2 Permanent Regulatory Compliance Jobs in West Yorkshire

Job DescriptionMy client is a highly regarded, successful, established and award winning pensions specialist currently seeking a talented Regulatory specialist to join a newly established team and be a key figure in advising the business regarding regulatory and risk requirements. Duties will include:Supporting the Head of Compliance to ensure the firm meets its regulatory requirements as set out in the DPB Handbook.Support the firm in its application for its FCA Authorisation, ensuring policies and procedures meet the new requirements.Research, identify and analyse potential regulatory change (DPB and FCA) that may impact the organisation and … process for approving authorised advisor's (new and existing) and transitioning to the FCA's Senior Managers and Certification regime.Coordinate completion of the firms regulatory reporting (quarterly and annual)Complete an annual compliance review in all regulated areas of the business and produce a report to be submitted more »

this role requires a strategic thinker with a strong operational background, exceptional communication skills, and an in-depth understanding of the energy sector's regulatory landscape therefore energy experience is a must.Responsibilities:Change of Tenancy Management: Lead and coordinate all aspects of the COT process, ensuring smooth transitions for … incoming and outgoing tenants. This involves verifying tenancy changes, updating records, managing COT pricing, and ensuring compliance with regulatory obligations.Regulatory Compliance: Ensure all COT activities comply with relevant regulations and guidelines set by industry bodies. Stay updated on regulatory changes and implement necessary adjustments to processes … COT management.The Individual:Proven experience in operations management, preferably within the energy sector, with a focus on change of tenancy processes.Strong knowledge of the regulatory environment governing the energy sector, including Ofgem, Elexon, Xoserve, and the Retail Energy Code (REC).Exceptional organisational, communication, and leadership skills, with the ability more »