Senior Business Analyst – MiFID, EMIR, IT Senior Business Analyst is required to join a well-known financialmarkets business. This is a permanent position (hybrid – 3 days in office), based in London and offers a competitive package. Working closely with the Head of Business Analysis, you will lead a small … team of BA’s working in the post trade clearing area of the business. The main focus will surround regulations such as MiFID and EMIR, and cover technology focused projects. Key requirements: Proven experience as a Senior BA inFinancialMarkets Experience in regulation, specifically MiFID and EMIR Experience in … global financialmarkets brand. If you feel like you match the above and would like to hear more, please apply within. Senior Business Analyst – MiFID, EMIR, IT Kite Human Capital – Hire Better We are unashamedly focused on working with only the best people, who care about customer value and maintain more »
step into such a position. There is a heavy preference for this person to have knowledge of Regulations such as EMIR 2.0/30, MIFID II or BoE regulations. more »
House, Exchange, Member Firm or the ETD department within a bank. Previous line management experience would be beneficial Knowledge of EMIR 2.0/30, MIFID II and BoE regulations would be an advantage Services offered by Computappoint Limited are those of an Employment Business and/or Employment Agency inmore »
plus experience of working within a sales, relationship management or commercial role Experience of selling data solutions into the buy side community Exposure to MIFID, PRIIPs, SFDR Regulations Kite Human Capital – Hire Better We are unashamedly focused on working with only the best people, who care about customer value and more »
Asia. Department Overview: The Operations Transaction Reporting Team is responsible for overseeing the daily Transaction Reporting processes, which include transaction reporting to the FCA (Mifid II), SFTR, EMIR and HKMA. The team works closely with the New Business team, Regulatory Technology, Regulatory Affairs and Compliance to ensure that any improvements … weaknesses in the current process by reviewing current reporting logic and data integrity testing. Additionally, to execute the test plans for system enhancements for MIFID II, SFTR, HKMA & EMIR. The candidate will report into the Head of Transaction Reporting. Key Responsibilities & Tasks: EMIR Refit Definition and execution of EMIR Refit … EMIR Refit reconciliations and control framework Definition and documentation of EMIR Operational processes BAU: Oversight and control of the BAU Transaction Reporting obligations including Mifid II, SFTR, HKMA and EMIR Manage work-stream deliverables and support project leads Monitor progress against program plans and milestones, identify actual and potential delays more »
out populations of alerts from either e-communications or trade surveillance platforms; familiarity with a range of surveillance vendor technologies; knowledge of MAR and MiFID II regulation; significant technical knowledge of one or more wholesale banking asset classes; working with trade and order transactional data; tuning lexicons and machine learning more »
of value. In this role you will ensure compliance with all regulatory, tax, and corporate rules demonstrating relevant regulation knowledge to include UCITS and Mifid II which are crucial. You will also be experienced in comparing and contrasting investment solutions against competitors, market developments, and customer and adviser feedback, as more »
Greater London, England, United Kingdom Hybrid / WFH Options
Martis Search
very strong understanding of Compliance Retail and Institutional offering for Funds offering in UK and Europe, with extensive knowledge of the FCA rule book, Mifid rules, as well as UCIT’s funds. The whole team work together in the office x 5-days a week, however everyone can work remotely … creating and managing compliance controls/testing, reviewing marketing materials, managing/submitting regulatory filings Familiarity with EU and UK rules, including UCITS and MiFiD Understands the team is lean and must be hands on and prompt for urgent deliverables Benefits Contributory Pension; Remote working during July and August plus more »
which effect the Capital Markets sector. Experience or practical application of regulatory frameworks including but not limited to FCA Handbook (COBS, SYSC AND CASS), MIFID II, Financial Crime rules, and ICAAP/ICARA regulations. Proven track record in developing and embedding operational risk frameworks. Excellent written and verbal communication skills more »
Sound knowledge of related processes such as the Know Your Customer (KYC) and the Anti-Money Laundering Regulations. Understanding of client regulatory & Tax classification – Mifid, FATCA, CRS Understanding of the EU/US/UK Sanctions regime Understanding of the Anti-Bribery requirements Exposure to Give up agreements Basic FCA more »
City of London, London, United Kingdom Hybrid / WFH Options
Barbara Houghton Associates
financial services business. Advanced IT skills, specifically MS Excel, preferably VBA and SQL Knowledge in OTC financial products, Client Assets (CASS) rules, EMIR and MIFID Sound working knowledge of financial services, banking operations, dealer/brokerage operations. CISI IOC Qualification or equivalent Knowledge of Clearstream Xact platform, Euroclear or similar more »
expiry experience. An understanding of the CASS rules and how they are applied to Exchange Traded Derivative. An understanding and experience of transaction reporting (MIFID and EMIR) from both a client and delegated perspective. Vendor management experience (both back office and front office relationships). The ability to form relationships more »
experience Settling Fixed Income trades through a Custodian using Swift MT541 and MT543 messages Some knowledge of the reporting requirements for EMIR, SFTR and MiFID/MiFIR and the dynamics of trade repositories in this role Understanding the different formats that data can be configured in and being able to more »
and other indicators to detect irregularities and anomalies. Stay updated on regulatory requirements and ensure that trading activities adhere to relevant regulations such as MiFID II, Dodd-Frank, and others. Collaborate with compliance, legal, and risk management teams to address any issues or concerns related to trade surveillance. Generate reports more »
is a long-term contract role, a great opportunity! The following skills/experience is essential: Strong Business Analyst background Strong Regulatory Reporting (ideally MiFID) Technical background (SQL, VBA, etc) Understanding of programming languages Excellent communication skills Rate: Up to £625/day Duration: 12 months + Location: London If more »
in data-driven environments A strong communicator, who is well-versed in managing external stakeholders Familiarity with rules and regulations in the industry, including MIFID II, GDPR, Suitability, and SMCR Qualifications such as PMP, Prince2, Lean Six Sigma, and CFA are advantageous Benefits: A salary ranging from more »
Greater London, England, United Kingdom Hybrid / WFH Options
Credit Suisse
initiatives, and tasks on time. Complex processing abilities will be required which includes Asset Servicing voluntary election process, Asset Reconciliation, Projects, and Regulatory Submissions (MIFID II Transaction Reporting/PTT, EMIR, SFTR, CMAR and related Cass Governance) are the specific focus areas of the local Ops team. Knowledge of the more »
client portfolio Scopes client engagements and projects and effectively prices potential work Drafts external publications and speaks at conferences and events Detailed understanding of MiFiD II, AIFMD, (knowledge of UCITS would be advantageous) and other relevant European and/or US Regulations Review and sign off compliance manuals to a more »
e.g. workstream meetings, steering committee updates) Participate in the testing cycle and own the resolution of defects pertaining to requirement and design clarifications using MiFID reporting systems and processes to ensure accuracy, reliability, and adherence to regulatory standards. Qualifications/Skills Required: Hands on experience with business analysis infinancial … services- ideally a Buy-side Business Analyst exp. in regulatory reporting space- MiFID/MAS exp. desirable Strong Technical Background with an understanding of programming languages, i.e. Java, C# Experience with various methodologies including waterfall or agile Excellent attention to detail and interpersonal skills Strong analytical and problem-solving skills more »
This is an excellent opportunity with Projecting Group working directly with one of our global Fintech clients. We are currently looking for an MiFID Transaction Reporting Specialist to manage MiFID Transaction Reporting (RTS22) submissions, assist with regulatory submissions (MiFID Trade Reporting, EMIR, SFTR, etc.), and handle future transaction-based regulatory … transaction-based regulatory requirements, ensuring compliance and effective reporting. Requirements Main tasks will include: Responsibility for the daily production, delivery and oversight of RLAMs MiFID Transaction Reporting BAU submissions Undertake the associated BAU assurance activities in collaboration with compliance and RLAMs assurance partner. Carry out remediation work as required where … change environment. Participate in internal and external audits and regulatory inspections in relation to the firms reporting obligations. Youll also need: Strong knowledge of MiFID Transaction reporting obligations Knowledge of at least one of the following additional regulatory submissions: MiFID Trade Reporting (RTS1/2), SFTR, EMIR, AIFMD Prior experience more »
Greater London, England, United Kingdom Hybrid / WFH Options
Martis Search
The Role Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for more »
verbal communications skills Highly advantageous but not essential: Understanding of futures (especially LME), options or other exchange traded derivatives Experience of regulatory reporting (eg MIFID, EMIR) Advantageous: REST API experience including deployment, security and orchestration Web frameworks (eg React, Knockout and JQuery) Windows Forms (WinForms) and WCF Azure DevOps for more »
advisory capacity in an investment, commercial, or wholesale bank Good knowledge of Debt Capital Markets and/or private finance markets Good knowledge of MiFID II and IB Conduct rules Strong teamwork credentials, while also being able to work independently Candidates must be based in the UK with full and more »
