1 to 25 of 121 Regulatory Change Jobs

issues. Make recommendations for enhancements to the internal market abuse framework. Make recommendations for enhancing processes for identifying market abuse risk in line with regulatory change. Maintaining the Market Abuse Risk Assessment. Assisting in drafting and updating appropriate policies and procedures in relation to market abuse as required. Conduct … reviews in accordance with the Compliance Monitoring Plan. Assist in responding to regulatory enquiries on market abuse issues. Assisting with PA Dealing approvals. Conduct horizon scanning and keep abreast of regulatory changes and updates in respect of market abuse. Creating and delivering face to face market abuse training … in a trading, monitoring or surveillance position at a financial services firm (brokerage is preferable). Strong knowledge of market abuse regulation and conduct regulatory requirements and being able to identify risks in relation to potential Market Abuse is essential. Good working knowledge of various products - equities, equity derivatives more »

The role is an opportunity to be part of a growing capability. You will be working on projects that include client service proposition design, regulatory change, process improvement, digital transformation, and technology platform implementation. Requirements: Operational or change experience in wealth, asset management, or private banking Ability … to deliver change from strategy through solution implementation Understanding of how these businesses deliver value, control costs, and grow their business Comfortable working alongside technology on digital transformation projects Experience in defining data and working in data-driven environments A strong communicator, who is well-versed in managing external more »

as in adherence with both internal policies and procedures as well as that set out by the regulator. Keep up to date with all regulatory changes and guidance in line with the relevant regulatory governing bodies Monitor and record enforcement action taken by the regulator with operators and more »

seeking a Chief Financial Officer to join their dynamic team. The company is poised for significant growth, driven by both technological advancements, and anticipated regulatory changes in the sector. Specializing in EV charging infrastructure, they are seeking a strategic financial leader to lead the scaling up of the business more »

Rate: £600.00 PAYE/£770.59 Umbrella Location: London [Hybrid] Duration – 3 months Role Summary: HSBC are currently searching for a Business Analyst for the Regulatory Reporting Enhancement programme which is outlining remediation required across the scope of the Group’s regulatory reporting. The jobholder will be expected to … to adopt an agile and flexible approach to work and an outstanding level of professionalism and conduct. Key Responsible Provide guidance and opine on regulatory policy. Preparation of consultation responses and, where relevant, submissions to regulators. Preparation of policy interpretations and opinions. Preparation of regulatory submissions to the … regulator. Global and regional Market Risk Functions, Traded Risk Senior management team, GRA Regional Heads and regional Policy leads. Finance – Group Regulatory Policy and Regulatory Reporting teams. Regulatory bodies – in particular the Prudential Regulatory Authority supervisory and modelling teams. Work together with business experts from the more »

London Branch is seeking a highly skilled Governance and Compliance Specialist to join the London Compliance team. The role will be extremely broad, managing regulatory projects, regulatory change and horizon watching. Main Responsibilities: Enhancing the current compliance programme by developing and implementing effective compliance policies and procedures. … concerns, escalating issues as necessary. Creating and delivering training programmes to promote a culture of compliance within the organization. Managing new and on-going regulatory projects. Desired Candidate: A dedicated professional with a passion for ensuring organizational integrity through effective compliance governance. Minimum of 3 years’ experience in financial more »

advice to the Public, and Private Markets Groups. To support ongoing surveillance of the activities of the Public Markets Group in relation to key regulatory processes, including: MAR surveillance, best execution, allocations, sanctions lists, shareholding disclosures and filings, position limits, exceptions reporting, and maintenance of IT systems to manage … Certification Regime. To assist with the delivery of new joiner Compliance training. EXPERIENCE REQUIRED: 𝖬𝗎𝗌𝗍 𝗁𝖺𝗏𝖾 𝖨𝗇𝗏𝖾𝗌𝗍𝗆𝖾𝗇𝗍 𝖬𝖺𝗇𝖺𝗀𝖾𝗆𝖾𝗇𝗍 𝖾𝗑𝗉𝖾𝗋𝗂𝖾𝗇𝖼𝖾 Thorough knowledge of the UK regulatory framework. Willingness to develop relationships at all levels in delivering pragmatic and proportionate compliance support, monitoring and training solutions A good understanding of public … market asset classes; including equity, credit, fixed income, derivatives and alternative investments. Demonstrable experience of Public Markets Compliance. Demonstrable experience of dealing with the regulatory change agenda, and in particular impact of Public Markets. Working knowledge of Bloomberg and FundApps or other equivalent systems for monitoring Public Markets more »

and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. This includes horizon scanning activities in relation to new or existing regulation … and reporting through to internal Committees for the purposes of oversight. Support the business through the provision of timely and outcomes-focussed regulatory advice and guidance, as part of project and change programmes and resolving ad hoc queries which arise from time to time. Assist on compliance monitoring … by the Head of Compliance, covering the Bank’s regulated activities. This includes preparing terms of reference, testing the design and operational effectiveness of regulatory controls, report writing, agreeing findings with key stakeholders and tracking all issues and remediation through to closure. Assist in the Implementation of the Bank more »

next part of their growth phase. Key Responsibilities – Develop and implement training programs for risk and compliance, while maintaining detailed records. Stay updated on regulatory changes and collaborate with the first line of defense. Create and execute a compliance monitoring plan, including reviews, discussions with stakeholders, and generating reports … to first-line business units as required. Assist in drafting Risk and Compliance Policies and managing the company's policy framework. Manage interactions with regulatory bodies, including responding to inquiries and organizing information. Coordinate the preparation of monthly Risk and Compliance Committee materials, including taking and distributing minutes. Skills …/Experience required – Extensive background in banking, financial services, and payments, with exposure to UK and European regulatory frameworks. Professional qualifications in risk or compliance - preferred. Comprehensive understanding of payments services and e-money sector, including card schemes and BIN Sponsorship model. Familiarity with UK and Finnish/EU more »

ll work with business services teams and practice groups to deliver business transformation projects across the firm. Whether it's large-scale technology enabled change, new ways of working, target operating model or regulatory change, your role will be to engage stakeholders and define requirements to establish more »

skills to work with autonomy interpersonal skills to nurture internal relationships drafting privacy notices; managing data incidents; leading Privacy Impact Assessments; negotiating contracts; leading regulatory change management programs; drafting policies and procedures to other global Data Protection laws (ex: CPRA, LGPD, GDPR, HIPAA) working in an international team … a culture of inclusion so everyone can succeed relationships and networks across the company and where appropriate, the industry feedback constructively with peers Leading Change opportunities for and delivers continuous improvement improves safety and wellness changes effectively, following clear plans and processes open to, and actively supports change data to make the business case for change or improvement Communicating Effectively people informed about business results and progress clear, consistent, timely, respectful communications listens to others approachable organization's values and an environment of openness and inclusion relationships built on trust and open communication to and encourages more »

business operations. Evaluate existing systems, processes, and procedures, recommending enhancements as appropriate. Represent the team on broader projects such as trading system upgrades and regulatory change integration. Provide oversight and monitoring of service providers. Key Skills & Experience: Hold a qualification as a Certified Public Accountant (CPA) or Chartered more »

driving challenging projects within the UK Insurance industry. This position offers a unique opportunity to contribute to digital transformation, process improvement, product management, and regulatory change initiatives. You will have significant access to senior leadership on client and consultancy side, with ample room for career progression. Essential Skills … Change and transformation within Insurance Digital Transformation expertise Business analysis experience Product Management or Product Owner in Agile environments Regulatory change experience, e.g., IFRS17 Benefits: Engaging projects with leading global businesses Ongoing opportunities for skill enhancement Flat, non-hierarchical structure for direct client interaction Inclusive and diverse more »

/or delegates on the team Confidently lead sales pitches, both in terms of proposals and in the client facing pitch Deep technical FCA regulatory knowledge for the asset management sector and the rules which apply to such entities Competently deals with difficult clients and situations with ease Effectively … client is able to adopt Identifying, driving and leading the development of new content when necessary for clients; Draft new policies in response to regulatory change Internal Relations Ability to train team members in their field of expertise in an effective manner; Is approachable and a go-to … seen as an expert and is a go-to person across a range of regulation Ability to give concise and clear explanations on complex regulatory concepts and requirements Identifying potential opportunities to upsell a piece of work/secondment/project with clients Optima Partners is committed to providing more »

proportion of customers protected from their impact and minimising the disruption to legitimate transactions. Adherence to requirements of the CRM is enforced to a regulatory standard by the Lending Standards Board (LSB) and the Financial Conduct Authority (FCA). The CRM requirements continue to grow, there are many requirements … Institutions must meet, and these requirements will continue to grow and iterate over time. In addition to the CRM there is the anticipation of regulatory changes to expand the Payments Services Directive which is expected to require changes to the Faster Payments landscape. The regulatory lens sits closely … the ‘key players’ within the UK banking sector to disrupt Economic Crime through data sharing and detection/prevention enhancements, all of which are Change resource heavy. To ensure we are set up for success, it is critical that we develop a core technology team with knowledge of the more »

Associate/Manager - Payment Services London - Hybrid (2 Days in the office) Are you currently working in the payment space with previous consultancy experience, regulatory/compliance knowledge, and the ability to manage client relationships? Are you looking for a new position where you can elevate your career in … you: Mostyn Chase is thrilled to be collaborating with this award-winning organisation, who provide financial services companies with products and services to navigate regulatory changes effectively. They provide expert compliance advice and support across the financial services sector. Collaborating with clients who range from niche start-ups to … as well as managing their own portfolio of client projects. The senior associate or manager role would also involve creating policies and procedures, answering regulatory-based questions, and providing advice and guidance. You will also have: Recent and relevant experience in the payments industry Broad base of compliance understanding. more »

trading, distribution, and operational areas and for maintaining a stable and resilient IT infrastructure platform. The Global Technology department has 400+ employees, running numerous change projects across all areas of the firm, including vendor implementations, regulatory change, in-house development, as well as overseeing change delivery more »

traders, portfolio managers, and risk management to develop and implement effective hedge accounting strategies. Stay up-to-date on the latest accounting pronouncements and regulatory changes in hedge accountinge financial data, explain business performance and identify growth opportunities. Produce timely and accurate financial reports for a range of legal more »

Pharma. With several decades in the industry, and new acquisitions, this company can offer security and opportunities for growth. Job Description Ensures compliance with regulatory agency regulations and interpretations. Prepares responses to regulatory agencies' questions and other correspondence. Gathers and assembles information necessary for submissions in accordance with … regulations and relevant guidelines. Develops timelines for submissions under the direction of senior regulatory affairs staff. Provides solutions to extreme complex problems in which data analysis requires an evaluation of intangible variables. Provides regulatory advice to project teams. Organizes and maintains reporting schedules for new drug application and … investigational new drug applications. Responsibilities and Deliverables: Regulatory review and approval of product labelling for Cosmetics and other non-OTC classes per the company portfolio in mainly UK & Ireland Regulatory review and approval and advertising or promotional copy for Cosmetics and other non-OTC classes mainly in UK more »

actuarial subject matter expert within the business to ensure specialist input is provided to support commercial negotiations and business decision making. Monitoring developments and regulatory changes in the market to ensure compliance. Overseeing ad hoc tasks such as analyses, systems testing and process improvements. Supporting and developing junior actuaries … outline of responsibilities and requirements and is not exhaustive. Other duties may be assigned as needed, and the job description may be subject to change based on organisational requirements. more »

We’re navigating significant change at Nationwide. It’s an exciting time as we evolve to a new future that sees us accelerate delivery of our strategic aims, value to our Members and engage colleagues around new ways of working. At the same time, we are investing in the … team will be accountable for. providing real-time advice and oversight for payments activity on an end-to-end basis from horizon scanning for regulatory developments, supporting compliance with regulatory change through to oversight of ongoing compliance and operational risk management. providing independent assessment of risk and … within the Payments area and highlighting areas for improvement in risk management and controls aligned to the Nationwide Enterprise Risk Management Framework Scanning the regulatory horizon to identify emerging risks, regulatory change and gain wider industry awareness to provide advice and challenge. Working with colleagues from across more »

and pricing. Building and maintaining strong relationships with brokers and clients. Providing expert guidance and support to junior underwriters. Keeping abreast of market trends, regulatory changes, and emerging risks. Collaborating with various internal stakeholders to drive business growth and profitability. Requirements: Extensive experience in professional indemnity underwriting, preferably within more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

ll work with business services teams and practice groups to deliver business transformation projects across the firm. Whether it's large-scale technology enabled change, new ways of working, target operating model or regulatory change, your role will be to engage stakeholders and define requirements to establish more »

Are you a collaborative Project Manager with experience of Business Change Projects? Do you love to truly partner with the business to improve ways of working? Are you looking to deliver projects with accountability and ownership? This could be a brilliant next move for your career development! Joining a … ll work with business services teams and practice groups to deliver business transformation projects across the firm. Whether it's large-scale technology enabled change, new ways of working, target operating model or regulatory change, your role will be to deliver a range of projects, bringing your more »