41 Permanent Compliance Officer Jobs in the UK

Information Officer - Compliance & Assurance Counter Terrorism Policing HQ The starting salary is £33,348, which includes allowances totalling £2,841. The salary is broken down as £30,507 basic salary, which will increase annually until you reach the top of the scale £32,639. Plus, a location allowance more »

A leading global Hedge Fund are looking to make a key Compliance hire. The firm have achieved excellent performance and they continue to rapidly expand, growing in both headcount and AUM. The role offers the opportunity to join a highly prestigious hedge fund that has very low attrition -they … platforms of any London based hedge fund - hence why its employees find no reason to ever look externally for another hedge fund role. The Compliance Officer will assist in all aspects of compliance for the business. Working as part of a team of 3, in a flat … involved in various automation projects, within a world class team. The ideal candidate will have at least 4 years of experience in a generalist compliance role, as part of a buy-side firm. The role offers a fantastic opportunity to take a step up into one of the best more »

Job summary We are looking for a CQC Compliance Officer to join our friendly team following the retirement of our current post holder. The role is varied and rewarding and will be key to supporting the organisation as we move forward in our improvement journey. You will need … detail, ability to coordinate information and colleagues, be creative and confident to make decisions Main duties of the job Supporting the organisation to deliver compliance with regulations including: Care Quality Commission registration and notifications Liaison with CQC colleagues Single Assessment Framework NSFT CQC Board Analysis of key data Supporting more »

Our client, an exciting & leading Crypto Exchange are looking to add a key hire to their London Office. Your mission As a Senior Core Compliance Officer your role will be to support the business and day to day operations by undertaking Compliance oversight activities to ensure the … Assessments, Reporting (both internal and external), leading and overseeing Conduct controls, and working closely with various business and support functions to ensure a robust compliance control framework. What you’ll do Conducting monitoring and testing including in relation to AML and Market Abuse, as well as conducting Thematic Desk … activities, i.e. PA Dealing, Gifts and Entertainment, Conflicts of Interest oversight and related Register maintenance. Providing training to the business in relation to all Compliance related matters. Support Regulatory change initiatives and projects. Who you are Strong product knowledge covering multiple asset classes with a focus on cryptocurrency, derivatives more »

Our client is a market leading global electronic trading and financial services firm. They are seeking a Compliance Officer (VP - SVP level) in London to work within a flat structure and take the lead on their rapidly growing energy trading businesses. Key Responsibilities: · Advise on compliance requirements more »

Awareness Training Capturing and reporting data protection risks and mitigating action Carrying out data protection monitoring and reviews in academies Maintenance of data protection compliance records Providing advice and guidance on data protection and compliance related enquiries from staff Assisting the Data Protection Compliance Manager and Director … of Risk and Compliance on initiatives and projects Coordinating the review and quality assurance of Federation Policies and key documents Coordinating a comprehensive suite of general compliance training to Head Office and academies Assisting the Director of Risk and Compliance in the management of Federation risk Supporting … the compilation of the Main Trust Compliance Board report and other general compliance documentation more »

A1 Personnel are currently recruiting for a Compliance Office for a perm role on behalf of our client based in Stanford le Hope. Duties and Responsibilities: Maintain the company's Environmental and Quality Management System frame work and ensure ongoing compliance with accredited ISO90001, ISO14001 and any other … ISO standards as applicable. Manage day to day operation of the company's ISO compliance program Collaborate with other functional areas in the investigation and resolution of compliance issues. Maintain an oversight of customer audits and outcomes. Overview of business supplier performance, contractor assessments and external audits Lead … internal audits and compliance assurance reviews Facilitate and host external audits with assessors acting for certified accreditor Management of Activ system and document control. Requirements: Meticulous planning capability and a proactive approach to managing a compliance program Ability to communicate complicated compliance issues at all levels of more »

next few years and with all this growth, all of their IT will be brought in house! You will be the first Information Security Officer within the company working closely with the Head of IT and Data Protection officer, ensuring that security guidance is provided to support the more »

next few years and with all this growth, all of their IT will be brought in house! You will be the first Information Security Officer within the company working closely with the Head of IT and Data Protection officer, ensuring that security guidance is provided to support the more »

We seek to be a trusted partner in the projects of those building tomorrow's world today. About the team: The objective of the Compliance Controls department is to assess and test independently the adequacy and effectiveness of the 1st LOD compliance risk and control framework that the … Business Units (BU) and Support Units (SU) have put in place to mitigate the risks of non-compliance, reputation and misconduct that SG Group is exposed to across its business activities and operations globally. The Compliance Controls team in London is responsible to cover SG Wholesale Banking activities … reviews may cover a wider geography, including France and the EMEA entities. Summary of Key Purposes of the Role: The mission of the UK Compliance Controls Officer is to conduct – primarily but not exclusively - reviews of Wholesale Banking activities in EMEA. The role includes, but is not limited more »

Miryco Consultants is working with a leading Lloyd’s Insurance broker to hire a Compliance Monitoring Officer to join their Central Compliance team. Responsibilities: Provide support in the development of relevant management information. Review reporting and understand regulatory performance. Where any risk indicators are identified, verify the more »

name in the investment management market who have often been seen as the market leader in their space. They are looking for a senior compliance hire to join the London based team. This person ideally would have extensive experience in core compliance tasks and particular PA Dealing. Key … Skills: 8+ years of Compliance experience Regulatory knowledge with regard to OBI's & PA dealing Ability to face off with senior stakeholders and investment teams Excellent communication skills more »

advising them of deadlines by which they must complete their training and advising the Temporary Staffing Manager on workers that have fallen out of compliance for suspension, as per Trust policy. Develop and maintain well working relationships with temporary staff, managers and clinical and non-clinical leads, to ensure … to ensure that training mapping activity takes place acting as subject matter expert for Temporary Staffing in training related matters. Taking ownership of the Compliance mailbox ensuring emails are dealt with promptly and accurately. To analyse gaps and areas of low compliance and take appropriate action with Temporary … to work as part of team in a demanding fast pace environment Desirable Experience of advising on NHS staff terms with a view of compliance Experience of working in Temporary Staffing Service Personal Qualities Essential Ability to advise Trust managers and staff on the relevant policies and procedures pertaining more »

and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support Compliance matters as required. To work principally with the Head of Public Markets Compliance Advisory, and Deputy Head of Group Compliance, and other … members of the Compliance Team - as required, to support the provision of Compliance advice. To track industry developments, for example best practices from trade associations and apply and roll these out within the Business. To assist with the provision of ad-hoc advice to the Public, and Private … networks. To assist with the management of incoming market soundings. To assist with the management of trade restrictions. To assist with the management of Compliance workflows and the integration of a new reg tech system. To manage the addition and removal of entries to Worldcheck and to investigate daily more »

Job summary The post holder will be responsible for the systematic identification, recording, evaluation of risks arising from non-compliance with statutory legislation relating to buildings, plant, services and equipment and implementation of maintenance regimes to minimise the Trust exposure to those risks and identified within the Parameters of more »

as we aim to become the Bank of choice for businesses wishing to transact in the African continent. Job Purpose Working with the Deputy Compliance Manager, the wider Compliance team; and relevant operational departments to ensure the Bank’s compliance to CASS rules. Working closely with Bank … CASS audit and following up on recommendations and exceptions identified by the external auditors. As a senior team member, you will support the wider Compliance team in facilitating the development of a compliance culture which is conducive the minimise the risk of regulatory failure and the resultant reputational … damage. Work on financial crime matters and complete the relevant AML activities as part of the Compliance Monitoring Plan. Skills and Knowledge Required: Languages- French speaking (preference) Relevant qualification – Compliance qualification or LLB preferred. Minimum of 3 – 4 years of relevant industry experience. Good knowledge of the trade more »