultancy would more »

Our Tax Compliance team is a leading provider of technology enabled compliance and integrated advisory services, working across an unrivalled range of prestigious clients. The variety of work, size of our team and focus on learning and development brings about opportunities to specialise in particular industries or technical … at the forefront of change and innovation. Together, we produce technical excellence, innovative solutions and an outstanding client experience. Our specialist private equity fund compliance team is responsible for the delivery of tax reporting for some of the largest and most complex funds in the UK. This diverse and … interesting client base provides an excellent platform for prospective candidates to develop their skills and focus on a compliance role in a team that has grown significantly over the last few years. The role This role would particularly suit candidates who are looking to specialise in a supportive environment more »

About us Templeton and Partners are a leading international recruitment consultancy, specializing in providing IT talent solutions to global enterprises. With offices across eight global locations, including our multi-lingual London office, we pride ourselves on our service-oriented teamwork more »

Responsible AI Manager – AI Ethics and Compliance, £850 - £950 per day, Inside IR35, 12 Months We're looking for a dynamic, Responsible AI Manager to lead the development and implementation of an AI ethical framework and governance. The successful candidate will ensure that our use of artificial … GDPR and EU Act, adhering to established ethical principles. Develop and implement a robust framework for ethical AI usage. Collaborate with stakeholders to integrate compliance considerations into existing processes and the AI development lifecycle. Work with technology teams to establish effective monitoring and evaluation systems for AI applications. Implement … awareness of AI ethics principles and solicit input for framework development. Support in crafting and delivering training and awareness campaigns on AI ethics and compliance requirements. Required Experience & Skills: Proven track record in AI ethics, with a comprehensive understanding of ethical principles, regulatory requirements, and best practices. Familiarity with more »

Job DescriptionResponsible AI Manager – AI Ethics and Compliance, £850 - £950 per day, Inside IR35, 12 MonthsWe're looking for a dynamic, Responsible AI Manager to lead the development and implementation of an AI ethical framework and governance. The successful candidate will ensure that our use of artificial … such as GDPR and EU Act, adhering to established ethical principles.Develop and implement a robust framework for ethical AI usage.Collaborate with stakeholders to integrate compliance considerations into existing processes and the AI development lifecycle.Work with technology teams to establish effective monitoring and evaluation systems for AI applications.Implement mechanisms for … raise awareness of AI ethics principles and solicit input for framework development.Support in crafting and delivering training and awareness campaigns on AI ethics and compliance requirements.Required Experience & Skills:Proven track record in AI ethics, with a comprehensive understanding of ethical principles, regulatory requirements, and best practices.Familiarity with AI and more »

The Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide’s second line of defence. We are at the forefront of complex regulatory change providing specialist regulatory support, driving good outcomes and value for customers, stakeholders … well as strategically important programmes and initiatives such as the Consumer Duty. You will proactively support and challenge the business to help ensure conduct, compliance and operational risks are effectively mitigated aligned with the heightened expectations of the Consumer Duty. This is vital to ensure that Nationwide achieves its … or if part time you'll spend 40% of your working time, at one of our offices. If your application is successful, your hiring manager will provide further details on how this works. You can also find out more about our approach to hybrid working here. You will be more »

Compliance Manager and Data Protection Officer This is a permanent full-time position offering a hybrid working model. There is a requirement for one day per week in the London office and the option to work the remainder of the week remotely if preferred. About the Company: Our … and preventing fraud. They partner with major organizations to protect financial institutions and emergency services across the UK. Role Overview: We are recruiting a Compliance Manager and Data Protection Officer (DPO) on behalf of our client. Reporting to the CFO, this role ensures transparent, ethical, and compliant data … use, evaluates emerging regulations (including AI), and collaborates with the Executive Team on policy implementation. Key Responsibilities: Privacy Compliance: Fulfil DPO duties, manage governance systems, and execute privacy strategies. Conduct Data Protection Impact Assessments (DPIAs). Facilitate risk management plans and regulatory assessments. Serve as the main contact for more »

WEEE Compliance Manager - (Waste Electrical and Electronic Equipment) Location - Stratford Upon Avon, CV37 0HR Hours - Monday to Friday, 8:30-5:00. 1 day in the office and the rest remote, however this can change on occasion. We have an exciting opportunity for a Compliance Manager … time with hybrid working, typically 1-2 days a week in Stratford Upon Avon office the other three to four from home. The WEEE Compliance Manager has total responsibility for the scheme and ensuring all deadlines and Agency standards are met. The individual will need to deal with … for collecting and verifying WEEE & Battery returns. Member communication and account management of key WEEE clients Ensure up to date on Legislation changes. Ensure compliance with all QA procedures in line with job tasks. Responsible for recruitment and retention of WEEE members. To provide first line support to members more »