12 of 12 Compliance Analyst Jobs in the UK excluding London

Compliance Analyst – FCA-Regulated FinTech/Investment Firm £45-£55k Plus benefits and bonus A high-growth, FCA-regulated FinTech specialising in institutional FX solutions is looking for a Compliance Analyst to join its expanding team. The business is well-capitalised, backed by a leading global investment firm, and combines deep market expertise with cutting-edge … technology to deliver best-in-class solutions to its clients. This is an exciting opportunity for someone with a solid compliance foundation who is eager to gain broad exposure across monitoring, advisory, regulatory change, and financial promotions in a fast-paced, collaborative environment. Why Join? Exposure to a wide variety of compliance areas — not just AML/financial … base and a dynamic product offering in the FX space. A busy, supportive team where you’ll learn quickly and make an impact. The Role: Deliver and enhance the compliance monitoring programme. Provide guidance on FCA requirements, particularly MiFID rules (SYSC, COBS, DISP) . Review and advise on financial promotions across multiple channels. Support compliance projects and partner More ❯

Compliance Analyst – FCA-Regulated FinTech/Investment Firm £45-£55k Plus benefits and bonus A high-growth, FCA-regulated FinTech specialising in institutional FX solutions is looking for a Compliance Analyst to join its expanding team. The business is well-capitalised, backed by a leading global investment firm, and combines deep market expertise with cutting-edge … technology to deliver best-in-class solutions to its clients. This is an exciting opportunity for someone with a solid compliance foundation who is eager to gain broad exposure across monitoring, advisory, regulatory change, and financial promotions in a fast-paced, collaborative environment. Why Join? Exposure to a wide variety of compliance areas — not just AML/financial … base and a dynamic product offering in the FX space. A busy, supportive team where you’ll learn quickly and make an impact. The Role: Deliver and enhance the compliance monitoring programme. Provide guidance on FCA requirements, particularly MiFID rules (SYSC, COBS, DISP) . Review and advise on financial promotions across multiple channels. Support compliance projects and partner More ❯

Compliance Analyst – FCA-Regulated FinTech/Investment Firm £45-£55k Plus benefits and bonus A high-growth, FCA-regulated FinTech specialising in institutional FX solutions is looking for a Compliance Analyst to join its expanding team. The business is well-capitalised, backed by a leading global investment firm, and combines deep market expertise with cutting-edge … technology to deliver best-in-class solutions to its clients. This is an exciting opportunity for someone with a solid compliance foundation who is eager to gain broad exposure across monitoring, advisory, regulatory change, and financial promotions in a fast-paced, collaborative environment. Why Join? Exposure to a wide variety of compliance areas — not just AML/financial … base and a dynamic product offering in the FX space. A busy, supportive team where you’ll learn quickly and make an impact. The Role: Deliver and enhance the compliance monitoring programme. Provide guidance on FCA requirements, particularly MiFID rules (SYSC, COBS, DISP) . Review and advise on financial promotions across multiple channels. Support compliance projects and partner More ❯

our approach and we IMPROVE by continually enhancing our skills and services. There has never been a better time to join EQ. Role Summary To assist the Governance, Risk, Compliance, Legal and Security Team (GRCLS) in providing support with compliance tasks, routine administrative assistance and support of the technology platform - LogicGate. The role will provide additional learning about … the importance of the compliance function and how it supports the wider business to manage its regulatory and legislative obligations. As a compliance analyst, you can embark on a career path involving on the job training and development with an opportunity to take obtain relevant qualifications. You will provide essential support with compliance tasks developing a … area of expertise. Supporting the delivery of client and certification audits, such as ISO and SOC 2 Type II. Coordinating administration tasks acting as an assistant for the Group Compliance Director and the Chief Risk Officer. Experience & Knowledge: Collaboration with business stakeholders across all departments and locales. Professional communication style face-to-face and through emails. Experience with application More ❯

Inline PMO - Compliance & Financial Crime Analyst Ref: CC46832 A highly successful IT and telecommunications services company is currently recruiting an Inline PMO - Compliance & Financial Crime Analyst to work at their client site in zone 1. In this role, you will be responsible for supporting all the planning activities related to the implementation of Head Office Group … initiatives, ensuring that technology-driven projects align with regulatory standards and mitigate financial crime risks. The ideal candidate should have strong project management experience and a deep understanding of compliance and financial crime regulations. TYPE: 6 months (Rolling Contract) WORKING HOURS: Mon - Fri 9am - 5pm SALARY: up to £50k depending on experience paid commuting costs up to zone … START: ASAP LOCATION: Central London Inline PMO - Compliance & Financial Crime Analyst Main Responsibilities: Oversight & Monitoring: Challenge and validate data in plain view including status, progress, milestones, RAIDs and Financials Ensure all IT projects comply with internal control frameworks and external regulatory requirements Identify and assess risks related to compliance and financial crime systems Support portfolio lead to More ❯

experience, and being part of a team that’s shaping the future of home connectivity, TAL is the place to be, Role Overview We are seeking a strategic Quality & Compliance Analyst to drive operational excellence and compliance across all customer communications. This role directly impacts revenue protection, risk mitigation and conversion optimization through systematic quality assurance and … impact and drive change as required. This role is critical to supporting our growth trajectory and protecting brand equity. Key Responsibilities Monitor and evaluate inbound and outbound calls for compliance with regulatory standards and internal policies Develop and maintain call quality scorecards and audit frameworks Provide detailed reports and insights to senior management on compliance trends and areas … to implement corrective actions and best practices Lead calibration sessions to ensure consistency in call evaluations Complying with our partner agreements on delivering high standard call feedback Delivering partner compliance reports in weekly or Biweekly calls making sure we are meeting expectations Stay up to date with industry regulations (Ofcom, Ofgem, etc.) and ensure all call scripts and procedures More ❯

About the role As a Compliance Analyst, you will be ensuring that the IT SOX is managed to the required governance standards. This means ensuring that all ITGC’s are fit for purpose and changes to the control framework are delivered for the business. The role also oversees delivery of all audit actions and regularly coordinating with both More ❯

About the role As a Compliance Analyst, you will be ensuring that the IT SOX is managed to the required governance standards. This means ensuring that all ITGC’s are fit for purpose and changes to the control framework are delivered for the business. The role also oversees delivery of all audit actions and regularly coordinating with both More ❯

About the role As a Compliance Analyst, you will be ensuring that the IT SOX is managed to the required governance standards. This means ensuring that all ITGC’s are fit for purpose and changes to the control framework are delivered for the business. The role also oversees delivery of all audit actions and regularly coordinating with both More ❯

About the role As a Compliance Analyst, you will be ensuring that the IT SOX is managed to the required governance standards. This means ensuring that all ITGC’s are fit for purpose and changes to the control framework are delivered for the business. The role also oversees delivery of all audit actions and regularly coordinating with both More ❯

About the role As a Compliance Analyst, you will be ensuring that the IT SOX is managed to the required governance standards. This means ensuring that all ITGC’s are fit for purpose and changes to the control framework are delivered for the business. The role also oversees delivery of all audit actions and regularly coordinating with both More ❯

We are partnering with a prestigious global professional services firm to recruit an Analyst to join their Global Business Acceptance team. This 18-month fixed term role is perfect for someone with experience in data analysis, compliance, risk management, or research who enjoys working with complex information, applying critical thinking, and safeguarding business integrity. The Role Working as … Validating information on new business matters by liaising with internal stakeholders. Conducting detailed database searches and ensuring data accuracy. Analysing search results to detect potential conflicts of interest or compliance risks. Escalating complex cases to senior team members for review. Carrying out additional research using internal and external sources. Assisting in setting up and maintaining information barriers. Staying up … of colleagues on conflicts processes and best practices. About You This role would suit a professional with strong analytical skills, excellent attention to detail, and a passion for ensuring compliance and risk management. You will ideally bring: Experience in conflicts, compliance, risk, research, or data analysis (legal/professional services desirable but not essential). Strong research and More ❯