2 Permanent Compliance Officer Jobs in Yorkshire

Axon Moore are delighted to be partnered with an award-winning innovative tech consultancy to recruit an Internal Control & Compliance Officer to join their global brand. Operating from 26 locations across the world, they bring together teams of creative experts with diverse backgrounds and experiences, who enjoy working … and learning in a collaborative and open culture and are committed to world-class delivery. Our client is looking to add an Internal Control & Compliance Officer to the Finance function to ensure compliance with the regulations of CFA 2017, SAO, IR35 and OEPI as well as ensuring … internal controls are fit to meet wider compliance with relevant tax legislation and are scalable in line with anticipated business growth. This is an exciting and challenging opportunity for someone who is looking to work in a fast-paced technology consultancy environment. You will be part of an established more »

Inclusive Consulting is delighted to be partnered with our Financial Services client in their search for a diligent and ambitious Compliance Officer based in Leeds City Centre. Our client is a reputable Investment Management firm specialising in Personal and Corporate Finance. Due to an internal promotion, they are … gain your levels 3 through to 6 CISI qualifications as you develop and progress with the firm. You will be reporting directly to the Compliance Monitoring Manager and will regularly liaise with the Regulation and AML teams. This opportunity would ideally suit either an existing Compliance Officer … and 2 days from home. Key Responsibilities: Monitor business risks in accordance with regulatory requirements and internal procedures. Complete tasks in accordance with the Compliance Plan as set out in line with FCA and strategic business objectives. Review and monitor customer complaints where required, complete MI, contribute to Root more »