4 UCITS Jobs in London with Remote Work Options

application of relevant financial regulatory frameworks including but not limited to the FCA Handbook (COBS and CASS), Regulated Activities Orders, FSMA, PDS2, EMD2, AIFMD, UCITS, MIFID II, IDD, EMIR, Financial Crime legislation (including MLRs, MAR, POCA, etc.) European Union Withdrawal Agreements; and of regulations for ICAAP/ICARA, ISO27001 Excellent more »

gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. Excellent communication and stakeholder management skills are essential. Interested? Click apply. Not got an up to date CV? Don’t worry, you can always more »

supporting assessments of value. In this role you will ensure compliance with all regulatory, tax, and corporate rules demonstrating relevant regulation knowledge to include UCITS and Mifid II which are crucial. You will also be experienced in comparing and contrasting investment solutions against competitors, market developments, and customer and adviser more »

and Advisory teams Requirements: · Extensive experience in a compliance monitoring role with a specific focus on Asset Management, ideally across investment vehicle types (e.g. UCITS, 1940 Act, Cayman, etc.) · Proven track record of regulations (FCA, SEC, and other jurisdictions) and guidelines relevant to Asset Management firms · In-depth knowledge of more »