City Of London, England, United Kingdom Hybrid / WFH Options
DA Financial Trading Recruitment
basic plus discretionary bonus, dependant on experience. Hybrid working, (offices based in city.) You must be working in a similar Compliance / AML /KYC role within the FX / CFD Trading industry to be considered for the role. Key Responsibilities: Utilise your expertise in forex compliance matters to … enforce organisation standards, policies, and procedures. Demonstrate a strong understanding of relevant regulations, particularly AML /KYC requirements. Assist in recommending regulations, policies, and procedures to enhance effectiveness and productivity. Review, enhance, and design policies and procedures to ensure compliance with regulations in the jurisdiction we operate. Prepare quarterly Compliance … Reports to ensure transparency and accountability. Person Specification: Compliance / AML /KYC experience within the FX Trading industry. Strong knowledge of relevant regulations, with a focus on AML /KYC review and documentation. Proven ability to enforce organisational standards effectively. more »
will be partnering with the Relationship management and Compliance Teams to assist with the preparation, development, CDD / EDD review, and approval of the KYC records. You will be required to own and manage regulatory and change projects through to completion and deliver process improvements to better our business. You … will be responsible for ensuring KYC is refreshed for existing clients on a periodic basis. You will be required to provide client lifecycle updates and advisory services and support the front office through their client’s lifecycle journey. You will be required to own and manage remediation projects through … versatile and hands-on candidate who can effectively and proactively manage their diverse workload and deliver high quality results. Whilst a strong background in KYC is required, the role is also focused on executing project work, so there is plenty of opportunity to learn new skills and grow yourmore »
management capacity for hiring and development, resource management, product expertise and all other relevant management responsibilities for the Client On-boarding Function. AML /KYC technical expertise, sound decision making, risk awareness and management experience to support the team. Provision of EMEA wide support, including to Continental Offices where required. … Ensure the functions KYC & Tax regulatory responsibilities are understood with processes and controls established to ensure compliance. Ensuring that the Company complies with the relevant KYC and anti-money laundering legislation, regulation and guidance, including the Money Laundering Regulations 2007, section 6.3 of the FSA Handbook (Senior Management Arrangements, Systems more »
Hybrid Financial Services Contract - negotiable day rate - immediate start A great opportunity for an ambitious Financial Crime freelancer to join the Global FinCrime /KYC Team of a leading Financial Services organisation. What this position will offer you: Ambitious and rewarding function. Work on exciting and global AML /KYC … projects. Flexible working options. Main responsibilities: Support the Global Head of KYC, maintaining and growing AML /KYC frameworks and infrastructure, shaping the company's risk and compliance assessment. Proactively identify emerging risks, ensuring business wide appropriate anti-financial crime conduct. Support wider CTF, ABC, sanctions and fraud initiatives. Develop … experience: 3+ years’ experience freelancing in financial crime in financial services in the UK. Strong, proactive business acumen. Excellent project management and AML /KYC/ CTF knowledge. Willing to excel in a dynamic, challenging environment. If this sounds like you, please click apply or send your CV to more »
execution of the firms AFC framework Ensuring compliance with all applicable Anti-Money Laundering & Terrorist Financing (AML / CTF), KnowYour Client (KYC), Anti-Bribery and Corruption (ABC), Sanctions laws and regulations. Designated Money Laundering Reporting Officer (MLRO, Nominated Officer for the firm, SMF 17 registered holder, point more »
and maintain compliance policies and procedures · Regulatory filing · Financial promotions and marketing compliance reviews · PA dealing · G&E · Compliance training · Client onboarding (AML and KYC) · Ad hoc project work Requirements: · Bachelor's degree in Finance, Economics, Law, or a related field. · Prior experience (3+ years) in a generalist compliance role more »
A global technology consulting and digital solutions client of ours is looking for a Senior Pega CLM /KYC Architect to join their growing team in the UK. Below are more details of the position - Ideal Qualifications Pega LSA Certified 17 + years of total experience 12+ years of Pega … relevant experience 10+ years of Architecture and Design of complex Pega applications experience as LSA including CLM /KYC end to end implementation. Other technologies: J2EE, XML, Oracle, Micro services, Unix, WebSphere, Integrations (SOAP, RESTful, XML, JSON, etc) Should have Indepth Experience in Pega CLM /KYC implementation and architecting more »
Admitted to the bar (or local equivalent) and in good standing or otherwise authorised to practice law. 5+ years’ relevant experience in AML /KYC/ RISK / COMPLIANCE. Previous experience in a similar law firm compliance team or regulated industry. Understanding of SRA Code of Conduct and Proceeds of more »
South East London, London, United Kingdom Hybrid / WFH Options
Global Interactive Marketing On-Line Ltd
and process changes. Feeding into processes and improvements that align with business / commercial needs. Person Specifications: Experience of AML within a regulated sector, KYC analysis of clients and understanding of the customer due diligence process within iGaming / Online Casino industry. Experience in communicating with customers via more »
AML and / or sanctions compliance environment within a law firm. Thorough understanding of AML regulations and requirements in the UK and globally, including KYC/ CDD procedures, transaction monitoring, and suspicious activity reporting. Proven leadership experience, with the ability to motivate and inspire a team to achieve common goals. more »
director induction and onboarding. Support and coordinating director training programme and Board effectiveness reviews Liaise with external auditors and other external parties as required KYC support to other functions Support and coordinate corporate projects of business changes or continuous improvement initiatives, for example, corporate finance transactions, corporate reorganisations or closure more »
and new systems that are implemented within the business Person Specifications: Experience of AML within a regulated sector within iGaming / Online Casino Industry , KYC analysis of clients and understanding of the customer due diligence process. Experience in communicating with customers via Phone and Email (in English) is more »
highest standards Handle client escalations and ensure prompt resolution Review relevant on-boarding due diligence documentation from customers and liaise with relevant department (KYC Team) to ensure completion of the on-boarding process is swift and friction free for the customer. Be fully compliant with Bank’s policies, FCA more »
Manager and their client book of UK & International clients. The successful candidate will support and assist the Client Relationship Manager with Client Account Opening – KYC documentation, general banking, investment management and all client related administration. The Client Services Executive will liaise with internal stakeholders to for purposes of client account more »
tech system. To manage the addition and removal of entries to Worldcheck and to investigate daily flags. To assist with the management of external KYC requests. To assist with updating and drafting policies, procedures and the Compliance Manual,. To support engagement with the Operational Due Diligence Team on visits more »
equality, innovation and professional growth. We are working with an innovative and growing fintech in London who are on the hunt for an experienced KYC Manager to have oversight of and support the KYC/ Onboarding team! To be successful in this role, you will have experience of managing a … team, be highly knowledgeable on KYC processes and procedures, and have lots of experience undertaking UK client onboarding! Responsibilities: Handle escalations from the KYC/ Onboarding team, providing advice and guidance around how to follow regulation and align with best practices Manage the overall KYC process including; processing client cases … and acting as the SME within the KYC/ Onboarding team Support the wider team with completing file reviews including KYC, account opening documentation, administration Sign off on low and medium risk accounts, conducting periodic reviews Co-ordinate and work closely with key stakeholders including the Head of Compliance /more »
responsibilities will include client and 3rd party onboardings on to the Laser Digital platform. Your role will also include assisting on all KYC activities taking place across the first line such as ongoing due diligence and screening. As this is a client facing role, you will be comfortable … onboarding across Trading, Asset Management and Ventures Client outreach, Collection and validation of the data provided in line with policies and risk appetite. Perform KYC, PEP and Adverse News Screening. Review findings and determine proposed risk assessment and escalation where required. Conduct initial due diligence in line with policies and … standards and that cases are questioned and escalated where appropriate. Constantly working on multiple requests and prioritising based on business needs. Periodic review of KYC for all clients Skills, experience, qualifications and knowledge required REQUIRED Degree level education Strong client Management Multi-tasking and prioritisation Motivated and hard working. more »
Legal Investment Analyst - Private Equity Location: London Team: Investment Team Salary: Competitive + Bonus + Benefits WFH: Flexible: 3 days per week office based Reports To: Legal Associate Director Direct Reports: N / A Jon Purpose: The Analyst will be more »
Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid)
LAW FIRM CDD /KYC ANALYSTS – 3 YEARS LAW FIRM EXPERIENCE REQUIRED Ref: 4020D £50K - £55K + good benefits City of London / Hybrid Our client, a leading law firm, is recruiting a new analyst to deal with the Firm’s more complex CDD issues, particularly in relation to companies more »
Senior Sanctions and KYC Analyst | Lloyd's MGA | London / Hybrid | £55 - 65,000 (doe) Finitas are delighted to be partnered with a growing Lloyd's MGA in their search for a newly created Senior Sanctions and KYC Analyst to join their team. Reporting into the Compliance Officer, you will … sanctions strategy and framework. Providing sanctions advice to the business. Carrying out research and provide policy advice on sanctions related issues. Carrying out a KYC risk assessment on new and existing counterparties Contributing to continuous improvement of sanctions and KYC processes. Experience required: Must have 3 years financial crime / … experience. Must have detailed knowledge of sanctions regimes and international licensing, within specific attention to UK, EU or US requirements. Ability to complete a KYC processes. Must be from an insurance background - knowledge of London Market insurers and brokers is essential as well as strong working knowledge of the FCA more »
was founded in 1959. Tradition is currently seeking to appoint an Anti-Money Laundering Analyst to be based within the London office. The AML KYC Analyst is responsible for ensuring a compliance with Anti-Money Laundering regulations. Key responsibilities include: To act as an advisory and control function for the … monthly exception reports and act accordingly Maintain and update the client database (both on excel and CDC) Staying informed about changes in AML and KYC laws and regulations Involvement in Compliance projects as required Set up of tapes for trade queries General Compliance Administration duties Some overseas travel may be … successful in this role: Good Knowledge of Client On-boarding process Good knowledge of related processes such as the KnowYour Customer (KYC) and the Anti-Money Laundering Regulations. Understanding of client regulatory & tax classification – MiFID, FATCA, CRS Understanding of the EU / US / UK Sanctions regime more »
CMC Markets have an exciting opening for KYC/ AML Remediation Officer on a 3 month fixed term contract. You will play a vital role in ensuring the integrity of clients through the highest standards of regulatory compliance, risk assessment, and due diligence within our organisation. Excellent communication skills … Countering the Financing of Terrorism and Financial Sanctions. Provide sufficient cover during other team members’ leave / absence. KEY SKILLS AND EXPERIENCE Relevant experience KYC/ Compliance within financial services is desirable Must have a detailed understanding of KYC and CDD processes and compliance requirements. You have excellent communication skills more »
London, England, United Kingdom Hybrid / WFH Options
Jellyfish
At Jellyfish, we believe in the power of diverse perspectives and inclusive collaboration. We welcome individuals who excel in collaborative, varied teams and value the unique contributions that each person brings to the table. Jellyfish is a global digital marketing more »
in Actimize SAM (TM system) is advantages Strong knowledge in data and related controls required under Transaction Monitoring system, including product types, transaction type, KYC data and related quality and completeness requirements Good appreciation in controls, risk management and audit Good experience in documenting detail in business language and structured more »
