ComplianceOfficer (FTC) Gatehouse Bank plc FTC – 6 months London – Milton Keynes – Wilmslow Role purpose This is a 6-month FTC to support the Head of Compliance in ensuring that the Bank adheres to its regulatory compliance responsibilities by providing appropriate compliance oversight over the … Bank’s operational environment. This will be provided through advisory support and compliance monitoring reviews. The ComplianceOfficer (FTC) will be a part of a wider Compliance Team who, working closely with other Risk teams form part of the Bank’s second line of defence (2LOD … . Key responsibilities Compliance Framework/Strategy: • Provide input and recommendations to the Head of Compliance, or Compliance Manager in relation to the compliance strategy, compliance framework and monitoring plan for the Bank, including in relation to key risks and future potential challenges. • Collation and more »
Milton Keynes, Buckinghamshire, South East, United Kingdom Hybrid / WFH Options
Frossell Recruitment Ltd
ComplianceOfficer Milton Keynes (Hybrid Working) Salary £35,000 An exciting opportunity has arisen for a ComplianceOfficer to join an award-winning Tech company. As ComplianceOfficer you will be conducting audits for all suppliers, ensuring compliance with regulatory requirements and maintaining … the integrity of their supply chain. Key Responsibilities: Conduct regular audits of suppliers to evaluate company processes, identify pay issues, ensure compliance with signed agreements and adherence to regulations. Offer support with guidance, advice and training on compliance requirements, both internally and externally. Support the Compliance Manager … chain. Maintain and develop a high level of knowledge in the laws and regulations that govern recruitment and surrounding activity. Collaborate in creating regular compliance reports, both internally and externally. Essential requirements: Experience within a similar role - compliance & audits A recruitment background is advantageous UK driving licence Proficiency more »
ComplianceOfficer-6 month FTC Are you passionate about ensuring regulatory compliance within the banking sector? Do you thrive in a dynamic environment where your expertise is valued and your contributions make a real difference? If so, Oxbow Resourcing are on the lookout for a motivated ComplianceOfficer to join our client who are a challenger bank on a 6-month Fixed-Term Contract (FTC) and play a crucial role in ensuring adherence to regulatory standards. Established in 2007, this is not your average bank – they are a challenger bank operating under Shariah principles. With … and Wilmslow, they offer a range of personal and corporate savings products, along with financing for UK residential properties. If you're enthusiastic about compliance, thrive in a collaborative environment, and want to be part of a forward-thinking bank, then keep reading! The role As ComplianceOfficermore »
Job Description ComplianceOfficer - Bank Our Client is looking to recruit a ComplianceOfficer with at least 3 years experience of working within Compliance from the banking industry. To promote and manage the culture and practice of regulatory compliance and ethical standards conduct across … London Bank Branch To ensure the effectiveness of the Financial Crime Prevention framework with particular emphasis on AML/CTF and Sanctions Compliance To be a SME for regulatory compliance and Financial crime matters to the London Bank Branch staff To support the Head of Compliance in … the management of compliance and regulatory risks, including liaison with the Regulator's Financial Intelligence Authority and any other regulatory and law enforcement bodies. Responsibilities Perform on going transaction monitoring, on higher risk rated clients at an agreed frequency, as and when required To escalate suspicious or ambiguous transactions more »
Job Description Senior ComplianceOfficer - Banking Our Client is a small retail bank based in Central London. They are looking to recruit a Senior ComplianceOfficer with at least 5-8 years of experience of relevant banking/AML compliance in established bank/financial … institutions. Main Focus or role: To promote and manage the culture and practice of regulatory compliance and ethical standards in the conduct of Anti-Money Laundering Compliance functions throughout the Bank London Branch, and to ensure AML Compliance function is in compliance with those requirements and … applicable standards. To ensure the effectiveness of AML Compliance function's management and regulatory risk issues through the establishment and maintenance of appropriate and effective framework and procedures, compliance and regulatory risks are anticipated, identified, escalated and reported to Head of Compliance, mitigated and managed so as more »
Birmingham, England, United Kingdom Hybrid / WFH Options
FirstPort (UK)
Job Role: Data Privacy & ComplianceOfficer Location: Hybrid - home based with regular attendance at our Birmingham office Salary: £30,000 to 35,000 per annum Job Sector: Corporate Legal Hours: Monday to Friday 9am to 5pm As a Data Privacy & ComplianceOfficer you will be you … will contribute to our vision of being the UK’s favourite property manager by implementing and maintaining our Data Protection, privacy and compliance framework. The role of Data Privacy & ComplianceOfficer sits within the Legal & Business Conduct team, reporting to the Head of Data Privacy & Compliance. Main … Responsibilities Be the first point of contact for all compliance and data protection enquiries. To monitor and report on initiatives, issues, trends via RAG and status reports to the Head of Data Privacy & Compliance as required. To support Emeria’s legal and industry compliance-related activities and more »
Chelmsford, England, United Kingdom Hybrid / WFH Options
Leonid Group Ltd
This is an exciting opportunity to join a global leader in the aerospace, defence, and engineering sectors as an Export Controls and Trade Compliance Officer. The Export Controls and Trade ComplianceOfficer will play a vital role in ensuring compliance with UK export regulations and U.S. … trade compliance regulations. This position will involve reviewing transactions and transactional documents, coordinating export authorizations, and maintaining records as required by regulations. We are looking for someone with excellent communication and collaboration skills to interact effectively with various stakeholders. You will report to the UK Export Lead. Essential Duties … and Responsibilities: Ensure legal compliance with relevant export regulations associated with the trading of export-controlled products. Identify export license requirements for domestic and international shipments accurately. Coordinate and organize the application of export authorizations with relevant licensing authorities. Review sales orders to confirm compliance with export regulatory more »
Job Description Bank ComplianceOfficer Our Client an bank based in Central London are looking to recruit a ComplianceOfficer ideally with experience of working for another bank. You will have at least 3 years experience of working in a financial or banking environment as a … Compliance Assistant or Compliance Officer. The position will report to the Head of Risk and Compliance at the Bank. Key Skills Required: A strong understanding of the UK regulations/rulebooks specifically the PRA, CRD and the FCA Conduct requirements and the ability to interpret regulations within … to work both independently and as part of a team Have strong communication (both written and verbal), reasoning and influencing skills Experience of undertaking compliance monitoring reviews and producing compliance monitoring reports to document compliance with internal and external regulations/process Any certification in AML or more »
Chessington, London, United Kingdom Hybrid / WFH Options
Hays
sustainability, and innovation. Specialising in importing premium products, they serve a diverse clientele across the globe. They are seeking a skilled Customs and Trade ComplianceOfficer to join our team in line with growth and the increasing complexity of global trade regulations. Your new role The Customs and … Trade ComplianceOfficer will play a critical role in ensuring that all their product import activities comply with national and international customs regulations and trade laws. This position requires a meticulous and proactive individual who can navigate the complexities of customs procedures, trade compliance, and regulatory requirements … efficiently. Key Responsibilities: Customs Compliance: Ensure all import transactions comply with national and international customs laws and regulations. Prepare, review, and submit all necessary customs documentation required for the clearance of imported products. Trade Compliance: Stay abreast of changes in trade policies, agreements, and regulations that may affect more »
Job Title – Senior ComplianceOfficer - Mat Cover 12 months Location – BL9 8RR Working rota – Monday - Friday Working hours – 40 Hours What You'll Be Doing: As a Senior ComplianceOfficer , you'll be doing the following: Lead compliance audits to ensure adherence to relevant regulations … e.g PCI DSS Conduct investigations/subject access requests maintaining the upmost confidentiality at all stages. Collaborate with PMO ensuring compliance for new and existing projects. Complete data protection impact assessments and provide security oversight of those completed by the wider business What We're Looking For: Complete vendor more »
Risk & ComplianceOfficer | Payments | £70,000 (doe) p/a (PAYMENTS EXPERIENCE REQUIRED) Finitas are working exclusively with this growing Payments firm in their search for a Risk & Complianceofficer to support the 2nd line of defense. Key responsibilities will include ownership of the Risk Management … Framework, managing the Group Compliance Monitoring Programme and, the Internal control framework to evaluate the effectiveness of internal controls and mitigating/managing risks. You will need: - 5+ years 2nd line Risk and Compliance Experience within Payments - Experience with Risk and Control Self Assessments - Good understanding of FCA … Regulations/Regulatory compliance - Excellent communication skills - Tenacious attitude If you are interested in the opportunity and have the relevant experience, please get in touch more »
Bristol, Avon, South West, United Kingdom Hybrid / WFH Options
Sanderson Recruitment
Interim Information ComplianceOfficer Bristol (Hybrid, 1 day a week in office preferably, 4 days WFH) 6 months initially (potential for extension). £350 - £400 a day via Umbrella I am working exclusively in partnership with a major organisation in Bristol to hire an Information ComplianceOfficer … reporting on data breaches Handling Subject Access Requests Responding to ad-hoc queries Desirable Skills and Experience Experience in a similar Data/Information Compliance position in a complex organisation Experience in a Public Sector, Local Council or Higher Education environment highly desirable Experience of DPIAs, dealing with low more »
Job Description Junior ComplianceOfficer - Bank Our Client an bank based in Central London are looking to recruit a Junior Compliance Officer. You will have at least 1 to 3 years experience of working in a financial or banking environment as a Compliance Assistant or Compliance Officer. The position will report to the Head of Risk and Compliance at the Bank. Key Skills Required: A strong understanding of the UK regulations/rulebooks specifically the PRA, CRD and the FCA Conduct requirements and the ability to interpret regulations within a Bank Knowledge of country … to work both independently and as part of a team Have strong communication (both written and verbal), reasoning and influencing skills Experience of undertaking compliance monitoring reviews and producing compliance monitoring reports to document compliance with internal and external regulations/process Any certification in AML or more »
ventures like cryptocurrency and yesterday's tech giants, focusing instead on empowering real people to optimize their investments. Currently, they are seeking a dynamic Complianceofficer to join their UK team. This role demands an individual keen to immerse themselves in various compliance facets within a progressive … complaint settlements , transaction evaluations, and onboarding inquiries. Complete all required fields in Regdata reports and connect applications as required. Establish and carry out the Compliance Monitoring program , which includes monitoring financial promotions and optimal execution. Keep corporate policies and processes up to date, and assist with regulatory training. Keep … up with changes in regulations and incorporate this information into business policy. Have a strong commitment to fintech compliance and the ability to apply your skills and expertise to develop plans, make suggestions for improvements, and control risks. Have a strong commitment to fintech compliance and the ability more »
Leeds, West Yorkshire, Yorkshire, United Kingdom Hybrid / WFH Options
INCLUSIVE CONSULTING
Inclusive Consulting is delighted to be partnered with our Financial Services client in their search for a diligent and ambitious ComplianceOfficer based in Leeds City Centre. Our client is a reputable Investment Management firm specialising in Personal and Corporate Finance. Due to an internal promotion, they are … gain your levels 3 through to 6 CISI qualifications as you develop and progress with the firm. You will be reporting directly to the Compliance Monitoring Manager and will regularly liaise with the Regulation and AML teams. This opportunity would ideally suit either an existing ComplianceOfficer … and 2 days from home. Key Responsibilities: Monitor business risks in accordance with regulatory requirements and internal procedures. Complete tasks in accordance with the Compliance Plan as set out in line with FCA and strategic business objectives. Review and monitor customer complaints where required, complete MI, contribute to Root more »
ComplianceOfficer (Fin Crime/Sanctions) London Company client partnered with a global commercial Insurer, in the search for a Financial Crime/Sanctions officer. This role will report in the MLRO and Head of Compliance. Key Responsibilities: * Advise business on escalated Sanctions risks. * Perform Risk assessments. * Keep more »
The MLRO/ComplianceOfficer will be responsible for managing our compliance with legal and regulatory requirements, with a particular focus on anti-money laundering (AML) and counter-terrorist financing (CTF) measures. This role involves actively monitoring, assessing, and managing compliance risks and reporting directly to … relevant authorities as required. This is a remote part-time (50% FTE) position . Key Responsibilities : Develop, implement, and maintain the AML/CTF compliance program in alignment with UK regulations. Serve as the primary point of contact for all matters related to AML/CTF within the organization. … Conduct regular and ad-hoc compliance audits and reviews to ensure adherence to laws, regulations, and internal policies. Provide training and guidance to staff on compliance procedures and the importance of regulatory compliance. Prepare and submit timely reports to the Financial Conduct Authority (FCA) and other regulatory bodies. more »
Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a ComplianceOfficer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across … UK, Dubai & US. Key Responsibilities: Ensure FCA & SEC regulatory compliance requirements are adhered too Operate core compliance programme (PAD, Conflicts, Gifts and entertainment) Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory … developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance training Experience Required: 5+ years compliance experience, ideally within a hedge fund or investment manager Strong understanding of more »
client is a prominent multi-national FinTech in the Payments sector; as a result of ongoing growth they require an experienced, ambitious and talented COMPLIANCEOFFICER to join them on a 12-month fixed term contract to cover for maternity leave. The successful incumbent will play a proactive … role in driving the company’s compliance strategy and agenda, thus making the role ideal for a candidate who wishes to contribute and add value in a dynamic and fast-paced Compliance environment. Key Responsibilities: undertake horizon scanning, maintaining detailed knowledge of regulatory requirements relevant to the business … stakeholders as required, advising of regulatory status and forecasted changes, and how such changes will affect the business provide assurance on how well the compliance risks are being managed by leading the execution of internal compliance reviews, interpreting investigations and findings, and making recommendations as appropriate analyse flagged more »
industry standards to ensure the trust and safety of our clients and their customers. The Role: We are seeking a seasoned Chief Risk and ComplianceOfficer to join our executive team. This critical role will be responsible for leading our global risk management and compliance efforts, ensuring … candidate will have a deep understanding of financial regulations, a strategic mindset, and the leadership skills to build and maintain a robust risk and compliance framework. Responsibilities: Risk Management Leadership : Develop and implement a comprehensive global risk management strategy that aligns with our business objectives and growth plans. Regulatory … Compliance : Ensure that all company operations comply with relevant local, national, and international laws, regulations, and guidelines in the fintech sector. Policy Development : Create, review, and update policies and procedures to mitigate risk and ensure compliance across all aspects of the business. Stakeholder Engagement : Act as the primary more »
The role of the QA ComplianceOfficer is to support governance and compliance of the Pharmaceutical Quality Management System (PQS) at Piramal Grangemouth and maintenance of Regulatory Registrations/Licenses/Certifications. The role will support the site and related functions in maintaining compliance with GxP … UK/EU/US GMP/GDP, ICH and other region specific guidance. The individual will have support key quality system elements and compliance improvements, working closely with relevant stakeholders on site. Role •Supporting key quality system elements, including activities relating to QMS monitoring, Qualification of Vendors, Audits … Self-Inspections, Vendor Audits, Customer Audits). •Support updates to regulatory agency registrations as applicable. •Support tracking of site compliance commitments and follow up actions. •Working with the wider site functions to drive down out of compliance events and implement quality improvements •Support and track regulatory findings and more »
East Grinstead, West Sussex, South East, United Kingdom Hybrid / WFH Options
Lloyd Recruitment - East Grinstead
Lloyd Recruitment Services is excited to work with a leading organisation in search of a Data Security ComplianceOfficer to join their team. This is a great opportunity where you'll be a key player in ensuring data protection and security compliance across the business. What's … on top Company pension Discounts across 100's retailers Private health scheme Discounted gym membership Purpose of Job: Join a small, friendly Data Security Compliance Team and play a vital role in maintaining data protection and security compliance activities. Managing end-to-end processes for data subject requests … company's Data Security Policy set Developing training materials and contributing to awareness campaigns Supporting the DPO in emphasising the importance of data security compliance Essential Skills: Strong knowledge and understanding of current and upcoming UK data protection law, e.g. UK GDPR, Data Protection Act 2018, Privacy and Electronic more »
Miryco Consultants is working with a renowned Investment Manager who are looking for a Capital Markets ComplianceOfficer to join their dynamic and high performing compliance function. The company is in growth mode and is looking for an experienced individual to help comply and facilitate that expansion. … understanding of market conduct and surveillance. Responsibilities: Carrying out frequent and thorough trade surveillance checks in relation to market abuse and market conduct. Provide Compliance guidance on an as-needed basis, especially regarding market abuse and conflicts of interest, aligning with company policies. Assist in compiling and preparing Management … Information (MI) reports related to surveillance activities and other compliance tasks. Collaborate on designing and implementing improvements to communication and trade surveillance procedures. Delivery of Compliance monitoring, with a focus on market conduct and financial crime risks. Perform assessment of market conduct and trade surveillance framework to identify more »
Birmingham, England, United Kingdom Hybrid / WFH Options
SLS Recruitment Specialising in Further Education
Position: Skills Coach - Regulatory ComplianceOfficer (RCO) Salary: £36,000 - £43,000 per annum Remote role About the Role: Are you passionate about guiding learners to success in Regulatory Compliance programs? We're seeking skilled professionals to join us as Skills Coaches. Your role involves mentoring learners … facilitating interactive sessions, and adapting learning plans to meet their needs. If you have regulatory compliance expertise and a dedication to exceptional customer experiences, apply now! Key Responsibilities: Mentor learners to achieve program goals. Facilitate interactive learning sessions. Customise learning plans for individuals. Utilise digital technologies for engagement. Liaise … with employers and agencies. Ensure compliance with regulatory standards. Requirements: GCSE English and Maths (A-C) or equivalent. Level 4+ Law Enforcement qualification. Level 3 Award in Education & Training or willingness to acquire. Experience in coaching and digital learning delivery. Strong communication and organisational skills. If you're ready more »
Role Purpose Our client, a global satellite operations provider have a brand new opportunity within their IT Shared Services team. The ISO Governance and ComplianceOfficer plays a key role in establishing and maintaining a practical framework for managing ISO governance and ensuring adherence to regulatory requirements, industry … standards, and internal policies. The role aims to safeguard our clients QMS and Infosec processes and assets, mitigate risks, and foster a culture of compliance, all whilst contributing to the overall security, integrity, and success of their Technology operations. This is an exciting and critical role where you will … enhancing their reputation and stakeholder trust. Key Accountabilities & Responsibilities Develop and implement ISO governance policies and procedures. Monitor and assess ISO processes to ensure compliance with applicable laws, regulations, and industry standards. Own the compliance audit and risk assessment process. Manage the internal and external audit process, and more »