Compliance Officer
Leeds, West Yorkshire, Yorkshire, United Kingdom
Hybrid / WFH Options
Hybrid / WFH Options
INCLUSIVE CONSULTING
and is only a few minutes walk from the station. This opportunity is offered on a hybrid basis, working 3 days in the office and 2 days from home. Key Responsibilities: Monitor business risks in accordance with regulatory requirements and internal procedures. Complete tasks in accordance with the … review financial promotions prior to publication and make recommendations as necessary to meet regulatory guidance, as required. Monitor Training & Competence arrangements throughout Head Office and Branches. Update and maintain a working knowledge of the FCA Conduct of Business rules. To ensure that all reports of regulatory breaches are … years compliance, or 3 years administration experience within financial services or a similar regulated industry. Knowledge of FCA regulations. Good use of MS Office applications (Word/Excel/Outlook). Ability to adapt and use own initiative. Good attention to detail and accuracy. Whats on offer: Salary more »
Employment Type: Permanent, Work From Home
Salary: £35,000
Posted: