an established Private Bank that operates on a global level. The Role The Product Risk Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products and Portfolios, andconstructing and maintaining … relationships with important stakeholders to achieve this. The Product Risk Manager will require WealthManagement or Private Banking product knowledge and will confidently be able to provideconstructive challenge to the business, governance committees, and second line of defence. The Product Risk Manager is responsible for investigating and establishing … well as representing the UK in regulatory change projects. The Product Risk Manager will carry out controls keeping in line with the Private Banks management framework. The Product Risk Manager is to develop realistic recommendations to address any issues, working alongside compliance and other business-related areas ensuring all more »
City Of London, England, United Kingdom Hybrid / WFH Options
VirtueTech Recruitment Group
Head of Technology Governance | SOX | Digital WealthManagement Firm | London, Hybrid | Competitive Salary + Bonus, Benefits ❗Note: This role does not provide Visa sponsorship❗ 🏆Recognised as one of the best places to work by Great Place to Work UK, our client, a Digital WealthManagement Firm … focus is on the personal relationship they develop with customers, underpinned by multi-channel customer reach and global investment expertise via a digital Investment Management platform. Entirely in the cloud, taking advantage of powerful commoditised offerings, the firm are building a bespoke cloud-native solution. 🌐As the Head of … Technology Governance , you'll oversee the efficient management of the firm's Technology business. This includes financial management, resource planning, strategy alignment, delivery of the SOX-based technical risk and control framework , business resilience (including operational resilience and DORA), and all related reporting and stakeholder management. Your role more »
City of London, London, United Kingdom Hybrid / WFH Options
Noir
new roles for .NET Developer to join an ambitious Fintech start-up. This is your chance to work with the sharpest minds in private wealthmanagement and financial software development. Our client's latest product release has changed the way people view private wealthmanagement and … allowed them to provide their clients with an individualised, scalable asset management framework that is unrivalled in today's market place. Our client is looking for passionate .NET Developer with experience in .NET, .NET Core/ASP.NET MVC, C# and SQL Server. Our client will provide training in: .NET more »
Compliance Operations Manager Our client is an award-winning financial services provider based in The City, specialising in areas such as HNW Mortgages, WealthManagement, General Insurance, Life Insurance, Short Term Lending, Commercial Finance and Asset Finance. A newly created opportunity is available for an experienced Compliance Operations … Manager to focus on areas including Consumer Duty, Product Governance and Compliance Operations. Candidates must come from a financial services (mortgages, insurance and wealth) background and have experience of Consumer Duty/Product Governance and its requirements. Areas of responsibilities: Consumer Duty: Managing and overseeing Consumer Duty projects/… Outlook, Work, Power BI. Desired but not necessity the relevant qualifications for the business areas involved in e.g. mortgages (CeMAP or equivalent), protection (RO5), WealthManagement (QCF Level 4 qualified), General Insurance CII certificate. £50 – 75k Basic + Bonus + Benefits (Dependent on experience more »
Financial Crime Manager - Banking, WealthManagement and Payments London/Hybrid £85,000 per annum I am looking for experienced financial crime professionals with specific exposure to issues around AML, Sanctions, ABC & CTF. Exposure to banking, wealthmanagement and the payments industry would be very helpful more »