HeadofCompliance/MLRO - Corporate Finance - £100,000-£120,000 A newly created role based in the London, working for a corporate finance business who are looking for someone to help drive their compliance function forward, and to take on the SMF16 & SMF17 functions for … the UK entity. HeadofCompliance & MLRO (SMF16 and SMF17) The Role Our expanding Corporate Finance client is currently seeking an experienced HeadofCompliance & MLRO to take responsibility for leading the compliance and conduct function and act as MLRO. This senior-level … role holder will be responsible for the design, delivery, and execution ofcompliance, conduct, and financial crime frameworks. Responsibilities Assume the regulatory responsibility of SMF 16 and SMF 17 Assume and retain ownership for the design, development and execution of the Compliance Programme and supporting more »
The Role HeadofCompliance – West End based Brokerage Martis Search are representing a West End based, FCA regulated, privately owned FX Brokerage to hire a “Headof Compliance.” The role sits on the Trading Floor and supports the FX Sales and Trading teams. The … role reports into their Chief Compliance Officer and will manage a small team ofCompliance Analysts. The company are a global FX trading institution, trading Spot/Forward FX, FX Options, as well as bespoke FX Structured Products on behalf of behalf of global Corporate … Institutional clients that need FX solutions. The business is highly profitable, with huge YoY growth. They boast a low turnover of staff, with a genuine family feel. Their offices are stylishly designed and located in the heart of London’s West End. The company have an amazing working more »
Get to know us 🎆 BANXA is a hyper-growth global Payment Services Provider that enables the purchase of digital assets and currencies such as Bitcoin or USDT using traditional currencies, such as Australian Dollars, Euros and Pounds (just to name a few)! Every 15 seconds someone purchases cryptocurrency with … powering global crypto giants, such as OKEX, Metamask and Trust Wallet and in 2024 Banxa UK received the UK FCA registration - joining the likes of Paypal and Bitstamp - and the first firm to do so in 2024! 🚀 Our on-and off ramp product manages the entire value chain to … re a global team spanning across 10 countries, with 4 offices, in Australia, Lithuania, USA & Philippines and are coming to the UK. The majority of the team sits in Melbourne at our Australian headquarters in Cremorne, however our connected and collaborative culture empowers our people to excel no matter more »
HeadofCompliance & Enterprise Risk (ERM), International FMCG/Retail Giant, Excellent Package & Benefits - Central London Background: An exciting opportunity for a HeadofCompliance & Enterprise Risk to join a high-growth retail business with 4000+ stores across UK and Europe, also with offices … in Southeast Asia. They are looking for an exceptional HeadofCompliance based in London to join a growing global dynamic team to support with various priority workstreams and lead across all Enterprise Risk Management (ERM) processes. This role is varied and with that exciting, allowing you … the opportunity to become involved in a variety of projects. You will have input in the scoping and delivery of end-to-end Compliance initiatives and tasks, to drive compliance and improve standards across this rapid growth multinational group. Key Responsibilities: Responsible for all compliancemore »
Greater London, England, United Kingdom Hybrid / WFH Options
Martis Search
The Role HeadofCompliance – Boutique Equity focused Asset Manager - West End based (Multi $Bn AUM – strong potential to become their SMF16 and SMF17) Martis Search are representing a West End based, Equity focused Asset Management company, to hire a permanent “Headof Compliance.” The … COO and supports their small, London based Equity Long Investment team in London, based on the Trading Floor. The company are a true example of a successful, established and “boutique” and “family feeling” type of Asset Management environment. The office is full of intelligent Investment professionals and … motivated, ambitious, collaborative and supportive. They boast a solid £AUM and are looking to further grow this out. The London office is made up of Investment/Trading Managers, Client Services, Marketing and Finance professionals. At present, the COO holds the SMF16 and SMF17 Control functions, but they are more »
tenant referencing and specialist lettings insurance, we thrive on energy, creativity, and a passion for excellence. We are seeking a highly motivated and experienced HeadofCompliance to oversea and enhance our compliance framework in alignment with industry standards and regulations. This role is pivotal in … ensuring that our business operations maintain the highest levels of integrity and ethics in a fast-paced environment. If you're ready to take on a high challenging leadership role in a high-energy environment where your expertise can make a real difference, we want to hear from you. … Apply now and become a key player in shaping the future of Barbon! This role: Carries operational responsibility for ensuring Barbons products and services and how they are delivered are in line with regulatory requirements and the Groups policies and standards, in order to provide positive and fair outcomes more »
HeadofCompliance FTSE 100 multinational business - Excellent Package & Benefits Background: We are representing a cutting-edge FTSE 100 company who are going through transformational change which has created a huge opportunity, as the company will be at the forefront, and fundamental to energy transition to NetZero … the UK. This is a true greenfield site where you can make a real difference across the business. They are looking for an exceptional HeadofCompliance based in the Nottingham region to join a growing dynamic team to support with various priority workstreams and lead across … all compliance processes. This role is varied and with that exciting, allowing you the opportunity to become involved in a variety of projects. You will have input in the delivery of end-to-end Compliance initiatives and tasks, to drive compliance and improve standards across more »
Purpose Responsible for providing and managing a high-quality compliance framework as well as managing a small in-house team. Acting as the firm’s Money Laundering Reporting Officer (MLRO) and holding SMF17. Examples of Key Activities Compliance Oversight Serve as the primary point of contact … for regulatory inquiries and examinations. Keep abreast of regulatory developments and communicate changes to relevant stakeholders. Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies. AML Compliance Serve as the primary point of contact for regulatory inquiries and examinations. Keep abreast of regulatory developments … and communicate changes to relevant stakeholders. Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies. Regulatory Liaison Serve as the primary point of contact for regulatory inquiries and examinations. Keep abreast of regulatory developments and communicate changes to relevant stakeholders. Coordinate responses to regulatory inquiries and more »
Deputy HeadofCompliance London - Hybrid - Payments Circa £85k starting base salary + benefits A global payments firm is seeking a highly skilled and experienced Deputy to the MLRO to contribute to their growing success. This role offers: Report directly and work closely with the Headof Compliance. Substantial autonomy and exposure. A unique opportunity to manage a team. Play a pivotal role in both strategic and operational decisions. Fantastic benefits within an ambitious organisation. Responsibilities: Execute financial crime and compliance responsibilities. Manage a team of 5+. Provide support to the Compliance Director and MLRO in all aspects of UK compliance. Contribute to the monitoring and development of the UK compliance team. Requirements: 5 years' experience or more (desirable). Proficient in AML policies and procedures, including conducting AML checks. Comfortable with second-line-of-defence regulatory more »
Taylor Root is pleased to be working with one of the most exciting and rapidly growing fintech companies in the world to recruit a Group Headof Compliance. The business is approaching unicorn status and has operations in the UK, Middle East and Asia. Their products are … innovative and have helped support entrepreneurs all over the world. Reporting into General Counsel the HeadofCompliance will be responsible for: Acting as the group MLRO Design, implement and lead a robust and commercially focused risk and compliance strategy. Implement and maintain an effective risk … management framework that identifies, assesses, controls and reports on key risks. Build out and manage a team ofcompliance and risk professionals based in the UK and/or on Group level. Managing the firm’s AML and CFT risks and for ensuring processes are in line with more »
Gleeson Logistics are exclusively partnering with an Internationally renowned Retailer in their search for an experienced Headof International Trade Compliance, being one of the UK Leads for all things Import & Export. As the Headof International Trade Compliance, you will lead a … dedicated team, including an International Product Trade Compliance Manager and an Exports Data Team Manager. Working closely with the global Distribution Centres and cross-functional teams, your role will be pivotal in setting strategy, driving compliance, and supporting international expansion. Key Responsibilities Oversee the end-to-end Import … within their fulfilment centres in Ireland, the Netherlands, and across our E-Commerce offerings in the EU, USA, and Australia. Lead the International Trade Compliance Team, including direct management of the International Product Compliance Manager and the Exports Data Team Manager. Drive process improvements across import and more »
THE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory … and various other legal compliance (including AML, ABC, anti-fraud, DPA) advisory, monitoring and ad hoc activities, in particular, by completing delegated tasks and providing cover for the Headof Compliance. Summarising regulatory publications and legal requirements and their impact on the Business, circulating them as appropriate … new and existing regulatory and certain legal requirements (and on any remedial action to address identified existing shortcomings) to business units. Tasks include drafting of new policies and reviewing and updating all existing policies for Board approval, drafting or approving departmental procedures and documentation templates (including Key Facts and more »
THE COMPANY: Our client is an international full-service commercial bank. They are looking for a HeadofCompliance to hold the SMF16 & 17 registers for their London business. THE RESPONSIBILITIES: Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the … compliance framework is regularly reviewed and consistent with all applicable legal and regulatory requirements Keep up to date with applicable legal and regulatory requirements and obligations and ensure these are communicated to the senior management team and business Advise on regulatory requirements of any new business or new … products. Provide compliance, anti-money laundering, financial crime and conduct rules training to the Branch’s management, business heads and other staff Induction training to new joiners. Monitor the Branch’s regulated activities to identify situations in which the Branch has not acted in accordance with its regulatory responsibilities more »
Job Description Headof Risk and Compliance - Retail Bank Our Client is a new challenger bank due to open for business soon in London. They are looking to recruit a Headof Risk and Compliance with at least 5 to 10 years proven track … record of heading up a small UK bank's Risk and Compliance team. The Client will be aiming the bank at the Caribbean community in the first instance, so any experience of working or understanding the Caribbean community and culture would be very handy for this position. … Ability to work under pressure. Must be comfortable working for a small UK based bank in advising the bank and being the first line of defence to safeguard the bank and its strategy. You will be fully conversant with the rules and regulations from the FCA. This is an more »