2 Permanent Financial Institution Jobs in Hertfordshire

Publicly traded Fintech customer is looking for a seasoned Head of Compliance who will be responsible for managing an effective and appropriate financial-related compliance program, anti-money laundering (AML), and counter-terrorist financing (CTF) for the UK market. This position will be responsible for leading, developing, operating, and … maintaining systems and controls to prevent the firm’s products and services from financial crime and risk while meeting FCA regulations. Reducing risks of financial penalty, reporting to regulators, and training employees on compliance-related matters. The position reports directly to the Chief Compliance Officer and will be … managing a small team. AS HEAD OF COMPLIANCE YOU WILL: AML and CTF: Overall responsibility for the effective financial-related compliance, anti-money laundering (AML) and counter-terrorist financing (CTF) systems and controls in the UK. Implementing FCA regulations Maintaining and developing the risk-based approach to AML and more »

the course for their ESG strategy. You'll be tasked with developing and implementing a comprehensive sustainability and ESG strategy tailored to the banks institution's goals and values. This will involve setting clear objectives, identifying key milestones, and prioritising initiatives to support both business growth and risk management … regulatory changes, and emerging best practices. Your role will extend beyond internal operations to include external engagement and representation. As the face of the institution on sustainability and ESG issues, you'll engage with stakeholders, participate in industry forums, and represent the bank publicly, showcasing our commitment to responsible … culture and external messaging. As the leader of the Climate Change Working Group, you'll spearhead efforts to address this critical issue within our institution and beyond. To excel in this role, you'll need: A solid foundation in ESG-focused roles within financial institutions, along with a more »