City Of London, England, United Kingdom Hybrid / WFH Options
DA Financial Trading Recruitment
basic plus discretionary bonus, dependant on experience. Hybrid working, (offices based in city.) You must be working in a similar Compliance / AML /KYC role within the FX / CFD Trading industry to be considered for the role. Key Responsibilities: Utilise your expertise in forex compliance matters to … enforce organisation standards, policies, and procedures. Demonstrate a strong understanding of relevant regulations, particularly AML /KYC requirements. Assist in recommending regulations, policies, and procedures to enhance effectiveness and productivity. Review, enhance, and design policies and procedures to ensure compliance with regulations in the jurisdiction we operate. Prepare quarterly Compliance … Reports to ensure transparency and accountability. Person Specification: Compliance / AML /KYC experience within the FX Trading industry. Strong knowledge of relevant regulations, with a focus on AML /KYC review and documentation. Proven ability to enforce organisational standards effectively. more »
City of London, London, United Kingdom Hybrid / WFH Options
Barbara Houghton Associates
is involved in all aspects of loans, guarantees and international payments (Offshore Account bank related) from documentation, settlement / issuance, administration and CDD /KYC as it operates as a back office and part middle office function. Key responsibilities: Review and negotiation of all loan, guarantee, offshore account and security more »
responsible for conducting / managing AML governance, controls and procedures in accordance with LSAG and FATF guidance / policies, including conflict checks, sanctions checks, KYC/ CDD / EDD procedures, risk assessments, training, record keeping and ongoing monitoring. Duties include: Conducting conflict searches, research and analysis for all new matters … controls in external ongoing monitoring service. Previous conflicts, compliance and / or AML and sanctions experience in a law firm. Good ability to understand KYC/ CDD / EDD regulations and ability to apply the relevant elements in accordance with the firms policies and procedures. more »
and where appropriate changes / introduction of enhancements. Lead the Bank's implementation and periodic review of the suite of financial crime, AML /KYC, anti-bribery and corruption policies and procedures. Ensure customers are classified correctly for AML risk and appropriate due diligence is carried out on the more »
