3 Monitoring Analyst Jobs in the UK excluding London

Waterhouse-Kern Associatea are delighted to be working with a leading FS client to find a Compliance Monitoring Analyst on a contract basis for 3 to 6 months. Job purpose: The main objective of the Compliance Monitoring Analyst is to support all aspects of ‘second line … of defence’ compliance including thematic review work, compliance monitoring and interfacing with the business. What you'll be doing: You will play a supporting role in the day-to-day running of the Compliance Quality Assurance function in the Compliance Monitoring Team. Carrying out required monitoring reviews … within scheduled timescales. Producing high quality monitoring reports, suggesting remedial action where required and tracking issues to closure. Producing monthly QA MI for the Head of Compliance to review on an on-going basis. Providing constructive feedback development points to other business functions to drive a positive compliance culture more »

Job DescriptionCompany - Investment Bank Role - Compliance Monitoring and Testing AnalystLocation - LondonHybrid Responsibilities/AccountabilitiesContribute to second line monitoring activity and completion of the monitoring annual plan, ensuring the firm can demonstrate it is meeting its regulatory obligations.With oversight, responsible for performing the ongoing review, management and testing … of regulatory and operational risks and controls.Assist in the review and updating of the Compliance Monitoring Plan.Completion of the Risk and Control Self-Assessment process across all areas of the business.Perform root cause analysis on any operational risk events that occur.Assist with Corporate Finance file reviews.Given size of firm … the Head of Compliance to assist with ad-hoc Compliance Projects in relation to regulatory matters, oversee effectiveness of the control framework.Use findings from monitoring activity to enhance Compliance policies and procedures and identify areas for further review.Contribute to Compliance management reports to be submitted to the Executive Committee more »

and confident individual who is looking to be part of a fast growing financial services business. Job purpose: The main objective of the Compliance Monitoring Analyst is to support all aspects of second line of defence compliance including thematic review work, compliance monitoring and interfacing with the … youll be doing You will play a supporting role in the day-to-day running of the Compliance Quality Assurance function in the Compliance Monitoring Team. Carrying out required monitoring reviews within scheduled timescales. Producing high quality monitoring reports, suggesting remedial action where required and tracking issues … skilled in the preparation of excel spreadsheets which will produce charts and data for reporting purposes. You should have experience of carrying out internal monitoring, producing comprehensive reports and advising on remedial action where necessary, tracking issues to closure. Previous experience in a Consumer Credit Compliance environment, with proven more »