1 to 25 of 32 Remote MiFID Jobs

global investment banks, asset managers, and financial market infrastructures. Provide thought leadership on emerging technologies (e.g., AI, cloud, data platforms) and evolving regulatory frameworks (e.g., Basel III/IV, MiFID II, DORA, EMIR). Design and implement target operating models, digital strategies, and change roadmaps. Manage and mentor project teams, ensuring delivery excellence and career development. Support business development activities More ❯

global investment banks, asset managers, and financial market infrastructures. Provide thought leadership on emerging technologies (e.g., AI, cloud, data platforms) and evolving regulatory frameworks (e.g., Basel III/IV, MiFID II, DORA, EMIR). Design and implement target operating models, digital strategies, and change roadmaps. Manage and mentor project teams, ensuring delivery excellence and career development. Support business development activities More ❯

ability to influence and deal with senior individuals. Knowledge of the UK/EU regulatory environment, including the familiarisation with: FCA Handbook: SYSC COLL FUND MAR UCITS AIFMD MAR MiFID II Skills we’d love to see/Amazing Extras: Strong understanding of the trade life cycle in asset management Excel proficiency, with bonus points for SQL or Python To More ❯

ability to influence and deal with senior individuals. Knowledge of the UK/EU regulatory environment, including the familiarisation with: FCA Handbook: SYSC COLL FUND MAR UCITS AIFMD MAR MiFID II Skills we’d love to see/Amazing Extras: Strong understanding of the trade life cycle in asset management Excel proficiency, with bonus points for SQL or Python To More ❯

the front-to-back risk management framework. This includes an understanding of non-financial risks (e.g., operational risk, conduct risk). Experience contributing to large regulatory remediation programmes (e.g., MIFID, Brexit, FRTB, T+1 accelerated settlement, Consent Order). Experience working on aspects of global reporting remediation programmes such as CFTC and EMIR Refit. Solid understanding of how technology architecture supports More ❯

Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting Talents need for success Experience in Agile/scrum methodology, including defining a minimal viable product and prioritising appropriately. Knowledge of financial services operations … Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting. How We Work: Delta Capita is an equal opportunity employer. We positively encourage applications from suitably qualified and eligible candidates regardless of age, colour More ❯

Logic Apps, Cosmos DB, Blob Storage, Service Bus). Familiarity with Order Management Systems such as ThinkFolio, Aladdin, Portware, or Fidessa. Knowledge of implementing regulatory and compliance frameworks (e.g., MiFID II, UMR, BCBS). Excellent communication skills with the ability to engage both technical teams and business users. Exposure to DevOps practices including CI/CD pipelines and Infrastructure as More ❯

Regulatory Categories: SMCR Category This role is identified as a certified role and is therefore subject to the relevant Senior Manager and Certification Regime Rules set by the FCA. MiFID II - Staff giving information about investment products, investment services or ancillary services It is essential that you hold or are working towards the following list of qualifications (or equivalent). More ❯

regulatory reporting requirements in your area of responsibility are fully understood and delivered on time. Ensure that the Bank complies with the CASS provisions and regulatory reporting requirements under MiFid II. Promote and maintain a culture and environment that will facilitate the realisation of the Banks strategy, ensuring that high standards of corporate governance, financial and risk management and control More ❯

of 2nd line risk functions and the three lines of defence model. Professional compliance or risk certification (e.g., ICA, IRM, CRCM). Knowledge of relevant regulatory frameworks (e.g., COBs, MiFID II). And any experience of these would be really useful: Self-Invested Pension products Stockbroking products Investment management knowledge About working for us Our focus is to ensure we More ❯

fintech, financial services, investment or similar products. Experience working and leading with cross-functional, globally located teams. Familiarity with UK/EU regulatory regimes applicable to financial instruments (including MiFID, EMIR, AIFMD) and crypto assets (e.g. MiCA, AMLD). Comfortable challenging the status quo and preconceived notions of what is possible; confidence giving advice on novel products in areas of … license applications for spot and derivatives expansion in major jurisdictions. Experience analyzing the regulatory status of crypto assets and whether they may qualify as regulated financial instruments (e.g. under MiFID). Experience of advising on cross-border licensing requirements, safe-harbors and creating client classification procedures. Strong negotiation skills and ability to review and negotiate financial agreements (e.g. prime brokerage More ❯

responsibilities include: Governance and oversight of E-Trading businesses across Markets, which includes annual attestation/review of key E-Trading documentation, and Market Access Rule for the US (MiFID II Annual Self-Assessment in EMEA) Project management of key markets-wide E-Trading initiatives and remediation of corrective actions arising from Regulatory and Internal Audit findings. Real-Time Monitoring … and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including preparation of responses to findings and corrective action plans (as needed). Role Overview : Coordinate the MIFID II Annual Self-Assessment (ASA) on behalf of the Business and other First Line functions and provide expert guidance and support to first line functions during reviews of the ASA … E-Trading experience preferably in a controls or trading related role (Trader/Desk Assistant, Middle Office, Compliance, Audit) Knowledge of E-Trading regulation and guidance Experience with the MIFID II annual self-assessment preferred Consistently demonstrates clear and concise written and verbal communication skills Excellent problem solving skills Ability to see the big picture with high attention to critical More ❯

and maintain a proportionate and robust compliance framework aligned with business activity, FCA expectations, and best practice. Ensure compliance with the FCA Conduct Rules, SYSC 6.1.23R, and all applicable MiFID obligations. Oversee the firm’s regulatory permissions and ensure they are appropriately mapped to current and future operations. Maintain responsibility for ensuring all personal data is processed in accordance with … Requirements: Previous FCA approved SMF16 experience is essential. Extensive experience in regulatory compliance within financial services preferably within banking, retail finance, or digital platforms. Deep understanding of FCA rules, MiFID, EMIR, PSD2, SYSC, and conduct frameworks. Proven ability to build and maintain a comprehensive second-line control environment. Strong leadership skills, with a track record of developing high-performing compliance More ❯

and maintain a proportionate and robust compliance framework aligned with business activity, FCA expectations, and best practice. Ensure compliance with the FCA Conduct Rules, SYSC 6.1.23R, and all applicable MiFID obligations. Oversee the firm’s regulatory permissions and ensure they are appropriately mapped to current and future operations. Maintain responsibility for ensuring all personal data is processed in accordance with … Requirements: Previous FCA approved SMF16 experience is essential. Extensive experience in regulatory compliance within financial services preferably within banking, retail finance, or digital platforms. Deep understanding of FCA rules, MiFID, EMIR, PSD2, SYSC, and conduct frameworks. Proven ability to build and maintain a comprehensive second-line control environment. Strong leadership skills, with a track record of developing high-performing compliance More ❯

be at the forefront of transformative projects. Your primary focus will be on: * Regulatory Analysis: Dive deep into regulatory requirements and ensure our processes align with mandates such as MIFID II, EMIR, CFTC, and SFTR. * Data Analysis: utilise data-driven insights to support decision-making and identify opportunities for improvement. * Technical Analysis: Collaborate with technology teams to define and build More ❯

as banks, asset managers, or exchanges. Proven experience supporting long sales cycles and navigating enterprise procurement processes. Familiarity with industry standards and frameworks such as ISO 27001, SOC 2, MiFID II, GDPR, or cloud governance in regulated industries. Skills & Competencies: Excellent communication and presentation skills, with the ability to simplify complex concepts for technical and non-technical stakeholders. Ability to More ❯

as banks, asset managers, or exchanges. Proven experience supporting long sales cycles and navigating enterprise procurement processes. Familiarity with industry standards and frameworks such as ISO 27001, SOC 2, MiFID II, GDPR, or cloud governance in regulated industries. Skills & Competencies: Excellent communication and presentation skills, with the ability to simplify complex concepts for technical and non-technical stakeholders. Ability to More ❯

work flexible hours including on-call and shift support Bilingual: Fluent in both Japanese and English (Business level or higher) 【Preferred Qualifications】 Experience with financial regulations and reporting (e.g., MiFID II, EMIR, SFTR, BoE, JFSA) Strong knowledge of Windows OS and SQL Server operations Calm and flexible approach to handling urgent or high-pressure situations **Visa sponsorship may be considered More ❯

work flexible hours including on-call and shift support Bilingual: Fluent in both Japanese and English (Business level or higher) 【Preferred Qualifications】 Experience with financial regulations and reporting (e.g., MiFID II, EMIR, SFTR, BoE, JFSA) Strong knowledge of Windows OS and SQL Server operations Calm and flexible approach to handling urgent or high-pressure situations **Visa sponsorship may be considered More ❯

will have you focused on transaction reporting which will include the preparation, reconciliation, and analysis of transactions. If you have prior or current knowledge of regulatory frameworks such as MiFID II, EMIR, or FCA regulations, then this would be an advantage. Why You Will Love It Here! Flexibility: Hybrid Work Model Your Future: Professional Development Reimbursement including access to SS More ❯

Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting An understanding of the competitive landscape in Trade Reporting along with associated technology and trends is beneficial Leadership competencies for this level include Strategic More ❯

This is a fantastic opportunity to join a a leading crypto exchange and MiFID II regulated Trading Venue in Europe, offering cryptocurrency derivatives! Your mission As a Senior Core Compliance Officer, your role will be to support the business and day to day operations by undertaking Compliance oversight activities to ensure the trading platforms (digital assets and derivatives for institutional … Strong analytical and organisation skills. Excellent interpersonal, communication and stakeholder management skills. Additional Information Fluency in English and another European language is preferable. Experience in cryptocurrency and/or MiFID II highly beneficial. We are not able to provide visa sponsorship for this position. This is not a 9-5 role - it is a fast-paced environment! Benefits We are More ❯

This is a fantastic opportunity to join a a leading crypto exchange and MiFID II regulated Trading Venue in Europe, offering cryptocurrency derivatives! Your mission As a Senior Core Compliance Officer, your role will be to support the business and day to day operations by undertaking Compliance oversight activities to ensure the trading platforms (digital assets and derivatives for institutional … Strong analytical and organisation skills. Excellent interpersonal, communication and stakeholder management skills. Additional Information Fluency in English and another European language is preferable. Experience in cryptocurrency and/or MiFID II highly beneficial. We are not able to provide visa sponsorship for this position. This is not a 9-5 role - it is a fast-paced environment! Benefits We are More ❯

plus years of business analysis experience in an Investment Bank (or consulting within an Investment Bank) Experience of delivering regulatory projects (and in particular Transaction Reporting within MiFID) would be an advantage. Ability to build relationships across a global organization, build trust and influence internal and external stakeholders Strong communication skills (English at a minimum), both written and verbal If More ❯

plus years of business analysis experience in an Investment Bank (or consulting within an Investment Bank) Experience of delivering regulatory projects (and in particular Transaction Reporting within MiFID) would be an advantage. Ability to build relationships across a global organization, build trust and influence internal and external stakeholders Strong communication skills (English at a minimum), both written and verbal If More ❯