26 to 50 of 146 Permanent Regulatory Change Jobs

team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring that Moneyfarm and Profile Pensions meet their day to day regulatory responsibilities As part of the Risk Management Function, you will work closely with colleagues to make sure that all regulatory risks are identified … 1st Line of Defence in embedding best practice in relation to MI and Governance by providing insightful recommendations Identifying, assessing, measuring and managing all regulatory risks to which the firm is exposed; Assisting the business by providing advice, answering questions and responding to requests Evaluating the impact of material … changes or exceptional transactions on the firm's institution's and group's risk profile; Monitoring regulations and regulatory change as well as industry best practice and updating our Horizon Scanning tracker as appropriate Producing Board risk and compliance reports on a quarterly basis as well as ad more »

business operations. Evaluate existing systems, processes, and procedures, recommending enhancements as appropriate. Represent the team on broader projects such as trading system upgrades and regulatory change integration. Provide oversight and monitoring of service providers. Key Skills & Experience: Hold a qualification as a Certified Public Accountant (CPA) or Chartered more »

and external stakeholders. Build and maintain relationships with clients, industry professionals, and key stakeholders to generate new business opportunities. Stay updated with industry trends, regulatory changes, and market developments related to asset and wealth management. Requirements: Bachelor's degree in finance, economics, or a related field. An advanced degree more »

in the development of assets performance dashboards and reporting tools Ø Stay abreast of global and regional O&G industry trends, market conditions, and regulatory changes that may impact assets performance Minimum Requirements As the successful candidate you will hold Bachelor’s degree in Engineering, Finance or a related more »

needs across the business. Develop and maintain IT policies, procedures, and documentation to ensure compliance and standardisation. Stay informed about industry trends, advancements, and regulatory changes to recommend and implement relevant technologies and practices. About you: University degree in computer science preferred but other qualifications will be considered. Minimum more »

corresponding testing plans and remediation strategies. The overarching goal within this diverse international team is to ensure the achievement of operational resilience objectives, address regulatory requirements for AXA IM UK, facilitate regular review of Important Business Services Impact Tolerance in collaboration with the business, and implement the operational resilience … a priority for the industry. There is a need to have an Operational Resilience Officer dedicated to AXA IM UK to work on the regulatory compliance and to enforce the policies locally. The Operational Resilience Officer plays a pivotal role in AXA IM's Security Strategy, serving as a … prioritizing specific vulnerabilities related to Important Business Services including escalation. Oversee the execution of vulnerability remediation, ensuring compliance with agreed risk appetite. Assess any change (business or operations) that could negatively impact on operational resilience. 3- Risk management: Participate to the definition of local risks and annual review Coordinate more »

compliance operations, including the selection of relevant vendors and creation of appropriate policies and processes; Conduct reviews in order to assess compliance with legal, regulatory, and internal firm policy requirements; Advise team members with respect to applicable regulatory requirements to ensure testing is adequately designed to identify potential … compliance with laws and regulations; Determine the root cause of issues and develop effective remediation plans to mitigate the risks; Drive implementation of local regulatory change/remediation projects and initiatives. What they require: 7+ years of industry experience within institutional broker-dealer activities; Previous experience with a … Strong analytical, writing, and presentation skills; Highly motivated, proactive individual who has demonstrated the ability to take initiative, identify issues, propose solutions, and implement change; Strong attention to detail, balanced with a strong focus on execution and results; Self-starter, able to work in a fast-paced, results-driven more »

range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory and various other legal compliance (including AML, ABC, anti-fraud, DPA) advisory, monitoring and ad hoc activities, in particular, by completing delegated tasks and … providing cover for the Head of Compliance. Summarising regulatory publications and legal requirements and their impact on the Business, circulating them as appropriate and agreeing action to be taken to address them. Regulatory horizon scanning to identify forthcoming areas that will impact the Business and be able to … communicate those requirements to senior stakeholders. Preparing guidance and training on new and existing regulatory and certain legal requirements (and on any remedial action to address identified existing shortcomings) to business units. Tasks include drafting of new policies and reviewing and updating all existing policies for Board approval, drafting more »

Associate Director (Regulatory Affairs) My client are a dynamic and innovative medical technology company focused on developing advanced healthcare solutions. As we navigate through the transition to the Medical Device Regulation (MDR), we are seeking a highly skilled and experienced professional to join our team as Associate Director of … Regulatory Affairs. Title: Associate Director (Regulatory Affairs) Location: 2-3 Day on-site Type: Full-time Key Responsibilities Lead and oversee regulatory affairs activities related to Medical Device Regulation (MDR) compliance. Guide the company through the MDR transition process for Medical Device Class IIa or above products. … Manage a team of regulatory affairs professionals, providing mentorship and leadership. Ensure timely submissions and approvals for regulatory filings and compliance documentation. Collaborate cross-functionally with R&D, Quality Assurance, and Clinical teams to support product development and regulatory strategies. Stay updated on regulatory changes and more »

contact for compliance related enquiries. Work closely with the wider Risk & Compliance team to provide holistic support to the business. Prepare reporting to meet regulatory requirements. Oversee and contribute to Compliance Framework ensuring the objectives, focus and scope of compliance monitoring remain valid. Highlight shortcomings and suggest improvements in … internally and externally Be resilient and not shy away from having difficult conversations Nice to Have • Data Analytics skills • Experience of PECR • Experience of regulatory change implementation across B2B or B2C environments • Understanding/experience of technical solution architect/design Should you be keen on the role more »

and management of market risk and IRRBB throughout the Bank.Identify emerging risks related to Market Risk and IRRBB, arising from both external factors like regulatory changes and internal factors such as product development.Assess the impact of new products or changes on Market Risk and IRRBB, providing 2LOD approval for more »

for clients and internal stakeholders. Spearhead deal structuring, negotiation, and documentation to ensure seamless transaction closures. Remain abreast of industry trends, market developments, and regulatory changes impacting the Metals and Mining sector. Qualifications: Bachelor's degree in Finance, Economics, or related field. Extensive understanding of M&A processes and more »

supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you’ll contribute to the development and maintenance of the regulatory and conduct risk frameworks, policies and procedures and contribute to the identification, assessment, communication, tracking and reporting of conduct regulatory change matters … gained previous experience in a Compliance Manager role within the banking or mortgage arena and will have a very strong working knowledge of relevant regulatory requirements. It's important that you have experience of leading and contributing to Compliance projects and that you possess excellent stakeholder management skills. Interested more »

supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you’ll contribute to the development and maintenance of the regulatory and conduct risk frameworks, policies and procedures and contribute to the identification, assessment, communication, tracking and reporting of conduct regulatory change matters … gained previous experience in a Compliance Manager role within the banking or mortgage arena and will have a very strong working knowledge of relevant regulatory requirements. It's important that you have experience of leading and contributing to Compliance projects and that you possess excellent stakeholder management skills. Interested more »

business plan in line with the overall company business and financial plans.Be the subject matter expert in the impact of market trends, economic and regulatory change and how this impacts our clients to provide value added solutions across our service lines of advice, authorisations, advisory and managed services.Key … sales (>£1m pa).Extensive understanding and technical knowledge of the market trends and factors affecting the digital assets landscape. In depth understanding of relevant regulatory regimes and the approach of financial services regulators.Proven experience in sector development and building expertise within teams for delivery to clients.Proven ability to manage … and resolve customer service escalations in a high risk and high complexity environment.Understanding of the regulatory and industry trends in UK financial services and the impact for managed services practices.Strong commercial mindset and proven experience of P&L management.Confident, articulate, exceptional presentation skills.Able to build trust and credibility with more »

oversight activities to ensure the trading platform and OTC brokerage lines of business (for institutional and professional clients) remain in adherence with their relevant regulatory requirements. Such activities include Monitoring and Surveillance, Testing and Thematic reviews, Risk Assessments, Reporting (both internal and external), leading and overseeing Conduct controls, and … PA Dealing, Gifts and Entertainment, Conflicts of Interest oversight and related Register maintenance.Providing training to the business in relation to all Compliance related matters.Support Regulatory change initiatives and projects.Who you are Strong product knowledge covering multiple asset classes with a focus on cryptocurrency, derivatives (Futures, Options, Swaps) and more »

oversight activities to ensure the trading platform and OTC brokerage lines of business (for institutional and professional clients) remain in adherence with their relevant regulatory requirements. Such activities include Monitoring and Surveillance, Testing and Thematic reviews, Risk Assessments, Reporting (both internal and external), leading and overseeing Conduct controls, and … Gifts and Entertainment, Conflicts of Interest oversight and related Register maintenance. Providing training to the business in relation to all Compliance related matters. Support Regulatory change initiatives and projects. Who you are Strong product knowledge covering multiple asset classes with a focus on cryptocurrency, derivatives (Futures, Options, Swaps more »

and external stakeholders. Foster and nurture relationships with clients, industry experts, and key stakeholders to cultivate new business opportunities. Keep abreast of industry trends, regulatory changes, and market developments pertinent to asset and wealth management. Requirements : Bachelor's degree in finance, economics, or a related field. Possession of an more »

markets-focused solutions. Participate in client meetings, presentations, and pitches, effectively communicating complex financial concepts and strategies. Stay up-to-date with industry trends, regulatory changes, and market developments to ensure solutions remain competitive and relevant. Qualifications: Minimum of 3 years of experience in FX and/or private more »

develop innovative insurance solutions that address clients' unique cybersecurity needs and business objectives, leveraging advanced technology and analytics tools. Stay abreast of industry trends, regulatory changes, and emerging technologies in cybersecurity and insurance to drive continuous innovation and improvement in underwriting practices. Assess and underwrite cyber insurance policies based more »

assigned and peripheral spend categories knowledge on trends and best practices, vendor management principals with key suppliers, including monitoring the supplier landscape and relevant regulatory changes Qualifications degree focused in related area (Business, Finance, Real Estate, Supply Chain) years of experience in sourcing and negotiating Corporate Real Estate and more »

functional teams, including legal, tax, finance, and operational experts, to ensure seamless execution of transactions and optimise integration efforts. Stay abreast of industry trends, regulatory changes, and market developments to improve origination activities. Drive business development efforts, contributing to the growth of the group in Europe Uphold the highest more »

teams to create compelling content that showcases our expertise and innovation in the CPaaS space. Competitive/Market Intelligence Stay abreast of industry trends, regulatory changes, and competitive landscapes through active participation in association activities and regular market research. Provide insights to internal teams on market developments that may more »

all internal clients, including consultant relationship managers, client directors, business development and portfolio managers, liaising with these contacts to obtain information •Keep abreast of regulatory changes as well as within the company, product and the industry, ensuring changes are reflected in the RFPs and databases. Also maintain information flow more »

and solutioning for new offerings, services, and clients; support business development through client meetings, proposals, white papers, data calls, etc. Anticipate market trends and regulatory changes and propose solutions to demonstrate thought leadership and meet emerging needs. Handle administrative requirements effectively and advocate for operations excellence. What You Will more »