proactive and willing to roll up your sleeves and get stuck in Finance and compliance functions including: Investor communications: - New investor onboarding - Run KYC and AML checks - Investor statements and valuations - Custody of share certificates - EIS administration Finance and compliance - Fund reconciliations in line with CASS - Work with our more »
their job functions. EXPERIENCE REQUIRED: Compliance Generalist with Merchant Banking or Trade Finance experience. Please note that this is NOT a pure AML or KYC position. Experience gained in a financial services / banking environment. Technical ability and knowledge of relevant legislation and the FSA regulatory environment. Experience of compliance more »
all risks in relation to money laundering and terrorist financing. Responsibilities: Day to day customer due diligence (CDD) and knowyour customer (KYC); KYC on suppliers; Performing world-Check, FORCES and media searches; Liaise with Deputy MLRO re: escalated transactions, answering queries as required; Escalating transactions to Paris … completion of escalation form(s) and use of group tools for reporting; Liaise with Sales teams and Line of Defense 1 ( LOD1 ) to obtain KYC/ CDD information, as required; Assist Risk team with CDD particularly the identification of Beneficial Owners; Negative news; PEPs (Politically Exposed Persons); ESR (Environmental Social more »
managing small / medium sized Agile teams, with coaching and mentoring skills You have experience within a FinTech / financial services environment, Payments and KYC knowledge would be great What's in it for you: As a C# Developer / Team Lead you will earn a competitive salary and package more »
managing small / medium sized Agile teams, with coaching and mentoring skills You have experience within a FinTech / financial services environment, Payments and KYC knowledge would be great What's in it for you: As a Technical Lead / Architect you will earn a competitive salary and package: Salary more »
managing small / medium sized Agile teams, with coaching and mentoring skills You have experience within a FinTech / financial services environment, Payments and KYC knowledge would be great What's in it for you: As a Technical Lead / Architect you will earn a competitive salary and package: Salary more »
Permanent DevOps Engineer - Hybrid - London based My client, a leading Anti Money Laundering /KYC company are looking for an Azure DevOps Engineer to join their team on a permanent basis. They are looking for someone with the experience below: Azure Kubernetes (AKS) Terraform CI / CD pipelines. You will more »
of complex information. Demonstrated expertise in UK iGaming risk management and fraud prevention. Capable of working autonomously and making independent decisions. Confident in conducting KYC, due diligence, and AML checks. Familiarity with safer gambling procedures and Gambling Commission requirements. more »
is the appointed Compliance Officer. · Provide support, as required, to other Compliance Officers in the Group on regulatory returns and other reporting. · Provide licencing, KYC and sanctions guidance and advice to the Group’s businesses and departments. · Support the Group Risk & Compliance Director and Group Compliance Manager in the maintenance more »
loan, building successful working relationships with brokers, solicitors and valuers. Understand and assess credit reports, documentation relating to verification of employment / self-employment, KYC and valuation reports. Have the confidence to approve / decline applications in line with policy and to effectively communicate your decision to interested parties. more »
tech system. To manage the addition and removal of entries to Worldcheck and to investigate daily flags. To assist with the management of external KYC requests. To assist with updating and drafting policies, procedures and the Compliance Manual,. To support engagement with the Operational Due Diligence Team on visits more »
a ‘build-out’ and ‘roll-out’ the Oversight program, ensuring that a board range of risks and controls are managed, including the areas of: KYC/ KYB, Governance, EWRA, AML / CTF, Sanctions, Fraud, Transaction Monitoring, Information Security, Complaints, Card Scheme rules (Mastercard and VISA), Marketing and Promotional material, etc … adopting a risk based approach. Experience Oversight / Supervision of Agents / Distributors with strong foundational knowledge of key elements including Customer Due Diligence (KYC/ KYB / Onboarding), Transaction Monitoring. Excellent analytical, organisational, and reporting skills. Ability to interpret and apply regulatory requirements in a business context. Proactive, with more »
Our client, a leading organization in finance, technology and financial news sector, is looking for diligent, highly motivated and talented KYC Client Onboarding Analyst to join their dynamic KYC department. This a 12-month temporary contract with an immediate start date based in the City of London. This is an … exciting opportunity to contribute to their thriving KYC function and play a pivotal role in the on-boarding and maintenance of corporate and professional clients. The role will include onboarding new clients, conducting periodic reviews based on significant events, and analyzing corporate structures to ensure compliance. You will be … related approvals. Engage directly with clients in EMEA region and assist with client queries. Requirements: At least 2-4 years of experience in KYC/ AML. Knowledge of standard Anti-Money Laundering (AML) prerequisites, including JMLSG (Joint Money Laundering Steering Group) guidelines and Money Laundering Regulations. Experience of analysing more »
responsibilities will include client and 3rd party onboardings on to the Laser Digital platform. Your role will also include assisting on all KYC activities taking place across the first line such as ongoing due diligence and screening. As this is a client facing role, you will be comfortable … onboarding across Trading, Asset Management and Ventures Client outreach, Collection and validation of the data provided in line with policies and risk appetite. Perform KYC, PEP and Adverse News Screening. Review findings and determine proposed risk assessment and escalation where required. Conduct initial due diligence in line with policies and … standards and that cases are questioned and escalated where appropriate. Constantly working on multiple requests and prioritising based on business needs. Periodic review of KYC for all clients Skills, experience, qualifications and knowledge required REQUIRED Degree level education Strong client Management Multi-tasking and prioritisation Motivated and hard working. more »
that encourages equality, innovation and professional growth. The role As an Onboarding Advisor, you will be part of a dedicated team responsible for conducting KYC checks and risk assessments on new business and personal customer applications. Collaborating closely with the Compliance and Risk departments, you'll ensure that new customers … opening documentation, admin, and system activation, and approve Low and Medium risk accounts. Collaborate with sales teams (and occasionally customers) to obtain necessary KYC documentation. Assist and guide business and personal customers in understanding terms, conditions, and required KYC documentation. Maintain high-quality KYC files and perform associated … a keen awareness of fraud typologies and identify inconsistencies during onboarding, escalating accounts with financial crime concerns. What are we looking for? Understanding of KYC, CDD / EDD requirements, and AML regulations. Proficiency in MS Office (Word, Excel, Outlook). Strong organizational and time management skills. Excellent communication and interpersonal more »
for card issuing and acquiring services, ensuring alignment with the company's vision and customer needs. Understand and manage the entire payment cycle, including KYC (KnowYour Customer), AML (Anti-Money Laundering), PEP (Politically Exposed Persons) checks, reconciliation, and fraud monitoring. Analyze and comprehend the business models of … fintech or banking industry, with a strong focus on card issuing and acquiring. Understanding of the end-to-end payment cycle, including regulatory checks (KYC, AML, PEP) and fraud monitoring. Experience working with card schemes and a solid grasp of their operational and compliance requirements. Proven ability to work independently more »
sources. Interacting with Sales team, LATAM team and other major stakeholders to update them on the progress of client on boarding. Customer and account KYC and AML records and perform on-going monitoring. A remediation of customer files to ensure information and documentation is correct and current. Evaluating the adequacy … comprehensiveness, and effectiveness of the Company’s Account Opening and KYC procedures. Monthly management information on account opening. Compliance in other ad-hoc matters including but not limited to drafting procedures, training and other matters arising from time to time. What we’re ideally looking for: Knowledge of UK AML … /KYC regulatory requirements Knowledge of UK AML /KYC regulatory requirements Passion for for research and detail-oriented Excellent interpersonal skills, and a good sense of team goals Strong analytical, communication (written and verbal), and observational skills English language skills, an additional language such as Spanish or Portuguese would more »
boarding and ongoing review stages under the guidance of QC / Head of CDD. Working alongside Relationship managers / Compliance Department, compile and complete KYC pack for both onboarding and ongoing clients. Working on various entity types such as Trust, Foundations, LLPs, LLC, Funds / Hedge Funds, Charities, SPV / … SPE, and complex ownership structures. Ensure detailed and accurate audit trails are maintained in all cases starting from the initial KYC to full completion. Ensure customer details and accounts are set up on all applicable systems and spreadsheets once KYC has been completed. Carrying out MiFID classifications on new, ongoing … clients in accordance with the product and client type. Ensure the AEoI information is accurately recorded and that appropriate rationales are applied to KYC packs and customer accounts. Following up with clients in a timely, effective, and professional manner. Additional duties may include various business requirements requested. Must more »
The Role Transitions Officer – Custody Client Services Junior (with either 1-2-year’s Client Services, or Settlements, or KYC Client Onboarding experience) Martis Search is representing a global City of London Bank, to hire a permanent "Transitions Officer – Custody Client Services Junior (with either 1-2-year’s Client … Services experience).” Our client is looking for someone with either 1-2- year’s Client Services, or Equity & Fixed Income Settlements, or KYC Client Onboarding experience (who wants to work in Transitions / Client Services and is client-facing in their current role / likes to be in their … and management of appropriate tax documentation required for clients Coordinate the completion of legal documentation To be involved as required in any ongoing KYC and AML documentation requirements Organise and attend client visits, document call reports and meetings and identify and follow up on any issues raised as a more »
to address identified risks effectively. Compliance Oversight: Ensure compliance with relevant regulatory requirements, including Anti-Money Laundering (AML) laws, KnowYour Customer (KYC) regulations, and sanctions screening. Monitor regulatory developments and updates to ensure ongoing compliance and adapt processes accordingly. Training and Awareness: Develop and deliver comprehensive training … preferred. Extensive experience (typically 8+ years) in financial crime prevention, compliance, or related fields within the financial services industry. Strong knowledge of AML /KYC regulations, sanctions screening requirements, and other relevant financial crime laws and regulations. Proven leadership experience, with the ability to effectively manage and develop a team more »
You will be part of the Credit function which is responsible for all aspects of credit risk management including pre-deal counterparty assessments, counterparty KYC and sanctions checking, contractual and credit support negotiations, portfolio credit exposure management (including mitigation), default probability assessments, and credit risk capital assessments. Key Role Responsibilities … As part of the Credit & KYC team, the Credit Risk Manager will be responsible for: Managing autonomously credit risk related requests primarily from the UK and US offices overseeing risks, rating, limit and mitigation assessments for new and existing counterparties. Direct involvement in the review process and write-ups will … to degree level or equivalent professional qualification. Excellent financial, qualitative and credit analysis skills. Good negotiation skills and understanding of contractual frameworks. Understanding of KYC and AML processes and requirements is a plus. Fluency in English – both written and verbal compulsory. Fluency in another language will be a strong advantage. more »
join their team in the Dubai to the Middle East. Revolutionizing the landscape of financial crime risk management through state-of-the-art SaaS KYC and AML platform. Their end-to-end solution empowers clients to effectively screen and monitor against sanctions watch-lists, PEPs, Adverse Media, Criminal Convictions … satisfaction. Requirements: · Proven Experience: Demonstrated success in business development within the financial services or technology sector. · Industry Knowledge: Familiarity with financial crime risk management, KYC, AML, and related regulatory landscapes. · Strategic Thinker: Ability to devise and execute effective business development strategies. What Sets Them Apart: · Passion for Innovation: An enthusiasm more »
Ventures. Your responsibilities will include client and 3rd party onboardings on to the client platform. The role will also include assisting on all KYC activities taking place across the first line such as ongoing due diligence and screening. As this is a client facing role, you will need to … for someone looking to join the digital assets industry and willing to learn. This would be an ideal role for a candidate with some KYC/ CDD experience looking to develop a career in this field. Role Responsibilities Responsible for Client & third party onboarding across Trading, Asset Management and Ventures … Client outreach, Collection and validation of the data provided in line with policies and risk appetite. Perform KYC, PEP and Adverse News Screening. Review findings and determine proposed risk assessment and escalation where required. Conduct initial due diligence in line with policies and procedures Escalate issues to the Client Onboarding more »
and procedures to ensure compliance with applicable laws and regulations, including but not limited to anti-money laundering (AML), knowyour customer (KYC), and sanctions regulations. Conduct regular compliance risk assessments and implement controls to mitigate identified risks. Provide guidance and training to employees on compliance-related matters. … roles within the financial services industry, with specific experience in trade finance preferred. In-depth knowledge of relevant regulations and standards, such as AML, KYC, and sanctions. Strong understanding of trade finance products and services. Excellent communication and interpersonal skills, with the ability to effectively interact with stakeholders at all more »
Business Development Manager / Director - KYC/ B - AML- IDV - EMEA London Our client is a market leading provider of KYC/ B software on a global scale Established across the EMEA region - they are currently looking for a new business hunter to join their very successful team. The successful more »
