17 Regulatory Change Jobs in London with Remote Work Options

Job Title : Regulatory Affairs Manager (ASIC/MAS) Team: Regulatory Affairs Location: Remote working with offices in London & Sofia Rate: Competitive, + commission, + share options Date available: June 2024 Job type: Full Time Line Manager: Interim - Head of Product Control Now Summary Control Now (CN) is a … regulatory technology business established in 2017 specifically to address investment firm’s requirements to submit compliant transaction reports for global reporting regimes such as MIFIR, EMIR, ASIC, MAS and many others. Control Now are disrupting the current market for Transaction Reporting with its suite of fully automated software delivered … business in a growing industry; learn directly from industry experts in a friendly environment and support improving the quality of data available to financial regulatory authorities. Role Summary Control Now (CN) is looking for a Regulatory Affairs Manager to support the business with monitoring and interpreting regulatory more »

Rate: £600.00 PAYE/£770.59 Umbrella Location: London [Hybrid] Duration – 3 months Role Summary: HSBC are currently searching for a Business Analyst for the Regulatory Reporting Enhancement programme which is outlining remediation required across the scope of the Group’s regulatory reporting. The jobholder will be expected to … to adopt an agile and flexible approach to work and an outstanding level of professionalism and conduct. Key Responsible Provide guidance and opine on regulatory policy. Preparation of consultation responses and, where relevant, submissions to regulators. Preparation of policy interpretations and opinions. Preparation of regulatory submissions to the … regulator. Global and regional Market Risk Functions, Traded Risk Senior management team, GRA Regional Heads and regional Policy leads. Finance – Group Regulatory Policy and Regulatory Reporting teams. Regulatory bodies – in particular the Prudential Regulatory Authority supervisory and modelling teams. Work together with business experts from the more »

We’re navigating significant change at Nationwide. It’s an exciting time as we evolve to a new future that sees us accelerate delivery of our strategic aims, value to our Members and engage colleagues around new ways of working. At the same time, we are investing in the … team will be accountable for. providing real-time advice and oversight for payments activity on an end-to-end basis from horizon scanning for regulatory developments, supporting compliance with regulatory change through to oversight of ongoing compliance and operational risk management. providing independent assessment of risk and … within the Payments area and highlighting areas for improvement in risk management and controls aligned to the Nationwide Enterprise Risk Management Framework Scanning the regulatory horizon to identify emerging risks, regulatory change and gain wider industry awareness to provide advice and challenge. Working with colleagues from across more »

Business Analyst - Insurance change Salary Range: £50-79k Location: London Working Model: Hybrid Company Overview: We are working with a global financial services consultancy who are hiring into their fast growing insurance practice. Committed to diversity and inclusion, we celebrate individuality and foster a culture that values innovation … driving challenging projects within the UK Insurance industry. This position offers a unique opportunity to contribute to digital transformation, process improvement, product management, and regulatory change initiatives. You will have significant access to senior leadership on client and consultancy side, with ample room for career progression. Essential Skills … Change and transformation within Insurance Digital Transformation expertise Business analysis experience Product Management or Product Owner in Agile environments Regulatory change experience, e.g., IFRS17 Benefits: Engaging projects with leading global businesses Ongoing opportunities for skill enhancement Flat, non-hierarchical structure for direct client interaction Inclusive and diverse more »

London Branch is seeking a highly skilled Governance and Compliance Specialist to join the London Compliance team. The role will be extremely broad, managing regulatory projects, regulatory change and horizon watching. Main Responsibilities: Enhancing the current compliance programme by developing and implementing effective compliance policies and procedures. … concerns, escalating issues as necessary. Creating and delivering training programmes to promote a culture of compliance within the organization. Managing new and on-going regulatory projects. Desired Candidate: A dedicated professional with a passion for ensuring organizational integrity through effective compliance governance. Minimum of 3 years’ experience in financial more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

trading, distribution, and operational areas and for maintaining a stable and resilient IT infrastructure platform. The Global Technology department has 400+ employees, running numerous change projects across all areas of the firm, including vendor implementations, regulatory change, in-house development, as well as overseeing change delivery more »

product requirements are met for all customers. The ideal candidate should have stockbroking experience, a strong understanding of the competitive landscape, ability to drive regulatory change, demonstrable market and competitor knowledge, attention to detail, client-centric approach, and be a self-starter who can work well under pressure. … both external vendors and internal stakeholders to align brokerage product requirements Possess a deep understanding of the stockbroking industry, including the competitive landscape and regulatory changes Demonstrate a client-centric mindset in all aspects of product development Thrive in a fast-paced, high-pressure environment while maintaining strong attention more »

business operations. Evaluate existing systems, processes, and procedures, recommending enhancements as appropriate. Represent the team on broader projects such as trading system upgrades and regulatory change integration. Provide oversight and monitoring of service providers. Key Skills & Experience: Hold a qualification as a Certified Public Accountant (CPA) or Chartered more »

management of market risk and IRRBB throughout the Bank. Identify emerging risks related to Market Risk and IRRBB, arising from both external factors like regulatory changes and internal factors such as product development. Assess the impact of new products or changes on Market Risk and IRRBB, providing 2LOD approval more »

oversight activities to ensure the trading platform and OTC brokerage lines of business (for institutional and professional clients) remain in adherence with their relevant regulatory requirements. Such activities include Monitoring and Surveillance, Testing and Thematic reviews, Risk Assessments, Reporting (both internal and external), leading and overseeing Conduct controls, and … Gifts and Entertainment, Conflicts of Interest oversight and related Register maintenance. Providing training to the business in relation to all Compliance related matters. Support Regulatory change initiatives and projects. Who you are Strong product knowledge covering multiple asset classes with a focus on cryptocurrency, derivatives (Futures, Options, Swaps more »

Framework Compliance, this role is responsible for managing a multi-discipline team that maintains and oversees the delivery of the Compliance Framework disciplines of Regulatory Change Management, Compliance Rule Mapping, Compliance Risk Assessments and Compliance Monitoring. Compliance Framework looks to ensure a deep understanding of and adherence to … the in-scope disciplines of Compliance Framework by Regulatory Entity and (Global) Practice Compliance officers globally. This manager in Compliance Framework also oversees the maintenance of governance documents database (OneBook) as well as Compliance-owned governance documents; and manages partners who provide reporting to the Global Compliance Committee and more »

or Technical Analyst in the Energy industry ideally leading assignments supporting business and/or IT transformation. Experience of current and future industry and regulatory change Experience of business process mapping/business process re-engineering, or as a process lead or Customer Journey owner. Track record of more »

This Tech & AI enabled agency is helping some of the most important companies, government departments, charities, and campaign groups navigate a year of elections, regulatory changes, and policy challenges. They seek to add a quant AD who is keen to join a dynamic and growing company and help them more »

and address client concerns, working collaboratively with internal teams to implement solutions and ensure client satisfaction. Stay informed about industry trends, competitor offerings, and regulatory changes affecting the Fintech landscape. Use this knowledge to inform client interactions and product development initiatives. Skills/Qualifications required: Multiple years of experience more »

managing our 1st line of defence Technology risk framework and strategy. The role will involve the identification, assessment, monitoring, and reporting of operational and change related Technology risks, as well as ensuring the effective implementation and operation of controls. Working as part of the Technology Strategy, Planning & Risk Governance … part of a virtual, global Technology Risk Governance team and will lead a team of Technology Risk Analysts. Your stakeholders will include Technology, Business Change Delivery, Risk, Compliance and Audit functions across our regions in LATAM, UK, Europe & APAC. In this role, you will support the Insurance and Reinsurance … appropriate technology risk framework and control libraries and identify opportunities to continuously improve our control environment. Actively manage post incident reviews, root cause analysis, regulatory notifications, and drive process improvements to address any systemic issues. Develop and deliver risk reporting metrics and scorecards for senior stakeholders and to escalate more »

Policy Analyst (Energy) Can you keep abreast of and translate complex energy market regulatory changes? Can you understand policy changes and write updates accordingly? This role could be for you! Consult Energy are working with an innovate business in the Energy industry where you will get the opportunity to … If you're ambitious and passionate about Energy change...get in touch today! Policy Analyst - What you'll do: Consult with the wider business on regulatory matters Keep an up-to-date knowledge of industry changes Write and update relevant policy documentation Review proposed legislative changes, assess impacts and mitigate … Location: West London (hybrid) This Policy Analyst/Regulation Analyst role would be best suited to someone with experience in a regulatory compliance and/or policy function that is versed in OFGEM obligations and understands their implications. Policy Analyst (Energy more »