1 to 25 of 33 Regulatory Change Jobs in England with Remote Work Options

Rate: £600.00 PAYE/£770.59 Umbrella Location: London [Hybrid] Duration – 3 months Role Summary: HSBC are currently searching for a Business Analyst for the Regulatory Reporting Enhancement programme which is outlining remediation required across the scope of the Group’s regulatory reporting. The jobholder will be expected to … to adopt an agile and flexible approach to work and an outstanding level of professionalism and conduct. Key Responsible Provide guidance and opine on regulatory policy. Preparation of consultation responses and, where relevant, submissions to regulators. Preparation of policy interpretations and opinions. Preparation of regulatory submissions to the … regulator. Global and regional Market Risk Functions, Traded Risk Senior management team, GRA Regional Heads and regional Policy leads. Finance – Group Regulatory Policy and Regulatory Reporting teams. Regulatory bodies – in particular the Prudential Regulatory Authority supervisory and modelling teams. Work together with business experts from the more »

The Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide’s second line of defence. We are at the forefront of complex regulatory change providing specialist regulatory support, driving good outcomes and value … customers, stakeholders and the Society. More specifically, you will be part of the Retail Services and Mortgages team which leads in providing real-time regulatory support to the first line teams covering Retail Services (including the branch network and contact centre), Digital, and Mortgages, as well as strategically important … only to provide advice on specific products and services, but also work on high profile programmes involving multiple stakeholders. You will also: Scan the regulatory horizon to identify emerging risks and gain wider industry awareness; Work with colleagues from across the business to support their strategic aims whilst ensuring more »

We’re navigating significant change at Nationwide. It’s an exciting time as we evolve to a new future that sees us accelerate delivery of our strategic aims, value to our Members and engage colleagues around new ways of working. At the same time, we are investing in the … team will be accountable for. providing real-time advice and oversight for payments activity on an end-to-end basis from horizon scanning for regulatory developments, supporting compliance with regulatory change through to oversight of ongoing compliance and operational risk management. providing independent assessment of risk and … within the Payments area and highlighting areas for improvement in risk management and controls aligned to the Nationwide Enterprise Risk Management Framework Scanning the regulatory horizon to identify emerging risks, regulatory change and gain wider industry awareness to provide advice and challenge. Working with colleagues from across more »

Business Analyst - Insurance change Salary Range: £50-79k Location: London Working Model: Hybrid Company Overview: We are working with a global financial services consultancy who are hiring into their fast growing insurance practice. Committed to diversity and inclusion, we celebrate individuality and foster a culture that values innovation … driving challenging projects within the UK Insurance industry. This position offers a unique opportunity to contribute to digital transformation, process improvement, product management, and regulatory change initiatives. You will have significant access to senior leadership on client and consultancy side, with ample room for career progression. Essential Skills … Change and transformation within Insurance Digital Transformation expertise Business analysis experience Product Management or Product Owner in Agile environments Regulatory change experience, e.g., IFRS17 Benefits: Engaging projects with leading global businesses Ongoing opportunities for skill enhancement Flat, non-hierarchical structure for direct client interaction Inclusive and diverse more »

part of Dyninno group of companies which provides products and services in the travel, finance, entertainment, and technology sectors in 50+ countries. As a Regulatory Compliance Manager specialising in UK Financial Services within the Payments sector, you will play a pivotal role in ensuring adherence to regulatory requirements … governing payment services. You will navigate complex regulatory landscapes, interpret regulations, and implement strategies to ensure compliance while supporting business objectives. Location : London, United Kingdom. Work from the office 4 days per week. Work from home 1 day per week. Key Responsibilities: 1. Regulatory Analysis and Interpretation: Stay … updated with relevant UK financial services regulations, directives, and guidelines pertaining to payment services. Analyse regulatory changes and assess their impact on payment operations and compliance frameworks. 2. Compliance Framework Development: Develop and maintain robust compliance policies, procedures, and controls specific to payment services, aligning with UK regulatory more »

their functions in a compliant and risk-focused way. This is achieved by building and nurturing stakeholder relationships and providing accurate, timely and robust regulatory advice and support. It is a busy and dynamic team that covers all aspects of conduct regulation for 3 regulated firms, a claims handling … including implementation of appropriate controls. Providing appropriate, business-focussed advice and recommendations on all relevant areas of regulation. Supporting the business in fostering strong regulatory relationships including timely, accurate regulatory reporting. Acting as a centre of excellence in all aspects of regulatory compliance, developing and providing training. … Maintaining an effective horizon scanning framework to keep the business fully informed on regulatory and legislative initiatives. Supporting regulatory change work, led by the first line. Serve as a mentor for to colleagues within the team and wider risk function Contributing to the development of the Conduct more »

London Branch is seeking a highly skilled Governance and Compliance Specialist to join the London Compliance team. The role will be extremely broad, managing regulatory projects, regulatory change and horizon watching. Main Responsibilities: Enhancing the current compliance programme by developing and implementing effective compliance policies and procedures. … concerns, escalating issues as necessary. Creating and delivering training programmes to promote a culture of compliance within the organization. Managing new and on-going regulatory projects. Desired Candidate: A dedicated professional with a passion for ensuring organizational integrity through effective compliance governance. Minimum of 3 years’ experience in financial more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

Here's what's in it for you: 1. Be the Compliance Champion: Own the responsibility of guiding the business in interpreting and applying regulatory requirements. Your expertise will be instrumental in ensuring practices align with the latest standards, keeping them ahead of the curve. 2. Stay Ahead of … the Curve: Lead the charge in horizon scanning, keeping the business informed about regulatory developments, industry trends, and emerging risks. Your proactive approach will ensure they are always prepared for what's next. 3. Shape Compliance Culture: Take the reins in maintaining and communicating compliance policies and training programs. … Your efforts will foster a culture of compliance throughout the organization, setting the standard for excellence. 4. Drive Change: Lead the way in implementing regulatory change programs, demonstrating your ability to navigate complexities and drive successful outcomes even in the face of change. 5. Influence and Lead more »

Analyst Location: Leicester (Hybrid 1-2 days p/week) Package: Excellent salary, strong bonus, pension & private healthcare schemes Current Projects include: IT & Business Change (e.g. CRM implementation, regulatory change projects, IT & business process integration following M&A, ERP enhancements) The Role: We are working with an … iconic UK brand based in the East Midlands to recruit a Business Analyst to lead on a range of high-profile IT & business change projects. As a Business Analyst you will work through the full project lifecycle, from business case and early requirements through to successful implementation and benefits … working with technical colleagues and suppliers through the delivery life cycle. Sought Experience: Proven track record of successful business analysis across a number of change projects. Experience of having direct responsibility for all business analysis activities on large scale IT software development projects through the full life cycle. Requirements more »

Performance Report, CUBE is pioneering the development of machine automated compliance. We are a global RegTech business defining and implementing the gold standard of regulatory intelligence and change for the financial services industry. We deliver our services through a SaaS platform, powered by an innovative combination of AI … join us and realize their full potential to grow into leadership positions within the business. Our Products: RegPlatform is a technology platform that streamlines regulatory change management. It provides firms with a one-stop, continuously maintained inventory of global regulations, with effortless horizon scanning, integration capabilities and workflow … management. RegPlatform combines industry leading AI technology with expert validated insights to simplify the complexities of multi-jurisdictional regulatory content. RegBrain allows customers to apply CUBE's AI models directly to their own content, enabling faster release and feedback cycles. Our flagship AI services will be included, spanning structural more »

trading, distribution, and operational areas and for maintaining a stable and resilient IT infrastructure platform. The Global Technology department has 400+ employees, running numerous change projects across all areas of the firm, including vendor implementations, regulatory change, in-house development, as well as overseeing change delivery more »

product requirements are met for all customers. The ideal candidate should have stockbroking experience, a strong understanding of the competitive landscape, ability to drive regulatory change, demonstrable market and competitor knowledge, attention to detail, client-centric approach, and be a self-starter who can work well under pressure. … both external vendors and internal stakeholders to align brokerage product requirements Possess a deep understanding of the stockbroking industry, including the competitive landscape and regulatory changes Demonstrate a client-centric mindset in all aspects of product development Thrive in a fast-paced, high-pressure environment while maintaining strong attention more »

in project management skills and tools. They willhave good knowledge and experience in the Pensions industry and ideally come from a Financial Services or Regulatory Change background. This role will be hybrid working and can be based in one of our Amersham, Birmingham, Bristol, Cheltenham, Glasgow, Guildford, Leeds … experience for the role. Experience in the Pensions industry and ideally knowledge of Pensions Dashboard regulations and requirements. Business Analysis foundation and/or Change Management qualifications (desirable, not essential). A strong understanding of Microsoft Office programmes, in particular Project Excel, Word and Outlook. Excellent communication and interpersonal more »

Regulatory and Conduct Advisory Manager Salary: up to £65,000 + Benefits + Bonus Location: Flexible due to hybrid working model (Office is based in Scotland) 6-month Fixed Term Contract Our client is currently going through an exciting period and is looking for an experienced conduct and regulatory risk specialist to support in delivering good outcomes for all their customers. This role provides compliance advice (predominantly conduct regulatory advice) to critical stakeholders across both their lending and savings value streams. This role is key in embedding good customer outcomes and comes with a good level of … of lending and/or deposit products (loans, credit cards and savings accounts) and how regulation impacts how they operate Strong ability to influence regulatory change initiatives and work on initiative and suggest improvements Courage to directly challenge senior stakeholders and do what is right for the customer. more »

lines of business themselves and relate to initiatives such as driving end-to-end efficiency, new product offerings and optimization or relate to a regulatory requirement which involves co-ordination across the Network. This role will require end to end partnership and liaison with the various Network Management teams … businesses. Roles and Responsibilities: Accountable for timely execution of programs within the Network Management function across both Securities and Cash Ensuring that the complex regulatory and legal requirements impacting the network are embedded in all Programs Accountable for embedding robust procedures and controls in all programs of work, ensuring … to absorb information and develop a strategic approach. Expertise in Data analysis and modelling An understanding of the impact of external factors, such as regulatory change on business strategies Strong analytical skills, particularly with regards to assessing risk. Strong team player, able to multi-task and work under more »

business operations. Evaluate existing systems, processes, and procedures, recommending enhancements as appropriate. Represent the team on broader projects such as trading system upgrades and regulatory change integration. Provide oversight and monitoring of service providers. Key Skills & Experience: Hold a qualification as a Certified Public Accountant (CPA) or Chartered more »

supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you’ll contribute to the development and maintenance of the regulatory and conduct risk frameworks, policies and procedures and contribute to the identification, assessment, communication, tracking and reporting of conduct regulatory change matters … gained previous experience in a Compliance Manager role within the banking or mortgage arena and will have a very strong working knowledge of relevant regulatory requirements. It's important that you have experience of leading and contributing to Compliance projects and that you possess excellent stakeholder management skills. Interested more »

supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you’ll contribute to the development and maintenance of the regulatory and conduct risk frameworks, policies and procedures and contribute to the identification, assessment, communication, tracking and reporting of conduct regulatory change matters … gained previous experience in a Compliance Manager role within the banking or mortgage arena and will have a very strong working knowledge of relevant regulatory requirements. It's important that you have experience of leading and contributing to Compliance projects and that you possess excellent stakeholder management skills. Interested more »

oversight activities to ensure the trading platform and OTC brokerage lines of business (for institutional and professional clients) remain in adherence with their relevant regulatory requirements. Such activities include Monitoring and Surveillance, Testing and Thematic reviews, Risk Assessments, Reporting (both internal and external), leading and overseeing Conduct controls, and … Gifts and Entertainment, Conflicts of Interest oversight and related Register maintenance. Providing training to the business in relation to all Compliance related matters. Support Regulatory change initiatives and projects. Who you are Strong product knowledge covering multiple asset classes with a focus on cryptocurrency, derivatives (Futures, Options, Swaps more »

Framework Compliance, this role is responsible for managing a multi-discipline team that maintains and oversees the delivery of the Compliance Framework disciplines of Regulatory Change Management, Compliance Rule Mapping, Compliance Risk Assessments and Compliance Monitoring. Compliance Framework looks to ensure a deep understanding of and adherence to … the in-scope disciplines of Compliance Framework by Regulatory Entity and (Global) Practice Compliance officers globally. This manager in Compliance Framework also oversees the maintenance of governance documents database (OneBook) as well as Compliance-owned governance documents; and manages partners who provide reporting to the Global Compliance Committee and more »

for developing and implementing compliance training programmes and monitoring their effectiveness. In addition, you’ll perform horizon scanning, keeping management informed of and relevant regulatory changes, their potential impact on the business and recommending appropriate responses. You’ll have gained previous experience in a Compliance experience within an investment more »

and address client concerns, working collaboratively with internal teams to implement solutions and ensure client satisfaction. Stay informed about industry trends, competitor offerings, and regulatory changes affecting the Fintech landscape. Use this knowledge to inform client interactions and product development initiatives. Skills/Qualifications required: Multiple years of experience more »

and address client concerns, working collaboratively with internal teams to implement solutions and ensure client satisfaction. Stay informed about industry trends, competitor offerings, and regulatory changes affecting the Fintech landscape. Use this knowledge to inform client interactions and product development initiatives. Skills/Qualifications required: Multiple years of experience more »

Global Quality Operations to manage and perform audits with focus on Pharmacovigilance audits. Responsibilities include Continuous improvement of the Quality System Pharmacovigilance Audits Inspections - Regulatory Intelligence Provide advice and act as project liaison Skills Degree in natural science or equivalent number of years' experience Experience in Pharmacovigilance auditing KEY … business companies and provide training in the area of expertise as assigned. 3. Inspections · Support the preparation for GxP inspections · Support the responses to Regulatory Authorities · Supervise and provide input to the corrective and preventive actions · Follow-up on the development, implementation and completion of corrective and preventive actions … with the inspected Functional Areas · Maintain a tracking tool for inspections, findings and corrective and preventive actions 4. Regulatory Intelligence · Maintain an overview over the relevant regulatory requirements and state-of-the-art knowledge of development in the professional regulatory environment to be able to provide guidance more »