9 Trade Surveillance Jobs in England

financial products and solutions, catering to an international clientele. As part of their ongoing expansion, they are seeking a highly skilled and experienced VP Trade Surveillance Compliance Officer to join the team in London.Role Overview:The VP Trade Surveillance Compliance Officer will play a pivotal role … in ensuring our firm adheres to the highest standards of regulatory compliance. This senior position requires a deep understanding of trade surveillance, market abuse regulations, and extensive product knowledge in FX, Credit, or Rates. The successful candidate will be responsible for monitoring trading activities, identifying potential risks, and … implementing robust compliance frameworks to mitigate these risks.Key Responsibilities:Trade Surveillance: Oversee and enhance the trade surveillance programme to detect and prevent market abuse and other illicit activities. Utilise advanced surveillance tools to monitor trading patterns and behaviours across FX, Credit, or Rates.Compliance Monitoring: Conduct more »

financial products and solutions, catering to an international clientele. As part of their ongoing expansion, they are seeking a highly skilled and experienced VP Trade Surveillance Compliance Officer to join the team in London. Role Overview: The VP Trade Surveillance Compliance Officer will play a pivotal … role in ensuring our firm adheres to the highest standards of regulatory compliance. This senior position requires a deep understanding of trade surveillance, market abuse regulations, and extensive product knowledge in FX, Credit, or Rates. The successful candidate will be responsible for monitoring trading activities, identifying potential risks … and implementing robust compliance frameworks to mitigate these risks. Key Responsibilities: Trade Surveillance: Oversee and enhance the trade surveillance programme to detect and prevent market abuse and other illicit activities. Utilise advanced surveillance tools to monitor trading patterns and behaviours across FX, Credit, or Rates. more »

facilitate that expansion. This role is well suited for someone with a particular understanding of market conduct and surveillance.Responsibilities:Carrying out frequent and thorough trade surveillance checks in relation to market abuse and market conduct.Provide Compliance guidance on an as-needed basis, especially regarding market abuse and conflicts … of interest, aligning with company policies.Assist in compiling and preparing Management Information (MI) reports related to surveillance activities and other compliance tasks.Collaborate on designing and implementing improvements to communication and trade surveillance procedures.Delivery of Compliance monitoring, with a focus on market conduct and financial crime risks.Perform assessment … of market conduct and trade surveillance framework to identify and remediate vulnerabilities.Lead efforts to enhance surveillance systems, and implement new policies and controls to ensure compliance with applicable market conduct laws and regulations.Experience:Experience in capital markets compliance, with a focus on FICC markets.Expertise in market abuse more »

that expansion. This role is well suited for someone with a particular understanding of market conduct and surveillance. Responsibilities: Carrying out frequent and thorough trade surveillance checks in relation to market abuse and market conduct. Provide Compliance guidance on an as-needed basis, especially regarding market abuse and … conflicts of interest, aligning with company policies. Assist in compiling and preparing Management Information (MI) reports related to surveillance activities and other compliance tasks. Collaborate on designing and implementing improvements to communication and trade surveillance procedures. Delivery of Compliance monitoring, with a focus on market conduct and … financial crime risks. Perform assessment of market conduct and trade surveillance framework to identify and remediate vulnerabilities. Lead efforts to enhance surveillance systems, and implement new policies and controls to ensure compliance with applicable market conduct laws and regulations. Experience: Experience in capital markets compliance, with a more »

An Investment Bank is looking to appoint a VP into their surveillance and advisory function. This would be suitable for a VP or a strong AVP looking to make the step up. Responsibilities: Conduct oversight of trade surveillance alerts via the Firm’s surveillance systems, based … on escalations from the core surveillance team. Assisting in the timely resolution and escalation of exchange, regulatory or internal investigations and enquiries Delivering certain face-to-face Compliance training as required in line with regulatory requirements and annual training objectives Undertake and lead ad-hoc internal investigations in relation … Requirements: Bachelor’s degree in business, finance, economics, or any relevant field of discipline At least 5 years of prior experience in compliance or Surveillance role with focus in the detection and review of potential risks, especially market abuse and manipulation Knowledge in reviewing market abuse scenarios (e.g. frontrunning more »

dedicated to revolutionizing the financial industry through innovative technology and exceptional talent. Job Description: Our client are seeking a highly motivated and detail-oriented Trade Surveillance Analyst to join their dynamic team. The Trade Surveillance Analyst will be responsible for monitoring trading activities, ensuring compliance with … such as MiFID II, Dodd-Frank, and others. Collaborate with compliance, legal, and risk management teams to address any issues or concerns related to trade surveillance. Generate reports on suspicious activities or potential breaches for internal stakeholders and regulatory authorities as required. Utilize surveillance software and data analytics … tools to enhance surveillance capabilities and improve efficiency. Participate in the development and implementation of surveillance strategies, processes, and technologies. Assist in investigations and provide support during regulatory inquiries or audits. Maintain confidentiality, integrity, and professionalism at all times. Qualifications: Bachelor's degree in finance, economics, computer science more »

a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a full-time Regulatory … you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science, or a related field. At least 4 years … of experience in regulatory compliance, or technology in the financial services industry. MUST HAVE - Knowledge of regulatory requirements related to surveillance and monitoring for Market Abuse as well as Record keeping rules for financial institutions. Proven analytical skills with experience conducting impact assessments and gap analysis. Strong business analysis more »

Role Responsibilities: We are seeking an experienced data engineer to join the Surveillance IT team. The successful candidate will be responsible for developing data ingestion pipelines and frameworks that support trade surveillance analysts in their strategic decision-making. Qualifications and Skills: Educational Background : Bachelor's degree in more »

Product Manager – Trade Surveillance Location: Hybrid Salary: £70,000 - £110,000 Skills: Product Manager, Trade Surveillance, Market Surveillance, Communication Surveillance, eComms Surveillance, Data Analytics, Road Map, Agile Artemis Talent have partnered with an exciting software vendor who provide Trade Surveillance and … Analytics tools to the financial services industry who require a Trade Surveillance Product Manager to join there expanding team. As a Product Manager within this leading provider of Trade Surveillance, you will be working very closely with development teams and clients translating requirements for functional and … to compete with market leading financial services platforms. To be considered for the role of Product Manager the following experience is essential; knowledge of Trade, Market or Communications Surveillance would be highly beneficial ability to manage, define and scale the product road map in line with industry changes more »